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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.01%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$929M
AUM Growth
-$91.8M
Cap. Flow
-$624M
Cap. Flow %
-67.1%
Top 10 Hldgs %
19.53%
Holding
290
New
16
Increased
14
Reduced
24
Closed
16

Top Buys

Rank Stock Value
1
SRCLP
Stericycle, Inc
SRCLP
+$9.77M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.98M
3
WPXP
WPX Energy, Inc.
WPXP
+$8.97M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.4M
5
SWNC
Southwestern Energy Company
SWNC
+$6.09M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$8.75M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.25M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$4.22M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.6M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.15M

Sector Composition

Rank Sector Weight
1 Industrials 1.45%
2 Healthcare 0.98%
3 Financials 0.79%
4 Consumer Staples 0.68%
5 Technology 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAC icon
51
Bank of America
BAC
$442B
$705K 0.08%
45,263
– –
PFF icon
52
iShares Preferred and Income Securities ETF
PFF
$13.2B
$695K 0.07%
18,029
+535
+3% +$20.9K
WFC icon
53
Wells Fargo
WFC
$264B
$687K 0.07%
13,384
– –
GE icon
54
GE Aerospace
GE
$384B
$661K 0.07%
5,475
-2
-0% -$245
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.13T
$604K 0.07%
4,616
+1,534
+50% +$210K
L icon
56
Loews
L
$23.6B
$598K 0.06%
16,540
– –
RPT.PRD
57
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$556K 0.06%
10,000
– –
T icon
58
AT&T
T
$163B
$537K 0.06%
21,898
-13
-0.1% -$331
HD icon
59
Home Depot
HD
$355B
$532K 0.06%
4,597
– –
KO icon
60
Coca-Cola
KO
$375B
$527K 0.06%
13,105
– –
META icon
61
Meta Platforms (Facebook)
META
$1.51T
$514K 0.06%
5,695
– –
UNH icon
62
UnitedHealth
UNH
$370B
$498K 0.05%
4,303
– –
PG icon
63
Procter & Gamble
PG
$339B
$482K 0.05%
6,702
– –
AMZN icon
64
Amazon
AMZN
$2.96T
$476K 0.05%
18,500
– –
FTSM icon
65
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$454K 0.05%
+7,576
New +$454K
DIS icon
66
Walt Disney
DIS
$181B
$449K 0.05%
4,404
– –
CVX icon
67
Chevron
CVX
$366B
$433K 0.05%
5,505
– –
SHV icon
68
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$423K 0.05%
+3,840
New +$423K
PEP icon
69
PepsiCo
PEP
$190B
$421K 0.05%
4,461
– –
ORCL icon
70
Oracle
ORCL
$423B
$418K 0.05%
11,594
– –
MO icon
71
Altria Group
MO
$114B
$406K 0.04%
7,468
– –
AGN
72
DELISTED
Allergan plc
AGN
$403K 0.04%
1,482
– –
CSCO icon
73
Cisco
CSCO
$479B
$381K 0.04%
14,418
– –
GILD icon
74
Gilead Sciences
GILD
$165B
$381K 0.04%
3,875
– –
VZ icon
75
Verizon
VZ
$196B
$378K 0.04%
8,664
– –
1 2
3
4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, SSI Investment Management held 290 positions worth $929M, down 9% from $1.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $624M in Q3 2015, closing 16 positions and reducing 24 holdings. Its most notable exit was iShares Russell 1000 Value ETF, an estimated $4.22M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 0.36% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Stericycle, Inc worth $9.78M.

  • SSI Investment Management's largest Q3 2015 buy was Stericycle, Inc: 96,320 shares worth $9.78M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $8.98M increase.
  • SSI Investment Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $8.75M.
  • SSI Investment Management fully exited iShares Russell 1000 Value ETF in Q3 2015, selling an estimated $4.22M.
  • SSI Investment Management's ten largest holdings make up 20% of its $929M portfolio in Q3 2015.
  • SSI Investment Management opened 16 new positions and closed 16 in Q3 2015.
  • SSI Investment Management's portfolio value fell 9% quarter-over-quarter to $929M.

Based on SSI Investment Management's 13F filing for Q3 2015, filed 9 Nov 2015.