We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.95%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.39B
AUM Growth
-$14M
Cap. Flow
-$1.03B
Cap. Flow %
-74.51%
Top 10 Hldgs %
26.34%
Holding
317
New
31
Increased
12
Reduced
74
Closed
11

Top Buys

Rank Stock Value
1
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$12.4M
2
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$6.68M
3
AESC
The AES Corporation
AESC
+$5.1M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$3.9M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$3.42M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$19.4M
2
SWT
Stanley Black & Decker, Inc.
SWT
+$7.18M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.02M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.48M
5
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$3.83M

Sector Composition

Rank Sector Weight
1 Technology 1%
2 Financials 0.65%
3 Communication Services 0.52%
4 Consumer Discretionary 0.52%
5 Healthcare 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLE icon
26
State Street Energy Select Sector SPDR ETF
XLE
$39.2B
$2.52M 0.18%
+102,956
New +$2.38M
XLF icon
27
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$2.48M 0.18%
+72,826
New +$2.34M
GOOGL icon
28
Alphabet (Google) Class A
GOOGL
$4.34T
$2.38M 0.17%
23,020
– –
ASHR icon
29
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$2.26M 0.16%
58,434
+45,483
+351% +$1.9M
EUFN icon
30
iShares MSCI Europe Financials ETF
EUFN
$4.28B
$1.99M 0.14%
+103,282
New +$1.91M
SJIV
31
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$1.99M 0.14%
+40,000
New +$2M
FPXI icon
32
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$295M
$1.96M 0.14%
+29,783
New +$2.11M
DCUE
33
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.93M 0.14%
19,540
-4,410
-18% -$430K
SOLN
34
DELISTED
The Southern Company
SOLN
$1.85M 0.13%
36,315
-555
-2% -$27.9K
AEPPL
35
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.74M 0.13%
36,110
– –
DTP
36
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$1.65M 0.12%
33,200
– –
JPM icon
37
JPMorgan Chase
JPM
$951B
$1.63M 0.12%
10,725
-4
-0% -$575
META icon
38
Meta Platforms (Facebook)
META
$1.51T
$1.62M 0.12%
5,497
-2
-0% -$539
XLU icon
39
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.52M 0.11%
47,436
-20
-0% -$620
KMB icon
40
Kimberly-Clark
KMB
$36.1B
$1.21M 0.09%
8,685
– –
HD icon
41
Home Depot
HD
$347B
$1.1M 0.08%
3,606
-1
-0% -$276
BRK.B icon
42
Berkshire Hathaway Class B
BRK.B
$1.14T
$1.04M 0.08%
4,070
-2
-0% -$486
JNJ icon
43
Johnson & Johnson
JNJ
$627B
$981K 0.07%
5,989
-2
-0% -$324
IFFT
44
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$939K 0.07%
19,135
+9,135
+91% +$426K
PG icon
45
Procter & Gamble
PG
$339B
$921K 0.07%
6,799
-2
-0% -$261
BAC icon
46
Bank of America
BAC
$445B
$911K 0.07%
23,555
-10
-0% -$345
PYPL icon
47
PayPal
PYPL
$50.1B
$847K 0.06%
3,488
-1
-0% -$253
UNH icon
48
UnitedHealth
UNH
$373B
$844K 0.06%
2,269
-1
-0% -$347
V icon
49
Visa
V
$671B
$786K 0.06%
3,711
-1
-0% -$210
DIS icon
50
Walt Disney
DIS
$178B
$771K 0.06%
4,184
-1
-0% -$184
1
2
3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q1 2021 Portfolio in Review

As of Q1 2021, SSI Investment Management held 317 positions worth $1.39B, down 1% from $1.4B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

SSI Investment Management withdrew a net $1.03B in Q1 2021, closing 11 positions and reducing 74 holdings. Its most notable exit was Change Healthcare Inc. Tangible Equity Units, an estimated $5.48M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, up from 0.92% a quarter earlier, followed by Financials and Communication Services.

Against the trend, SSI Investment Management opened a new position in Vanguard Total International Stock ETF worth $12.4M.

  • SSI Investment Management's largest Q1 2021 buy was Vanguard Total International Stock ETF: 197,883 shares worth $12.4M.
  • SSI Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q1 2021, an estimated $6.68M increase.
  • SSI Investment Management's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $19.4M.
  • SSI Investment Management fully exited Change Healthcare Inc. Tangible Equity Units in Q1 2021, selling an estimated $5.48M.
  • SSI Investment Management's ten largest holdings make up 26% of its $1.39B portfolio in Q1 2021.
  • SSI Investment Management opened 31 new positions and closed 11 in Q1 2021.
  • SSI Investment Management's portfolio value fell 1% quarter-over-quarter to $1.39B.

Based on SSI Investment Management's 13F filing for Q1 2021, filed 28 May 2021.