SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+3.08%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.71B
AUM Growth
+$1.71B
Cap. Flow
+$172M
Cap. Flow %
10.1%
Top 10 Hldgs %
28.35%
Holding
357
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$48.3M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
$38.4M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$28.8M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$21.9M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
$18.4M

Top Sells

1
SWT
Stanley Black & Decker, Inc.
SWT
$9.33M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$8.9M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
$5.64M
4
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
$5.49M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$2.4M

Sector Composition

1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WFC.PRL icon
26
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$4.82B
$3.42M 0.2%
+2,297
New +$3.42M
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$2.78T
$3.32M 0.19%
1,144
-1
-0.1% -$2.9K
XLF icon
28
Financial Select Sector SPDR Fund
XLF
$53.4B
$3.29M 0.19%
84,335
+4,149
+5% +$162K
EUFN icon
29
iShares MSCI Europe Financials ETF
EUFN
$4.31B
$3.17M 0.19%
157,991
+6,450
+4% +$129K
DTP
30
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$3.12M 0.18%
60,735
+7,215
+13% +$371K
SOLN
31
DELISTED
The Southern Company
SOLN
$2.99M 0.18%
55,975
– –
EMB icon
32
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$13.4B
$2.96M 0.17%
27,140
+1,100
+4% +$120K
AMZN icon
33
Amazon
AMZN
$2.4T
$2.83M 0.17%
850
-2
-0.2% -$6.67K
SWT
34
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.75M 0.16%
25,320
-85,748
-77% -$9.33M
XLE icon
35
Energy Select Sector SPDR Fund
XLE
$27B
$2.11M 0.12%
38,107
-18,423
-33% -$1.02M
DCUE
36
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.87M 0.11%
18,590
– –
META icon
37
Meta Platforms (Facebook)
META
$1.85T
$1.83M 0.11%
5,455
-18
-0.3% -$6.05K
AEPPL
38
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.78M 0.1%
35,605
– –
JPM icon
39
JPMorgan Chase
JPM
$819B
$1.7M 0.1%
10,721
-30
-0.3% -$4.75K
XLU icon
40
Utilities Select Sector SPDR Fund
XLU
$20.8B
$1.69M 0.1%
23,549
-70
-0.3% -$5.01K
RCA
41
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$1.65M 0.1%
+61,500
New +$1.65M
AQNU
42
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$1.65M 0.1%
35,000
– –
NVDA icon
43
NVIDIA
NVDA
$4.13T
$1.51M 0.09%
5,123
-17
-0.3% -$5K
HD icon
44
Home Depot
HD
$405B
$1.49M 0.09%
3,583
-10
-0.3% -$4.15K
NIMC
45
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$1.47M 0.09%
+13,170
New +$1.47M
CLVT.PRA
46
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$1.35M 0.08%
+15,000
New +$1.35M
ASHR icon
47
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$2.31B
$1.33M 0.08%
33,901
+1,290
+4% +$50.5K
TBF icon
48
ProShares Short 20+ Year Treasury ETF
TBF
$71.6M
$1.28M 0.08%
80,000
-343,000
-81% -$5.49M
KMB icon
49
Kimberly-Clark
KMB
$42.4B
$1.24M 0.07%
8,685
– –
IEMG icon
50
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$1.23M 0.07%
20,582
+795
+4% +$47.6K
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