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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-0.64%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.22B
AUM Growth
-$203M
Cap. Flow
-$982M
Cap. Flow %
-80.35%
Top 10 Hldgs %
24.52%
Holding
247
New
4
Increased
4
Reduced
69
Closed
11

Top Buys

Rank Stock Value
1
APO.PRA
Apollo Global Management Series A
APO.PRA
+$15.4M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$4.63M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.32M
4
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$2.65M
5
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.24M

Top Sells

Rank Stock Value
1
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$13.1M
2
PCGU
PG&E Corporation
PCGU
+$10.1M
3
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$9.22M
4
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$5.99M
5
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
+$5.33M

Sector Composition

Rank Sector Weight
1 Technology 0.87%
2 Financials 0.38%
3 Healthcare 0.37%
4 Communication Services 0.32%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMZN icon
26
Amazon
AMZN
$3T
$1.61M 0.13%
12,692
-155
-1% -$20.8K
NVDA icon
27
NVIDIA
NVDA
$5.27T
$1.49M 0.12%
34,200
-400
-1% -$17.9K
XLU icon
28
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.21M 0.1%
41,176
+5,318
+15% +$171K
META icon
29
Meta Platforms (Facebook)
META
$1.52T
$1.15M 0.09%
3,828
-35
-0.9% -$10.5K
KMB icon
30
Kimberly-Clark
KMB
$35.9B
$1.05M 0.09%
8,685
– –
BRK.B icon
31
Berkshire Hathaway Class B
BRK.B
$1.14T
$959K 0.08%
2,738
-25
-0.9% -$8.87K
L icon
32
Loews
L
$23.3B
$838K 0.07%
13,232
– –
UNH icon
33
UnitedHealth
UNH
$371B
$757K 0.06%
1,502
-15
-1% -$7.38K
PG icon
34
Procter & Gamble
PG
$340B
$718K 0.06%
4,920
-45
-0.9% -$6.87K
JNJ icon
35
Johnson & Johnson
JNJ
$631B
$649K 0.05%
4,167
-45
-1% -$7.42K
JPM icon
36
JPMorgan Chase
JPM
$956B
$621K 0.05%
4,279
-55
-1% -$8.24K
IWD icon
37
iShares Russell 1000 Value ETF
IWD
$84.2B
$610K 0.05%
4,020
– –
TSLA icon
38
Tesla
TSLA
$1.31T
$559K 0.05%
2,235
-25
-1% -$6.42K
AVGO icon
39
Broadcom
AVGO
$2.01T
$544K 0.04%
6,550
-50
-0.8% -$4.33K
COST icon
40
Costco
COST
$423B
$526K 0.04%
931
-10
-1% -$5.52K
V icon
41
Visa
V
$675B
$515K 0.04%
2,239
-25
-1% -$6.01K
IYR icon
42
iShares US Real Estate ETF
IYR
$4.52B
$477K 0.04%
6,109
-70
-1% -$5.97K
BAC icon
43
Bank of America
BAC
$447B
$460K 0.04%
16,797
-145
-0.9% -$4.29K
PFE icon
44
Pfizer
PFE
$154B
$454K 0.04%
13,681
-125
-0.9% -$4.42K
MRK icon
45
Merck
MRK
$323B
$444K 0.04%
4,316
-40
-0.9% -$4.31K
CSCO icon
46
Cisco
CSCO
$483B
$437K 0.04%
8,125
-80
-1% -$4.32K
PEP icon
47
PepsiCo
PEP
$188B
$421K 0.03%
2,485
-25
-1% -$4.54K
UNP icon
48
Union Pacific
UNP
$174B
$410K 0.03%
2,012
-20
-1% -$4.36K
KO icon
49
Coca-Cola
KO
$374B
$404K 0.03%
7,218
-65
-0.9% -$3.9K
LLY icon
50
Eli Lilly
LLY
$1.1T
$401K 0.03%
746
+289
+63% +$149K
1
2
3 4

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WJA
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OMC
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CC
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II
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RIA
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PAIM
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VCM
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SSI Investment Management's Q3 2023 Portfolio in Review

As of Q3 2023, SSI Investment Management held 247 positions worth $1.22B, down 14% from $1.43B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $982M in Q3 2023, closing 11 positions and reducing 69 holdings. Its most notable exit was KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock, an estimated $13.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.87% of assets, up from 0.82% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Apollo Global Management Series A worth $15.6M.

  • SSI Investment Management's largest Q3 2023 buy was Apollo Global Management Series A: 285,505 shares worth $15.6M.
  • SSI Investment Management added most to Bank of America Series L in Q3 2023, an estimated $3.32M increase.
  • SSI Investment Management's biggest Q3 2023 reduction was NextEra Energy, Inc. 6.926% Corporate Units, cutting an estimated $9.22M.
  • SSI Investment Management fully exited KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock in Q3 2023, selling an estimated $13.1M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.22B portfolio in Q3 2023.
  • SSI Investment Management opened 4 new positions and closed 11 in Q3 2023.
  • SSI Investment Management's portfolio value fell 14% quarter-over-quarter to $1.22B.

Based on SSI Investment Management's 13F filing for Q3 2023, filed 3 Nov 2023.