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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+1.46%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.58B
AUM Growth
+$88.3M
Cap. Flow
-$1.06B
Cap. Flow %
-67.14%
Top 10 Hldgs %
23.89%
Holding
310
New
19
Increased
12
Reduced
35
Closed
6

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc. 6.926% Corporate Units
NEE.PRR
+$11.7M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$8.7M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$7.91M
4
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.82M
5
AESC
The AES Corporation
AESC
+$5.11M

Top Sells

Rank Stock Value
1
DTP
DTE Energy Company 2019 Corporate Units
DTP
+$7.6M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.68M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.9M
4
IYW icon
iShares US Technology ETF
IYW
+$2.84M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.78M

Sector Composition

Rank Sector Weight
1 Technology 0.74%
2 Healthcare 0.53%
3 Financials 0.51%
4 Consumer Staples 0.3%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBB icon
26
iShares Biotechnology ETF
IBB
$9.82B
$2.83M 0.18%
21,577
– –
RCA
27
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$2.15M 0.14%
86,500
– –
FLG.PRU
28
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$2.03M 0.13%
47,157
– –
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$4.37T
$1.98M 0.13%
22,439
-13
-0.1% -$1.24K
XLU icon
30
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.84M 0.12%
52,112
-40
-0.1% -$1.36K
AMZN icon
31
Amazon
AMZN
$3T
$1.4M 0.09%
16,701
-13
-0.1% -$1.28K
JPM icon
32
JPMorgan Chase
JPM
$956B
$1.4M 0.09%
10,447
-6
-0.1% -$760
NEE.PRQ
33
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$1.26M 0.08%
25,195
-12,585
-33% -$622K
BRK.B icon
34
Berkshire Hathaway Class B
BRK.B
$1.14T
$1.23M 0.08%
3,972
– –
KMB icon
35
Kimberly-Clark
KMB
$35.9B
$1.18M 0.07%
8,685
– –
HEFA icon
36
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$1.17M 0.07%
+43,465
New +$1.33M
UNH icon
37
UnitedHealth
UNH
$371B
$1.17M 0.07%
2,213
-2
-0.1% -$1.06K
JNJ icon
38
Johnson & Johnson
JNJ
$631B
$1.03M 0.07%
5,819
-4
-0.1% -$691
PG icon
39
Procter & Gamble
PG
$340B
$1.01M 0.06%
6,679
– –
RBCP
40
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$1M 0.06%
9,750
-6,000
-38% -$666K
PFE icon
41
Pfizer
PFE
$154B
$943K 0.06%
18,401
-12
-0.1% -$575
IYR icon
42
iShares US Real Estate ETF
IYR
$4.52B
$788K 0.05%
9,364
-7
-0.1% -$588
L icon
43
Loews
L
$23.3B
$772K 0.05%
13,232
– –
BAC icon
44
Bank of America
BAC
$447B
$767K 0.05%
23,146
-18
-0.1% -$620
NVDA icon
45
NVIDIA
NVDA
$5.27T
$733K 0.05%
50,140
– –
V icon
46
Visa
V
$675B
$725K 0.05%
3,489
-2
-0.1% -$403
MRK icon
47
Merck
MRK
$323B
$701K 0.04%
6,319
– –
CVX icon
48
Chevron
CVX
$382B
$644K 0.04%
3,589
-2
-0.1% -$349
KO icon
49
Coca-Cola
KO
$374B
$625K 0.04%
9,832
-9
-0.1% -$543
IWD icon
50
iShares Russell 1000 Value ETF
IWD
$84.2B
$618K 0.04%
4,077
– –
1
2
3 4 5

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WJA
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OMC
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CC
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II
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RIA
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PAIM
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VCM
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SSI Investment Management's Q4 2022 Portfolio in Review

As of Q4 2022, SSI Investment Management held 310 positions worth $1.58B, up 5.9% from $1.49B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $1.06B in Q4 2022, closing 6 positions and reducing 35 holdings. Its most notable exit was DTE Energy Company 2019 Corporate Units, an estimated $7.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.74% of assets, down from 0.75% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. 6.926% Corporate Units worth $11.9M.

  • SSI Investment Management's largest Q4 2022 buy was NextEra Energy, Inc. 6.926% Corporate Units: 243,265 shares worth $11.9M.
  • SSI Investment Management added most to iShares Floating Rate Bond ETF in Q4 2022, an estimated $8.7M increase.
  • SSI Investment Management's biggest Q4 2022 reduction was NextEra Energy, Inc. 5.279% Corporate Units, cutting an estimated $4.68M.
  • SSI Investment Management fully exited DTE Energy Company 2019 Corporate Units in Q4 2022, selling an estimated $7.6M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.58B portfolio in Q4 2022.
  • SSI Investment Management opened 19 new positions and closed 6 in Q4 2022.
  • SSI Investment Management's portfolio value rose 5.9% quarter-over-quarter to $1.58B.

Based on SSI Investment Management's 13F filing for Q4 2022, filed 13 Feb 2023.