SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.47%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.58B
AUM Growth
+$1.58B
Cap. Flow
+$29.8M
Cap. Flow %
1.89%
Top 10 Hldgs %
23.89%
Holding
325
New
19
Increased
12
Reduced
35
Closed
6

Top Buys

1
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
$11.9M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$8.73M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
$8.17M
4
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$5.81M
5
AESC
The AES Corporation
AESC
$5.31M

Top Sells

1
DTP
DTE Energy Company 2019 Corporate Units
DTP
$7.6M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$4.72M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$2.89M
4
IYW icon
iShares US Technology ETF
IYW
$2.84M
5
XLE icon
Energy Select Sector SPDR Fund
XLE
$1.78M

Sector Composition

1 Technology 0.74%
2 Healthcare 0.53%
3 Financials 0.51%
4 Consumer Staples 0.3%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IBB icon
26
iShares Biotechnology ETF
IBB
$5.68B
$2.83M 0.18%
21,577
– –
RCA
27
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$2.15M 0.14%
86,500
– –
FLG.PRU
28
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$2.03M 0.13%
47,157
– –
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$2.79T
$1.98M 0.13%
22,439
-13
-0.1% -$1.15K
XLU icon
30
Utilities Select Sector SPDR Fund
XLU
$20.8B
$1.84M 0.12%
26,056
-20
-0.1% -$1.41K
AMZN icon
31
Amazon
AMZN
$2.41T
$1.4M 0.09%
16,701
-13
-0.1% -$1.09K
JPM icon
32
JPMorgan Chase
JPM
$824B
$1.4M 0.09%
10,447
-6
-0.1% -$805
NEE.PRQ
33
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$1.26M 0.08%
25,195
-12,585
-33% -$631K
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.23M 0.08%
3,972
– –
KMB icon
35
Kimberly-Clark
KMB
$42.5B
$1.18M 0.07%
8,685
– –
HEFA icon
36
iShares Currency Hedged MSCI EAFE ETF
HEFA
$6.49B
$1.17M 0.07%
+43,465
New +$1.17M
UNH icon
37
UnitedHealth
UNH
$279B
$1.17M 0.07%
2,213
-2
-0.1% -$1.06K
JNJ icon
38
Johnson & Johnson
JNJ
$429B
$1.03M 0.07%
5,819
-4
-0.1% -$707
PG icon
39
Procter & Gamble
PG
$370B
$1.01M 0.06%
6,679
– –
RBCP
40
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$1M 0.06%
9,750
-6,000
-38% -$617K
PFE icon
41
Pfizer
PFE
$141B
$943K 0.06%
18,401
-12
-0.1% -$615
IYR icon
42
iShares US Real Estate ETF
IYR
$3.7B
$788K 0.05%
9,364
-7
-0.1% -$589
L icon
43
Loews
L
$20.1B
$772K 0.05%
13,232
– –
BAC icon
44
Bank of America
BAC
$371B
$767K 0.05%
23,146
-18
-0.1% -$596
NVDA icon
45
NVIDIA
NVDA
$4.15T
$733K 0.05%
5,014
– –
V icon
46
Visa
V
$681B
$725K 0.05%
3,489
-2
-0.1% -$416
MRK icon
47
Merck
MRK
$210B
$701K 0.04%
6,319
– –
CVX icon
48
Chevron
CVX
$318B
$644K 0.04%
3,589
-2
-0.1% -$359
KO icon
49
Coca-Cola
KO
$297B
$625K 0.04%
9,832
-9
-0.1% -$572
IWD icon
50
iShares Russell 1000 Value ETF
IWD
$63.2B
$618K 0.04%
4,077
– –
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