SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-1.48%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.83B
AUM Growth
+$1.83B
Cap. Flow
+$16.7M
Cap. Flow %
0.91%
Top 10 Hldgs %
26.02%
Holding
370
New
16
Increased
14
Reduced
110
Closed
17

Top Buys

1
AEPPZ
American Electric Power Company, Inc. Corporate Units
AEPPZ
$11.5M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$10.9M
3
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$10.1M
4
BDXB
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$9.91M
5
PCGU
PG&E Corporation
PCGU
$8.36M

Top Sells

1
IVV icon
iShares Core S&P 500 ETF
IVV
$18.5M
2
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$7.27M
3
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$5.01M
4
FIW icon
First Trust Water ETF
FIW
$4.37M
5
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$4.07M

Sector Composition

1 Technology 0.97%
2 Financials 0.49%
3 Healthcare 0.45%
4 Consumer Discretionary 0.42%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ELAT
26
DELISTED
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
$4.53M 0.25%
110,335
+15,325
+16% +$629K
ANGL icon
27
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.03B
$4.37M 0.24%
143,829
-81,477
-36% -$2.48M
NEE.PRO
28
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$3.95M 0.22%
64,040
-10,555
-14% -$651K
DTP
29
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$3.24M 0.18%
60,735
– –
XLF icon
30
Financial Select Sector SPDR Fund
XLF
$53.6B
$3.23M 0.18%
84,467
+132
+0.2% +$5.05K
GOOGL icon
31
Alphabet (Google) Class A
GOOGL
$2.79T
$3.15M 0.17%
22,640
-240
-1% -$33.4K
BAC.PRL icon
32
Bank of America Series L
BAC.PRL
$3.85B
$3.1M 0.17%
2,359
-14
-0.6% -$18.4K
SOLN
33
DELISTED
The Southern Company
SOLN
$3.06M 0.17%
55,975
– –
WFC.PRL icon
34
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.84B
$3.02M 0.16%
2,297
– –
XLE icon
35
Energy Select Sector SPDR Fund
XLE
$27.1B
$2.92M 0.16%
38,167
+60
+0.2% +$4.59K
AMZN icon
36
Amazon
AMZN
$2.41T
$2.75M 0.15%
16,840
-160
-0.9% -$26.1K
FLG.PRU
37
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$2.69M 0.15%
55,000
-12,000
-18% -$586K
GLDM icon
38
SPDR Gold MiniShares Trust
GLDM
$17.5B
$2.44M 0.13%
+63,284
New +$2.44M
IEMG icon
39
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$2.25M 0.12%
40,463
+19,881
+97% +$1.1M
DCUE
40
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.89M 0.1%
18,590
– –
XLU icon
41
Utilities Select Sector SPDR Fund
XLU
$20.8B
$1.73M 0.09%
23,173
-376
-2% -$28K
AQNU
42
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$1.72M 0.09%
35,000
– –
RCA
43
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$1.63M 0.09%
61,500
– –
JPM icon
44
JPMorgan Chase
JPM
$824B
$1.45M 0.08%
10,621
-100
-0.9% -$13.6K
TBF icon
45
ProShares Short 20+ Year Treasury ETF
TBF
$71.6M
$1.42M 0.08%
80,000
– –
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.08T
$1.4M 0.08%
3,972
-72
-2% -$25.4K
EMB icon
47
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$1.39M 0.08%
14,209
-12,931
-48% -$1.26M
NVDA icon
48
NVIDIA
NVDA
$4.15T
$1.39M 0.08%
50,790
-440
-0.9% -$12K
UNH icon
49
UnitedHealth
UNH
$279B
$1.13M 0.06%
2,210
-46
-2% -$23.5K
ASHR icon
50
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.31B
$1.12M 0.06%
33,901
– –
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