SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-2.91%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.59B
AUM Growth
-$242M
Cap. Flow
-$1.38B
Cap. Flow %
-86.8%
Top 10 Hldgs %
24.32%
Holding
345
New
2
Increased
20
Reduced
36
Closed
28

Top Buys

1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$17.6M
2
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$6.88M
3
DTP
DTE Energy Company 2019 Corporate Units
DTP
$5.51M
4
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
$5.39M
5
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.75M

Top Sells

1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$22.2M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$17.2M
3
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$14.8M
4
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$6.12M
5
SWT
Stanley Black & Decker, Inc.
SWT
$5.5M

Sector Composition

1 Technology 0.75%
2 Healthcare 0.5%
3 Financials 0.44%
4 Communication Services 0.32%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ELAT
26
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$3.52M 0.22%
110,295
-40
-0% -$1.28K
AAPL icon
27
Apple
AAPL
$3.54T
$3.44M 0.22%
25,143
-7,361
-23% -$1.01M
NEE.PRO
28
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3.16M 0.2%
56,095
-7,945
-12% -$447K
FTGC icon
29
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.25B
$3.1M 0.19%
115,796
-89,006
-43% -$2.38M
SOLN
30
DELISTED
The Southern Company
SOLN
$2.96M 0.19%
55,975
– –
BAC.PRL icon
31
Bank of America Series L
BAC.PRL
$3.85B
$2.82M 0.18%
2,345
-14
-0.6% -$16.8K
GOOGL icon
32
Alphabet (Google) Class A
GOOGL
$2.79T
$2.44M 0.15%
22,440
-200
-0.9% -$21.8K
GLDM icon
33
SPDR Gold MiniShares Trust
GLDM
$17.5B
$2.33M 0.15%
64,928
+1,644
+3% +$59K
FLG.PRU
34
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$2.1M 0.13%
47,157
-7,843
-14% -$349K
XLU icon
35
Utilities Select Sector SPDR Fund
XLU
$20.8B
$1.82M 0.11%
26,014
+2,841
+12% +$199K
SWT
36
DELISTED
Stanley Black & Decker, Inc.
SWT
$1.82M 0.11%
27,000
-81,475
-75% -$5.5M
AMZN icon
37
Amazon
AMZN
$2.41T
$1.77M 0.11%
16,690
-150
-0.9% -$15.9K
RCA
38
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$1.54M 0.1%
61,500
– –
AQNU
39
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$1.53M 0.1%
35,000
– –
JPM icon
40
JPMorgan Chase
JPM
$824B
$1.18M 0.07%
10,441
-180
-2% -$20.3K
KMB icon
41
Kimberly-Clark
KMB
$42.5B
$1.17M 0.07%
8,685
– –
UNH icon
42
UnitedHealth
UNH
$279B
$1.14M 0.07%
2,210
– –
BRK.B icon
43
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.08M 0.07%
3,972
– –
JNJ icon
44
Johnson & Johnson
JNJ
$429B
$1.03M 0.07%
5,817
-90
-2% -$16K
PFE icon
45
Pfizer
PFE
$141B
$962K 0.06%
18,361
-103
-0.6% -$5.4K
PG icon
46
Procter & Gamble
PG
$370B
$957K 0.06%
6,667
-50
-0.7% -$7.18K
RBCP
47
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$928K 0.06%
9,750
-55,990
-85% -$5.33M
IYR icon
48
iShares US Real Estate ETF
IYR
$3.7B
$861K 0.05%
9,356
+1,937
+26% +$178K
L icon
49
Loews
L
$20.1B
$784K 0.05%
13,232
– –
NVDA icon
50
NVIDIA
NVDA
$4.15T
$759K 0.05%
50,090
-700
-1% -$10.6K
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