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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABBV icon
51
AbbVie
ABBV
$435B
$700K 0.07%
12,154
+250
+2% +$13.9K
DHI icon
52
D.R. Horton
DHI
$42.3B
$693K 0.07%
33,765
+11,625
+53% +$256K
RTK
53
DELISTED
Rentech, Inc.
RTK
$693K 0.07%
40,475
+32,513
+408% +$706K
L icon
54
Loews
L
$23.6B
$689K 0.07%
16,540
– –
TFCFA
55
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$675K 0.07%
19,662
-950
-5% -$32.9K
RPXC
56
DELISTED
RPX Corporation
RPXC
$672K 0.07%
48,791
+30,806
+171% +$480K
CIMT
57
DELISTED
CIMATRON LTD ORD SHS
CIMT
$672K 0.07%
111,030
+13,450
+14% +$83.2K
DD icon
58
DuPont de Nemours
DD
$19.2B
$661K 0.06%
4,970
-158
-3% -$21.1K
SLB icon
59
SLB Ltd
SLB
$75B
$660K 0.06%
6,482
-850
-12% -$92.7K
ARCC icon
60
Ares Capital
ARCC
$14.4B
$657K 0.06%
40,565
+9,100
+29% +$154K
AGG icon
61
iShares Core US Aggregate Bond ETF
AGG
$138B
$656K 0.06%
6,010
+1,035
+21% +$113K
FDX icon
62
FedEx
FDX
$75.4B
$635K 0.06%
3,926
-150
-4% -$22.8K
V icon
63
Visa
V
$677B
$635K 0.06%
11,892
-1,820
-13% -$97.8K
MBI icon
64
MBIA
MBI
$260M
$623K 0.06%
67,666
+15,010
+29% +$148K
PG icon
65
Procter & Gamble
PG
$339B
$622K 0.06%
7,433
– –
DAL icon
66
Delta Air Lines
DAL
$60.1B
$615K 0.06%
17,014
+1,750
+11% +$66.9K
REM icon
67
iShares Mortgage Real Estate ETF
REM
$548M
$602K 0.06%
+12,731
New +$640K
WFC icon
68
Wells Fargo
WFC
$264B
$597K 0.06%
11,490
– –
GILD icon
69
Gilead Sciences
GILD
$165B
$594K 0.06%
5,572
+1,685
+43% +$165K
T icon
70
AT&T
T
$163B
$587K 0.06%
22,067
-1,192
-5% -$31.7K
EVC icon
71
Entravision Communication
EVC
$1.1B
$585K 0.06%
147,341
+68,750
+87% +$346K
VYNT
72
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$581K 0.06%
430
+283
+193% +$405K
BCS icon
73
Barclays
BCS
$94.1B
$574K 0.06%
41,816
-8,731
-17% -$120K
HAL icon
74
Halliburton
HAL
$26.6B
$573K 0.06%
8,854
-3,144
-26% -$216K
AMGN icon
75
Amgen
AMGN
$222B
$568K 0.06%
4,040
-1,660
-29% -$217K
1 2
3
4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.