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SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.16B
AUM Growth
+$17.7M
Cap. Flow
-$887M
Cap. Flow %
-76.53%
Top 10 Hldgs %
30.64%
Holding
270
New
16
Increased
8
Reduced
80
Closed
11

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$4.31M
2
ASHR icon
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
+$2.83M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.77M
4
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$2.24M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.08M

Top Sells

Rank Stock Value
1
CTRA
Coterra Energy
CTRA
+$32M
2
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$14M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$7.09M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$4.42M
5
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.55M

Sector Composition

Rank Sector Weight
1 Technology 1.05%
2 Financials 0.56%
3 Healthcare 0.53%
4 Consumer Discretionary 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTRU
26
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$1.87M 0.16%
34,880
-39,000
-53% -$2.21M
GOOGL icon
27
Alphabet (Google) Class A
GOOGL
$4.37T
$1.69M 0.15%
23,020
-600
-3% -$45.7K
AEPPL
28
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.45M 0.13%
29,885
-11,290
-27% -$561K
META icon
29
Meta Platforms (Facebook)
META
$1.52T
$1.44M 0.12%
5,503
-128
-2% -$33K
XLU icon
30
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.41M 0.12%
47,496
-1,250
-3% -$37.1K
KMB icon
31
Kimberly-Clark
KMB
$35.9B
$1.28M 0.11%
8,685
– –
JPM icon
32
JPMorgan Chase
JPM
$956B
$1.03M 0.09%
10,738
-250
-2% -$24.6K
HD icon
33
Home Depot
HD
$350B
$1M 0.09%
3,613
-80
-2% -$21.7K
SRE.PRA
34
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$993K 0.09%
10,070
-790
-7% -$80.5K
PG icon
35
Procter & Gamble
PG
$340B
$948K 0.08%
6,816
-152
-2% -$20.2K
MA icon
36
Mastercard
MA
$493B
$904K 0.08%
2,678
-61
-2% -$19.8K
JNJ icon
37
Johnson & Johnson
JNJ
$631B
$894K 0.08%
6,005
-148
-2% -$21.9K
DTP
38
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$876K 0.08%
19,400
+5,850
+43% +$263K
BRK.B icon
39
Berkshire Hathaway Class B
BRK.B
$1.14T
$779K 0.07%
3,652
-80
-2% -$16.4K
V icon
40
Visa
V
$675B
$741K 0.06%
3,714
-85
-2% -$17K
UNH icon
41
UnitedHealth
UNH
$371B
$710K 0.06%
2,272
-1,115
-33% -$342K
NVDA icon
42
NVIDIA
NVDA
$5.27T
$700K 0.06%
51,800
-11,280
-18% -$131K
PFE icon
43
Pfizer
PFE
$154B
$691K 0.06%
19,873
-401
-2% -$14.1K
PYPL icon
44
PayPal
PYPL
$50.5B
$691K 0.06%
3,492
-85
-2% -$16K
VZ icon
45
Verizon
VZ
$195B
$670K 0.06%
11,283
-250
-2% -$14.5K
SOLN
46
DELISTED
The Southern Company
SOLN
$581K 0.05%
12,490
-11,675
-48% -$535K
CRM icon
47
Salesforce
CRM
$162B
$574K 0.05%
2,277
-55
-2% -$12K
BAC icon
48
Bank of America
BAC
$447B
$569K 0.05%
23,625
-550
-2% -$13.7K
ABT icon
49
Abbott
ABT
$188B
$559K 0.05%
5,147
-100
-2% -$10.1K
UNP icon
50
Union Pacific
UNP
$174B
$543K 0.05%
2,765
-60
-2% -$11.2K
1
2
3 4 5

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OMC
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CC
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II
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SSI Investment Management's Q3 2020 Portfolio in Review

As of Q3 2020, SSI Investment Management held 270 positions worth $1.16B, up 1.5% from $1.14B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

SSI Investment Management withdrew a net $887M in Q3 2020, closing 11 positions and reducing 80 holdings. Its most notable exit was Coterra Energy, an estimated $32M position sold in full.

By sector, the portfolio is most concentrated in Technology at 1% of assets, up from 0.96% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Preferred Securities and Income ETF worth $4.33M.

  • SSI Investment Management's largest Q3 2020 buy was First Trust Preferred Securities and Income ETF: 225,705 shares worth $4.33M.
  • SSI Investment Management added most to Colfax Corporation 5.75% Tangible Equity Units in Q3 2020, an estimated $2.24M increase.
  • SSI Investment Management's biggest Q3 2020 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $7.09M.
  • SSI Investment Management fully exited Coterra Energy in Q3 2020, selling an estimated $32M.
  • SSI Investment Management's ten largest holdings make up 31% of its $1.16B portfolio in Q3 2020.
  • SSI Investment Management opened 16 new positions and closed 11 in Q3 2020.
  • SSI Investment Management's portfolio value rose 1.5% quarter-over-quarter to $1.16B.

Based on SSI Investment Management's 13F filing for Q3 2020, filed 16 Nov 2020.