We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.11B
AUM Growth
+$88.6M
Cap. Flow
-$614M
Cap. Flow %
-55.33%
Top 10 Hldgs %
18.88%
Holding
446
New
65
Increased
51
Reduced
104
Closed
64

Top Buys

Rank Stock Value
1
WELL.PRI
Welltower Inc.
WELL.PRI
+$15.1M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$3.77M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.6M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$1.53M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.18M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.87M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$2.79M

Sector Composition

Rank Sector Weight
1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTC icon
51
Intel
INTC
$513B
$1.51M 0.14%
66,013
-293
-0.4% -$6.75K
EBAY icon
52
eBay
EBAY
$49.8B
$1.51M 0.14%
64,418
+13,719
+27% +$308K
ABBV icon
53
AbbVie
ABBV
$435B
$1.49M 0.13%
33,258
+14,928
+81% +$662K
GEN icon
54
Gen Digital
GEN
$17.5B
$1.48M 0.13%
59,735
+26,695
+81% +$670K
HD icon
55
Home Depot
HD
$355B
$1.44M 0.13%
18,994
-7,135
-27% -$551K
LYB icon
56
LyondellBasell Industries
LYB
$19.2B
$1.42M 0.13%
19,390
+2,575
+15% +$179K
PM icon
57
Philip Morris
PM
$295B
$1.42M 0.13%
16,352
-365
-2% -$31.9K
AMGN icon
58
Amgen
AMGN
$222B
$1.41M 0.13%
12,570
-86
-0.7% -$9.32K
DTE icon
59
DTE Energy
DTE
$29.1B
$1.4M 0.13%
24,889
+11,462
+85% +$664K
WMT icon
60
Walmart Inc
WMT
$890B
$1.4M 0.13%
56,751
-570
-1% -$14.4K
CMS icon
61
CMS Energy
CMS
$22.3B
$1.39M 0.13%
52,846
+26,276
+99% +$714K
USB icon
62
US Bancorp
USB
$99.6B
$1.39M 0.13%
38,132
-5,141
-12% -$190K
TWX
63
DELISTED
Time Warner Inc
TWX
$1.38M 0.12%
21,876
-129
-0.6% -$7.71K
ALL icon
64
Allstate
ALL
$67.5B
$1.33M 0.12%
26,243
+1,418
+6% +$71.3K
PNC icon
65
PNC Financial Services
PNC
$101B
$1.33M 0.12%
18,299
-87
-0.5% -$6.49K
AGNC icon
66
AGNC Investment
AGNC
$12.9B
$1.32M 0.12%
58,623
-11,168
-16% -$251K
VZ icon
67
Verizon
VZ
$196B
$1.26M 0.11%
26,984
-495
-2% -$24.2K
DIS icon
68
Walt Disney
DIS
$181B
$1.25M 0.11%
19,459
-145
-0.7% -$9.29K
AIG icon
69
American International
AIG
$41.3B
$1.25M 0.11%
25,751
-2,478
-9% -$118K
QCOM icon
70
Qualcomm
QCOM
$176B
$1.25M 0.11%
18,602
-9,372
-34% -$614K
BUD icon
71
AB InBev
BUD
$165B
$1.25M 0.11%
+12,563
New +$1.2M
FDX icon
72
FedEx
FDX
$75.4B
$1.24M 0.11%
10,889
-3,476
-24% -$375K
MO icon
73
Altria Group
MO
$114B
$1.24M 0.11%
36,035
– –
PEP icon
74
PepsiCo
PEP
$190B
$1.23M 0.11%
15,411
-225
-1% -$18.5K
HAL icon
75
Halliburton
HAL
$26.6B
$1.22M 0.11%
25,350
+18,270
+258% +$856K
1 2
3
4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, SSI Investment Management held 446 positions worth $1.11B, up 8.7% from $1.02B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SSI Investment Management withdrew a net $614M in Q3 2013, closing 64 positions and reducing 104 holdings. Its most notable exit was Huntington Bancshars Inc. Pfd Ser A, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Welltower Inc. worth $14.7M.

  • SSI Investment Management's largest Q3 2013 buy was Welltower Inc.: 254,750 shares worth $14.7M.
  • SSI Investment Management added most to Foot Locker in Q3 2013, an estimated $1.39M increase.
  • SSI Investment Management's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.4M.
  • SSI Investment Management fully exited Huntington Bancshars Inc. Pfd Ser A in Q3 2013, selling an estimated $3.65M.
  • SSI Investment Management's ten largest holdings make up 19% of its $1.11B portfolio in Q3 2013.
  • SSI Investment Management opened 65 new positions and closed 64 in Q3 2013.
  • SSI Investment Management's portfolio value rose 8.7% quarter-over-quarter to $1.11B.

Based on SSI Investment Management's 13F filing for Q3 2013, filed 12 Nov 2013.