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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+4%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.14B
AUM Growth
+$7.6M
Cap. Flow
-$845M
Cap. Flow %
-73.98%
Top 10 Hldgs %
26.98%
Holding
256
New
18
Increased
8
Reduced
74
Closed
10

Top Buys

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.26M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$4.14M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$4M
4
MDIV icon
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
+$3.13M
5
SWT
Stanley Black & Decker, Inc.
SWT
+$2.9M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$26.3M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$23.2M
3
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$22.4M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.7M
5
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$10.6M

Sector Composition

Rank Sector Weight
1 Energy 2.8%
2 Technology 0.96%
3 Healthcare 0.59%
4 Financials 0.54%
5 Communication Services 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG.PRU
26
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$2.75M 0.24%
63,000
-16,000
-20% -$698K
ACWX icon
27
iShares MSCI ACWI ex US ETF
ACWX
$11.9B
$2.73M 0.24%
+63,178
New +$2.58M
AMZN icon
28
Amazon
AMZN
$2.96T
$2.41M 0.21%
17,500
-180
-1% -$21.7K
QTS.PRB
29
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$2.4M 0.21%
16,855
-28,569
-63% -$4.04M
CHNGU
30
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
$2.27M 0.2%
52,575
-77,133
-59% -$3.43M
AEPPL
31
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$1.99M 0.17%
41,175
-93,255
-69% -$4.68M
GOOGL icon
32
Alphabet (Google) Class A
GOOGL
$4.33T
$1.68M 0.15%
23,620
-260
-1% -$17.5K
XLU icon
33
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$1.38M 0.12%
48,746
-754
-2% -$21.7K
META icon
34
Meta Platforms (Facebook)
META
$1.51T
$1.28M 0.11%
5,631
-78
-1% -$16.3K
KMB icon
35
Kimberly-Clark
KMB
$36.5B
$1.23M 0.11%
8,685
– –
IYR icon
36
iShares US Real Estate ETF
IYR
$4.57B
$1.11M 0.1%
14,047
-213
-1% -$16.1K
SOLN
37
DELISTED
The Southern Company
SOLN
$1.06M 0.09%
24,165
-164,210
-87% -$7.7M
SRE.PRA
38
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
$1.06M 0.09%
10,860
-103,492
-91% -$10.6M
JPM icon
39
JPMorgan Chase
JPM
$950B
$1.03M 0.09%
10,988
-162
-1% -$15.4K
UNH icon
40
UnitedHealth
UNH
$370B
$999K 0.09%
3,387
-37
-1% -$10.6K
HD icon
41
Home Depot
HD
$355B
$927K 0.08%
3,693
-47
-1% -$10.8K
JNJ icon
42
Johnson & Johnson
JNJ
$625B
$865K 0.08%
6,153
-98
-2% -$14.3K
PG icon
43
Procter & Gamble
PG
$339B
$835K 0.07%
6,968
-90
-1% -$10.5K
MA icon
44
Mastercard
MA
$493B
$810K 0.07%
2,739
-45
-2% -$12.7K
V icon
45
Visa
V
$677B
$733K 0.06%
3,799
-33
-0.9% -$6.03K
BRK.B icon
46
Berkshire Hathaway Class B
BRK.B
$1.13T
$665K 0.06%
3,732
-55
-1% -$10K
VZ icon
47
Verizon
VZ
$196B
$634K 0.06%
11,533
-150
-1% -$8.44K
PFE icon
48
Pfizer
PFE
$153B
$627K 0.05%
20,274
-261
-1% -$8.87K
PYPL icon
49
PayPal
PYPL
$50.5B
$622K 0.05%
3,577
-63
-2% -$8.71K
NVDA icon
50
NVIDIA
NVDA
$5.42T
$600K 0.05%
63,080
-880
-1% -$7.12K
1
2
3 4 5

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q2 2020 Portfolio in Review

As of Q2 2020, SSI Investment Management held 256 positions worth $1.14B, up 0.67% from $1.13B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

SSI Investment Management withdrew a net $845M in Q2 2020, closing 10 positions and reducing 74 holdings. Its most notable exit was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A, an estimated $22.4M position sold in full.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 0.02% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in iShares Russell 2000 ETF worth $4.36M.

  • SSI Investment Management's largest Q2 2020 buy was iShares Russell 2000 ETF: 30,468 shares worth $4.36M.
  • SSI Investment Management added most to First Trust Capital Strength ETF in Q2 2020, an estimated $6.26M increase.
  • SSI Investment Management's biggest Q2 2020 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $26.3M.
  • SSI Investment Management fully exited Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A in Q2 2020, selling an estimated $22.4M.
  • SSI Investment Management's ten largest holdings make up 27% of its $1.14B portfolio in Q2 2020.
  • SSI Investment Management opened 18 new positions and closed 10 in Q2 2020.
  • SSI Investment Management's portfolio value rose 0.67% quarter-over-quarter to $1.14B.

Based on SSI Investment Management's 13F filing for Q2 2020, filed 12 Aug 2020.