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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+3.08%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.71B
AUM Growth
+$48M
Cap. Flow
-$1.02B
Cap. Flow %
-59.88%
Top 10 Hldgs %
28.35%
Holding
328
New
23
Increased
20
Reduced
84
Closed
8

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$40.8M
2
DHR.PRB
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
+$36.3M
3
KKR.PRC
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
+$28.6M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$20.6M
5
APTV.PRA
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
+$18.7M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$9.29M
2
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$8.9M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$5.56M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.5M
5
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$2.4M

Sector Composition

Rank Sector Weight
1 Technology 1.2%
2 Financials 0.55%
3 Consumer Discretionary 0.53%
4 Healthcare 0.52%
5 Communication Services 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC.PRL icon
26
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.66B
$3.42M 0.2%
+2,297
New +$3.43M
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.33T
$3.31M 0.19%
22,880
-20
-0.1% -$2.88K
XLF icon
28
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$3.29M 0.19%
84,335
+4,149
+5% +$163K
EUFN icon
29
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$3.17M 0.19%
157,991
+6,450
+4% +$131K
DTP
30
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$3.12M 0.18%
60,735
+7,215
+13% +$362K
SOLN
31
DELISTED
The Southern Company
SOLN
$2.99M 0.18%
55,975
– –
EMB icon
32
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$2.96M 0.17%
27,140
+1,100
+4% +$120K
AMZN icon
33
Amazon
AMZN
$3.01T
$2.83M 0.17%
17,000
-40
-0.2% -$6.85K
SWT
34
DELISTED
Stanley Black & Decker, Inc.
SWT
$2.75M 0.16%
25,320
-85,748
-77% -$9.29M
XLE icon
35
State Street Energy Select Sector SPDR ETF
XLE
$38.8B
$2.11M 0.12%
76,214
-36,846
-33% -$1.04M
DCUE
36
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.87M 0.11%
18,590
– –
META icon
37
Meta Platforms (Facebook)
META
$1.53T
$1.83M 0.11%
5,455
-18
-0.3% -$5.98K
AEPPL
38
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.78M 0.1%
35,605
– –
JPM icon
39
JPMorgan Chase
JPM
$955B
$1.7M 0.1%
10,721
-30
-0.3% -$4.93K
XLU icon
40
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.69M 0.1%
47,098
-140
-0.3% -$4.72K
RCA
41
DELISTED
Ready Capital Corporation 7.00% Convertible Senior Notes due 2023
RCA
$1.65M 0.1%
+61,500
New +$1.65M
AQNU
42
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$1.65M 0.1%
35,000
– –
NVDA icon
43
NVIDIA
NVDA
$5.3T
$1.51M 0.09%
51,230
-170
-0.3% -$4.68K
HD icon
44
Home Depot
HD
$349B
$1.49M 0.09%
3,583
-10
-0.3% -$3.81K
NIMC
45
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$1.47M 0.09%
+13,170
New +$1.41M
CLVT.PRA
46
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$1.35M 0.08%
+15,000
New +$1.35M
ASHR icon
47
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$1.33M 0.08%
33,901
+1,290
+4% +$50.1K
TBF icon
48
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$1.28M 0.08%
80,000
-343,000
-81% -$5.56M
KMB icon
49
Kimberly-Clark
KMB
$36.1B
$1.24M 0.07%
8,685
– –
IEMG icon
50
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.23M 0.07%
20,582
+795
+4% +$49.1K
1
2
3 4 5

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VIP
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CHAM
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HTI
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SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
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SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q4 2021 Portfolio in Review

As of Q4 2021, SSI Investment Management held 328 positions worth $1.71B, up 2.9% from $1.66B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

SSI Investment Management withdrew a net $1.02B in Q4 2021, closing 8 positions and reducing 84 holdings. Its most notable exit was Colfax Corporation 5.75% Tangible Equity Units, an estimated $8.9M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1.2% of assets, up from 0.97% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $48.3M.

  • SSI Investment Management's largest Q4 2021 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 23,309 shares worth $48.3M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $6.36M increase.
  • SSI Investment Management's biggest Q4 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $9.29M.
  • SSI Investment Management fully exited Colfax Corporation 5.75% Tangible Equity Units in Q4 2021, selling an estimated $8.9M.
  • SSI Investment Management's ten largest holdings make up 28% of its $1.71B portfolio in Q4 2021.
  • SSI Investment Management opened 23 new positions and closed 8 in Q4 2021.
  • SSI Investment Management's portfolio value rose 2.9% quarter-over-quarter to $1.71B.

Based on SSI Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.