SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+4%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.14B
AUM Growth
+$1.14B
Cap. Flow
-$103M
Cap. Flow %
-9.01%
Top 10 Hldgs %
26.98%
Holding
278
New
18
Increased
8
Reduced
74
Closed
10

Top Buys

1
CTRA icon
Coterra Energy
CTRA
$32M
2
IWM icon
iShares Russell 2000 ETF
IWM
$4.36M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$4.14M
4
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$3.22M
5
SWT
Stanley Black & Decker, Inc.
SWT
$3.19M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$25.5M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
$23M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$22.5M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$14.7M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$10.1M

Sector Composition

1 Energy 2.8%
2 Technology 0.96%
3 Healthcare 0.59%
4 Financials 0.54%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLG.PRU
26
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$113M
$2.75M 0.24% 63,000 -16,000 -20% -$698K
ACWX icon
27
iShares MSCI ACWI ex US ETF
ACWX
$6.63B
$2.73M 0.24% +63,178 New +$2.73M
AMZN icon
28
Amazon
AMZN
$2.44T
$2.41M 0.21% 875 -9 -1% -$24.8K
QTS.PRB
29
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$2.4M 0.21% 16,855 -28,569 -63% -$4.07M
CHNGU
30
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.27M 0.2% 52,575 -77,133 -59% -$3.33M
AEPPL
31
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.99M 0.17% 41,175 -93,255 -69% -$4.52M
GOOGL icon
32
Alphabet (Google) Class A
GOOGL
$2.57T
$1.68M 0.15% 1,181 -13 -1% -$18.4K
XLU icon
33
Utilities Select Sector SPDR Fund
XLU
$20.9B
$1.38M 0.12% 24,373 -377 -2% -$21.3K
META icon
34
Meta Platforms (Facebook)
META
$1.86T
$1.28M 0.11% 5,631 -78 -1% -$17.7K
KMB icon
35
Kimberly-Clark
KMB
$42.8B
$1.23M 0.11% 8,685 – –
IYR icon
36
iShares US Real Estate ETF
IYR
$3.76B
$1.11M 0.1% 14,047 -213 -1% -$16.8K
SOLN
37
DELISTED
The Southern Company
SOLN
$1.07M 0.09% 24,165 -164,210 -87% -$7.24M
SRE.PRA
38
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$1.06M 0.09% 10,860 -103,492 -91% -$10.1M
JPM icon
39
JPMorgan Chase
JPM
$829B
$1.03M 0.09% 10,988 -162 -1% -$15.2K
UNH icon
40
UnitedHealth
UNH
$281B
$999K 0.09% 3,387 -37 -1% -$10.9K
HD icon
41
Home Depot
HD
$405B
$927K 0.08% 3,693 -47 -1% -$11.8K
JNJ icon
42
Johnson & Johnson
JNJ
$427B
$865K 0.08% 6,153 -98 -2% -$13.8K
PG icon
43
Procter & Gamble
PG
$368B
$835K 0.07% 6,968 -90 -1% -$10.8K
MA icon
44
Mastercard
MA
$538B
$810K 0.07% 2,739 -45 -2% -$13.3K
V icon
45
Visa
V
$683B
$733K 0.06% 3,799 -33 -0.9% -$6.37K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.09T
$665K 0.06% 3,732 -55 -1% -$9.8K
VZ icon
47
Verizon
VZ
$186B
$634K 0.06% 11,533 -150 -1% -$8.25K
PFE icon
48
Pfizer
PFE
$141B
$627K 0.05% 19,235 -248 -1% -$8.08K
PYPL icon
49
PayPal
PYPL
$67.1B
$622K 0.05% 3,577 -63 -2% -$11K
NVDA icon
50
NVIDIA
NVDA
$4.24T
$600K 0.05% 1,577 -22 -1% -$8.37K
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