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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+2.1%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.4B
AUM Growth
+$242M
Cap. Flow
-$892M
Cap. Flow %
-63.63%
Top 10 Hldgs %
33.63%
Holding
290
New
25
Increased
17
Reduced
68
Closed
11

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$4.95M
2
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$4.51M
3
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.35M
4
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$4.08M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.1M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$18.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.05M
3
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.82M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.73M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$3.04M

Sector Composition

Rank Sector Weight
1 Technology 0.92%
2 Financials 0.52%
3 Consumer Discretionary 0.51%
4 Communication Services 0.47%
5 Healthcare 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.37T
$2.02M 0.14%
23,020
– –
SOLN
27
DELISTED
The Southern Company
SOLN
$1.91M 0.14%
36,870
+24,380
+195% +$1.23M
AEPPL
28
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.79M 0.13%
36,110
+6,225
+21% +$318K
DTP
29
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$1.57M 0.11%
33,200
+13,800
+71% +$661K
META icon
30
Meta Platforms (Facebook)
META
$1.52T
$1.5M 0.11%
5,499
-4
-0.1% -$1.1K
XLU icon
31
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.49M 0.11%
47,456
-40
-0.1% -$1.27K
JPM icon
32
JPMorgan Chase
JPM
$956B
$1.36M 0.1%
10,729
-9
-0.1% -$1.01K
KMB icon
33
Kimberly-Clark
KMB
$35.9B
$1.17M 0.08%
8,685
– –
HD icon
34
Home Depot
HD
$350B
$958K 0.07%
3,607
-6
-0.2% -$1.65K
PG icon
35
Procter & Gamble
PG
$340B
$946K 0.07%
6,801
-15
-0.2% -$2.1K
BRK.B icon
36
Berkshire Hathaway Class B
BRK.B
$1.14T
$943K 0.07%
4,072
+420
+12% +$92.5K
JNJ icon
37
Johnson & Johnson
JNJ
$631B
$943K 0.07%
5,991
-14
-0.2% -$2.07K
PYPL icon
38
PayPal
PYPL
$50.5B
$817K 0.06%
3,489
-3
-0.1% -$622
V icon
39
Visa
V
$675B
$811K 0.06%
3,712
-2
-0.1% -$409
UNH icon
40
UnitedHealth
UNH
$371B
$797K 0.06%
2,270
-2
-0.1% -$670
DIS icon
41
Walt Disney
DIS
$178B
$757K 0.05%
4,185
-4
-0.1% -$574
BAC icon
42
Bank of America
BAC
$447B
$715K 0.05%
23,565
-60
-0.3% -$1.61K
PFE icon
43
Pfizer
PFE
$154B
$691K 0.05%
18,792
-1,081
-5% -$39.7K
NVDA icon
44
NVIDIA
NVDA
$5.27T
$675K 0.05%
51,720
-80
-0.2% -$1.07K
VZ icon
45
Verizon
VZ
$195B
$663K 0.05%
11,274
-9
-0.1% -$535
L icon
46
Loews
L
$23.3B
$596K 0.04%
13,232
– –
UNP icon
47
Union Pacific
UNP
$174B
$576K 0.04%
2,763
-2
-0.1% -$399
CMCSA icon
48
Comcast
CMCSA
$89.4B
$565K 0.04%
10,778
-9
-0.1% -$431
ABT icon
49
Abbott
ABT
$188B
$560K 0.04%
5,110
-37
-0.7% -$4.02K
MA icon
50
Mastercard
MA
$493B
$550K 0.04%
1,543
-1,135
-42% -$378K
1
2
3 4 5

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SSI Investment Management's Q4 2020 Portfolio in Review

As of Q4 2020, SSI Investment Management held 290 positions worth $1.4B, up 21% from $1.16B the previous quarter. Its ten largest holdings account for 34% of the portfolio.

SSI Investment Management withdrew a net $892M in Q4 2020, closing 11 positions and reducing 68 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $18.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.92% of assets, down from 1% a quarter earlier, followed by Financials and Consumer Discretionary.

Against the trend, SSI Investment Management opened a new position in Elanco Animal Health Incorporated 5.00% Tangible Equity Units worth $4.33M.

  • SSI Investment Management's largest Q4 2020 buy was Elanco Animal Health Incorporated 5.00% Tangible Equity Units: 91,050 shares worth $4.33M.
  • SSI Investment Management added most to NextEra Energy, Inc. 5.279% Corporate Units in Q4 2020, an estimated $4.95M increase.
  • SSI Investment Management's biggest Q4 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.05M.
  • SSI Investment Management fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q4 2020, selling an estimated $18.3M.
  • SSI Investment Management's ten largest holdings make up 34% of its $1.4B portfolio in Q4 2020.
  • SSI Investment Management opened 25 new positions and closed 11 in Q4 2020.
  • SSI Investment Management's portfolio value rose 21% quarter-over-quarter to $1.4B.

Based on SSI Investment Management's 13F filing for Q4 2020, filed 11 Feb 2021.