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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.08%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.66B
AUM Growth
+$111M
Cap. Flow
-$1.11B
Cap. Flow %
-66.85%
Top 10 Hldgs %
24.89%
Holding
327
New
6
Increased
34
Reduced
12
Closed
16

Top Buys

Rank Stock Value
1
RBCP
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
+$7.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.5M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.71M
4
FIW icon
First Trust Water ETF
FIW
+$3.85M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$2.62M

Top Sells

Rank Stock Value
1
SWT
Stanley Black & Decker, Inc.
SWT
+$5.15M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$3.51M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$2.05M
4
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$1.74M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$1.06M

Sector Composition

Rank Sector Weight
1 Technology 0.97%
2 Financials 0.56%
3 Communication Services 0.49%
4 Consumer Discretionary 0.46%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
26
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$2.87M 0.17%
26,040
-31,250
-55% -$3.51M
SOLN
27
DELISTED
The Southern Company
SOLN
$2.85M 0.17%
55,975
+13,575
+32% +$712K
AMZN icon
28
Amazon
AMZN
$3T
$2.8M 0.17%
17,040
– –
DTP
29
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.67M 0.16%
53,520
+7,450
+16% +$381K
FPXI icon
30
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$296M
$2.4M 0.14%
37,410
+680
+2% +$45.8K
META icon
31
Meta Platforms (Facebook)
META
$1.54T
$1.86M 0.11%
5,473
– –
DCUE
32
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.81M 0.11%
18,590
– –
JPM icon
33
JPMorgan Chase
JPM
$952B
$1.76M 0.11%
10,751
+67
+0.6% +$10.5K
AEPPL
34
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.7M 0.1%
35,605
– –
AQNU
35
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$1.7M 0.1%
35,000
– –
XLU icon
36
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.51M 0.09%
47,238
– –
ACWX icon
37
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$1.4M 0.08%
25,237
-13,314
-35% -$758K
ASHR icon
38
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$1.24M 0.08%
32,611
-10,239
-24% -$395K
IEMG icon
39
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1.22M 0.07%
19,787
-5,115
-21% -$326K
HD icon
40
Home Depot
HD
$348B
$1.18M 0.07%
3,593
– –
KMB icon
41
Kimberly-Clark
KMB
$36B
$1.15M 0.07%
8,685
– –
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.15T
$1.11M 0.07%
4,054
– –
NVDA icon
43
NVIDIA
NVDA
$5.34T
$1.06M 0.06%
51,400
– –
BAC icon
44
Bank of America
BAC
$446B
$1M 0.06%
23,624
+135
+0.6% +$5.44K
JNJ icon
45
Johnson & Johnson
JNJ
$625B
$967K 0.06%
5,994
– –
PG icon
46
Procter & Gamble
PG
$338B
$952K 0.06%
6,805
– –
UNH icon
47
UnitedHealth
UNH
$372B
$883K 0.05%
2,261
– –
PFE icon
48
Pfizer
PFE
$153B
$805K 0.05%
18,704
– –
V icon
49
Visa
V
$674B
$792K 0.05%
3,556
– –
IYR icon
50
iShares US Real Estate ETF
IYR
$4.5B
$769K 0.05%
7,528
+37
+0.5% +$3.94K
1
2
3 4 5

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q3 2021 Portfolio in Review

As of Q3 2021, SSI Investment Management held 327 positions worth $1.66B, up 7.2% from $1.55B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

SSI Investment Management withdrew a net $1.11B in Q3 2021, closing 16 positions and reducing 12 holdings. Its most notable exit was Global X US Infrastructure Development ETF, an estimated $1.74M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.97% of assets, down from 1.1% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SSI Investment Management opened a new position in RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock worth $7.55M.

  • SSI Investment Management's largest Q3 2021 buy was RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock: 68,490 shares worth $7.55M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q3 2021, an estimated $6.5M increase.
  • SSI Investment Management's biggest Q3 2021 reduction was Stanley Black & Decker, Inc., cutting an estimated $5.15M.
  • SSI Investment Management fully exited Global X US Infrastructure Development ETF in Q3 2021, selling an estimated $1.74M.
  • SSI Investment Management's ten largest holdings make up 25% of its $1.66B portfolio in Q3 2021.
  • SSI Investment Management opened 6 new positions and closed 16 in Q3 2021.
  • SSI Investment Management's portfolio value rose 7.2% quarter-over-quarter to $1.66B.

Based on SSI Investment Management's 13F filing for Q3 2021, filed 12 Nov 2021.