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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$570M
Cap. Flow %
57.93%
Top 10 Hldgs %
22.88%
Holding
432
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$7.99M
3
TSNU
Tyson Foods, Inc.
TSNU
+$5.11M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.56M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.56M

Top Sells

Rank Stock Value
1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
+$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.71M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.15M

Sector Composition

Rank Sector Weight
1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.28%
4 Industrials 1.07%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
51
Amgen
AMGN
$222B
$833K 0.08%
5,235
+1,195
+30% +$186K
BAC icon
52
Bank of America
BAC
$442B
$812K 0.08%
45,409
+16,596
+58% +$284K
MCK icon
53
McKesson
MCK
$101B
$778K 0.08%
3,747
– –
MA icon
54
Mastercard
MA
$493B
$754K 0.08%
8,756
-1,025
-10% -$83.7K
BRK.B icon
55
Berkshire Hathaway Class B
BRK.B
$1.13T
$752K 0.08%
4,996
+1,887
+61% +$272K
TFCFA
56
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$750K 0.08%
19,526
-136
-0.7% -$4.81K
BA icon
57
Boeing
BA
$185B
$746K 0.08%
5,741
– –
IP icon
58
International Paper
IP
$22B
$732K 0.07%
14,400
-3,506
-20% -$172K
APC
59
DELISTED
Anadarko Petroleum
APC
$722K 0.07%
8,783
+3,507
+66% +$305K
ORCL icon
60
Oracle
ORCL
$423B
$699K 0.07%
15,539
+3,950
+34% +$161K
L icon
61
Loews
L
$23.6B
$695K 0.07%
16,540
– –
AAL icon
62
American Airlines Group
AAL
$10.6B
$690K 0.07%
12,833
-16,325
-56% -$703K
AIG icon
63
American International
AIG
$41.3B
$660K 0.07%
11,789
+1,795
+18% +$96.3K
MBI icon
64
MBIA
MBI
$260M
$642K 0.07%
67,361
-305
-0.5% -$2.94K
CVX icon
65
Chevron
CVX
$366B
$622K 0.06%
5,536
-360
-6% -$40.9K
INTC icon
66
Intel
INTC
$513B
$621K 0.06%
17,075
+4,900
+40% +$170K
MET icon
67
MetLife
MET
$62.1B
$621K 0.06%
12,907
+1,570
+14% +$74.6K
WMT icon
68
Walmart Inc
WMT
$890B
$617K 0.06%
21,483
+8,625
+67% +$233K
KBIO
69
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$612K 0.06%
44,149
-906
-2% -$12.9K
OXY icon
70
Occidental Petroleum
OXY
$55.9B
$598K 0.06%
7,419
-377
-5% -$31.3K
REM icon
71
iShares Mortgage Real Estate ETF
REM
$548M
$597K 0.06%
12,758
+27
+0.2% +$1.33K
HUN icon
72
Huntsman Corp
HUN
$1.77B
$585K 0.06%
25,754
+12,061
+88% +$293K
UNP icon
73
Union Pacific
UNP
$174B
$581K 0.06%
4,893
+2,285
+88% +$262K
RPXC
74
DELISTED
RPX Corporation
RPXC
$581K 0.06%
42,066
-6,725
-14% -$93.2K
EPR.PRC icon
75
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$566K 0.06%
24,481
-519
-2% -$12K
1 2
3
4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, SSI Investment Management held 432 positions worth $985M, down 4% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management deployed $570M of net new capital in Q4 2014, opening 170 new positions and adding to 63 existing holdings. Its largest new stake was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.

By sector, the portfolio is most concentrated in Healthcare at 1.6% of assets, up from 1.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Welltower Inc., an estimated $3M trimmed.

  • SSI Investment Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $19.5M increase.
  • SSI Investment Management's biggest Q4 2014 reduction was Welltower Inc., cutting an estimated $3M.
  • SSI Investment Management fully exited ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) in Q4 2014, selling an estimated $4.31M.
  • SSI Investment Management's ten largest holdings make up 23% of its $985M portfolio in Q4 2014.
  • SSI Investment Management opened 170 new positions and closed 70 in Q4 2014.
  • SSI Investment Management's portfolio value fell 4% quarter-over-quarter to $985M.

Based on SSI Investment Management's 13F filing for Q4 2014, filed 11 Feb 2015.