SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-0.77%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.49B
AUM Growth
-$101M
Cap. Flow
-$1.25B
Cap. Flow %
-83.6%
Top 10 Hldgs %
25.08%
Holding
323
New
5
Increased
60
Reduced
18
Closed
18

Top Buys

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$14.6M
2
IVV icon
iShares Core S&P 500 ETF
IVV
$13.4M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$3.25M
4
IBB icon
iShares Biotechnology ETF
IBB
$2.52M
5
NEE.PRQ
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$1.83M

Top Sells

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$28.3M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$7.34M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$7.16M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$4.97M
5
IYW icon
iShares US Technology ETF
IYW
$4.2M

Sector Composition

1 Technology 0.75%
2 Healthcare 0.46%
3 Financials 0.45%
4 Consumer Discretionary 0.31%
5 Communication Services 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RCA
26
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$2.16M 0.14%
86,500
+25,000
+41% +$623K
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$2.79T
$2.15M 0.14%
22,452
+12
+0.1% +$1.15K
FLG.PRU
28
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$2.02M 0.14%
47,157
– –
AMZN icon
29
Amazon
AMZN
$2.41T
$1.89M 0.13%
16,714
+24
+0.1% +$2.71K
NEE.PRQ
30
DELISTED
NextEra Energy, Inc. 6.219% Corporate Units
NEE.PRQ
$1.83M 0.12%
+37,780
New +$1.83M
XLE icon
31
Energy Select Sector SPDR Fund
XLE
$27.1B
$1.78M 0.12%
24,674
-25,882
-51% -$1.86M
XLU icon
32
Utilities Select Sector SPDR Fund
XLU
$20.8B
$1.71M 0.11%
26,076
+62
+0.2% +$4.06K
RBCP
33
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$1.62M 0.11%
15,750
+6,000
+62% +$618K
AQNU
34
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$1.31M 0.09%
35,000
– –
UNH icon
35
UnitedHealth
UNH
$279B
$1.12M 0.08%
2,215
+5
+0.2% +$2.53K
JPM icon
36
JPMorgan Chase
JPM
$824B
$1.09M 0.07%
10,453
+12
+0.1% +$1.25K
BRK.B icon
37
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.06M 0.07%
3,972
– –
KMB icon
38
Kimberly-Clark
KMB
$42.5B
$977K 0.07%
8,685
– –
JNJ icon
39
Johnson & Johnson
JNJ
$429B
$953K 0.06%
5,823
+6
+0.1% +$982
PG icon
40
Procter & Gamble
PG
$370B
$843K 0.06%
6,679
+12
+0.2% +$1.52K
PFE icon
41
Pfizer
PFE
$141B
$805K 0.05%
18,413
+52
+0.3% +$2.27K
TSLA icon
42
Tesla
TSLA
$1.08T
$799K 0.05%
3,016
+7
+0.2% +$1.85K
IYR icon
43
iShares US Real Estate ETF
IYR
$3.7B
$763K 0.05%
9,371
+15
+0.2% +$1.22K
BAC icon
44
Bank of America
BAC
$371B
$699K 0.05%
23,164
+30
+0.1% +$905
L icon
45
Loews
L
$20.1B
$659K 0.04%
13,232
– –
META icon
46
Meta Platforms (Facebook)
META
$1.85T
$623K 0.04%
4,581
+4
+0.1% +$544
V icon
47
Visa
V
$681B
$620K 0.04%
3,491
+8
+0.2% +$1.42K
NVDA icon
48
NVIDIA
NVDA
$4.15T
$610K 0.04%
50,140
+50
+0.1% +$608
COST icon
49
Costco
COST
$421B
$602K 0.04%
1,278
– –
IWD icon
50
iShares Russell 1000 Value ETF
IWD
$63.2B
$555K 0.04%
4,077
– –
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