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SIM

SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.42B
AUM Growth
-$154M
Cap. Flow
-$1.05B
Cap. Flow %
-74.07%
Top 10 Hldgs %
25.78%
Holding
288
New
5
Increased
6
Reduced
84
Closed
32

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$16.1M
2
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$13.2M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$7.65M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$6.94M
5
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$5.57M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$25.7M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$15.6M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.74M
4
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$7.18M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$6.81M

Sector Composition

Rank Sector Weight
1 Technology 0.79%
2 Healthcare 0.41%
3 Financials 0.36%
4 Consumer Discretionary 0.3%
5 Communication Services 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCA
26
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$2.16M 0.15%
86,500
– –
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.37T
$1.91M 0.13%
18,372
-4,067
-18% -$390K
FLG.PRU
28
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$1.54M 0.11%
39,657
-7,500
-16% -$323K
XLU icon
29
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.43M 0.1%
42,220
-9,892
-19% -$335K
AMZN icon
30
Amazon
AMZN
$3T
$1.43M 0.1%
13,801
-2,900
-17% -$280K
KMB icon
31
Kimberly-Clark
KMB
$35.9B
$1.17M 0.08%
8,685
– –
NVDA icon
32
NVIDIA
NVDA
$5.27T
$1.13M 0.08%
40,710
-9,430
-19% -$204K
BRK.B icon
33
Berkshire Hathaway Class B
BRK.B
$1.14T
$1M 0.07%
3,243
-729
-18% -$225K
UNH icon
34
UnitedHealth
UNH
$371B
$847K 0.06%
1,792
-421
-19% -$203K
PG icon
35
Procter & Gamble
PG
$340B
$837K 0.06%
5,627
-1,052
-16% -$150K
META icon
36
Meta Platforms (Facebook)
META
$1.52T
$827K 0.06%
3,901
-680
-15% -$116K
L icon
37
Loews
L
$23.3B
$768K 0.05%
13,232
– –
JNJ icon
38
Johnson & Johnson
JNJ
$631B
$749K 0.05%
4,830
-989
-17% -$160K
JPM icon
39
JPMorgan Chase
JPM
$956B
$689K 0.05%
5,284
-5,163
-49% -$707K
PFE icon
40
Pfizer
PFE
$154B
$637K 0.04%
15,617
-2,784
-15% -$120K
IYR icon
41
iShares US Real Estate ETF
IYR
$4.52B
$629K 0.04%
7,412
-1,952
-21% -$171K
IWD icon
42
iShares Russell 1000 Value ETF
IWD
$84.2B
$612K 0.04%
4,020
-57
-1% -$8.8K
V icon
43
Visa
V
$675B
$594K 0.04%
2,635
-854
-24% -$190K
TSLA icon
44
Tesla
TSLA
$1.31T
$569K 0.04%
2,745
-775
-22% -$135K
BAC icon
45
Bank of America
BAC
$447B
$553K 0.04%
19,337
-3,809
-16% -$126K
MRK icon
46
Merck
MRK
$323B
$544K 0.04%
5,116
-1,203
-19% -$130K
COST icon
47
Costco
COST
$423B
$536K 0.04%
1,078
-200
-16% -$98.1K
PEP icon
48
PepsiCo
PEP
$188B
$519K 0.04%
2,847
-508
-15% -$88.8K
KO icon
49
Coca-Cola
KO
$374B
$513K 0.04%
8,273
-1,559
-16% -$94.4K
GTLS.PRB
50
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$498K 0.04%
9,360
– –
1
2
3 4 5

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WJA
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OMC
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CC
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II
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RIA
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PAIM
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SSI Investment Management's Q1 2023 Portfolio in Review

As of Q1 2023, SSI Investment Management held 288 positions worth $1.42B, down 9.8% from $1.58B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

SSI Investment Management withdrew a net $1.05B in Q1 2023, closing 32 positions and reducing 84 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $25.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.79% of assets, up from 0.74% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $16.2M.

  • SSI Investment Management's largest Q1 2023 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 176,285 shares worth $16.2M.
  • SSI Investment Management added most to NextEra Energy, Inc. 6.926% Corporate Units in Q1 2023, an estimated $13.2M increase.
  • SSI Investment Management's biggest Q1 2023 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.74M.
  • SSI Investment Management fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2023, selling an estimated $25.7M.
  • SSI Investment Management's ten largest holdings make up 26% of its $1.42B portfolio in Q1 2023.
  • SSI Investment Management opened 5 new positions and closed 32 in Q1 2023.
  • SSI Investment Management's portfolio value fell 9.8% quarter-over-quarter to $1.42B.

Based on SSI Investment Management's 13F filing for Q1 2023, filed 15 May 2023.