We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.72B
1-Year Est. Return 7.09%
This Fund
S&P 500
This Quarter Est. Return
-4.99%
1 Year Est. Return
+7.09%
3 Year Est. Return
+15.65%
5 Year Est. Return
+16.94%
10 Year Est. Return
+34.3%
AUM
$1.13B
AUM Growth
-$368M
Cap. Flow
-$1B
Cap. Flow %
-88.17%
Top 10 Hldgs %
24.16%
Holding
279
New
4
Increased
12
Reduced
76
Closed
39

Top Buys

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$9.22M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$8.37M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.6M
4
ELAT
Elanco Animal Health Incorporated 5.00% Tangible Equity Units
ELAT
+$4.88M
5
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$3.62M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.42M
2
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$8.17M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.8M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.52M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.23M

Sector Composition

Rank Sector Weight
1 Utilities 0.76%
2 Technology 0.71%
3 Healthcare 0.48%
4 Financials 0.45%
5 Communication Services 0.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFXA
26
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$2.8M 0.25%
30,513
-24,887
-45% -$3.45M
ENR.PRA
27
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$2.7M 0.24%
39,765
-46,715
-54% -$4.52M
MSFT icon
28
Microsoft
MSFT
$3.72T
$2.65M 0.23%
16,834
-185
-1% -$30.4K
IYH icon
29
iShares US Healthcare ETF
IYH
$3.77B
$2.44M 0.22%
+64,965
New +$2.67M
FTCS icon
30
First Trust Capital Strength ETF
FTCS
$8B
$2.34M 0.21%
47,096
+535
+1% +$30.9K
AAPL icon
31
Apple
AAPL
$4.47T
$2.21M 0.2%
34,792
-396
-1% -$29.1K
AMZN icon
32
Amazon
AMZN
$2.97T
$1.72M 0.15%
17,680
-160
-0.9% -$15.5K
GOOGL icon
33
Alphabet (Google) Class A
GOOGL
$4.3T
$1.39M 0.12%
23,880
-280
-1% -$19K
XLU icon
34
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.37M 0.12%
49,500
-558
-1% -$17.8K
SWP
35
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.33M 0.12%
18,250
– –
KMB icon
36
Kimberly-Clark
KMB
$35.9B
$1.11M 0.1%
8,685
– –
JPM icon
37
JPMorgan Chase
JPM
$959B
$1M 0.09%
11,150
-121
-1% -$14.7K
IYR icon
38
iShares US Real Estate ETF
IYR
$4.5B
$992K 0.09%
14,260
+571
+4% +$50.5K
META icon
39
Meta Platforms (Facebook)
META
$1.55T
$953K 0.08%
5,709
-65
-1% -$12.7K
UNH icon
40
UnitedHealth
UNH
$367B
$852K 0.08%
3,424
-38
-1% -$10.5K
JNJ icon
41
Johnson & Johnson
JNJ
$630B
$821K 0.07%
6,251
-75
-1% -$10.6K
PG icon
42
Procter & Gamble
PG
$337B
$776K 0.07%
7,058
-79
-1% -$9.48K
HD icon
43
Home Depot
HD
$356B
$698K 0.06%
3,740
-42
-1% -$9.22K
BRK.B icon
44
Berkshire Hathaway Class B
BRK.B
$1.12T
$694K 0.06%
3,787
-39
-1% -$8.29K
MA icon
45
Mastercard
MA
$495B
$670K 0.06%
2,784
-28
-1% -$8.32K
PFE icon
46
Pfizer
PFE
$154B
$633K 0.06%
20,535
-231
-1% -$7.87K
VZ icon
47
Verizon
VZ
$196B
$627K 0.06%
11,683
-130
-1% -$7.44K
V icon
48
Visa
V
$678B
$618K 0.05%
3,832
-39
-1% -$7.35K
FLOT icon
49
iShares Floating Rate Bond ETF
FLOT
$10.5B
$541K 0.05%
11,074
– –
LMBS icon
50
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
$539K 0.05%
10,563
-150,154
-93% -$7.8M
1
2
3 4 5

Similar funds

ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
II
Inspire Investing Meridian, Idaho $1.71B AUM 31.76% 1-Year Est. Return
RIA
Regal Investment Advisors Kentwood, Michigan $1.73B AUM 17.74% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return

SSI Investment Management's Q1 2020 Portfolio in Review

As of Q1 2020, SSI Investment Management held 279 positions worth $1.13B, down 24% from $1.5B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

SSI Investment Management withdrew a net $1B in Q1 2020, closing 39 positions and reducing 76 holdings. Its most notable exit was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $8.17M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.76% of assets, down from 0.87% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $9.7M.

  • SSI Investment Management's largest Q1 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 220,005 shares worth $9.7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q1 2020, an estimated $6.6M increase.
  • SSI Investment Management's biggest Q1 2020 reduction was iShares Core S&P 500 ETF, cutting an estimated $8.42M.
  • SSI Investment Management fully exited CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q1 2020, selling an estimated $8.17M.
  • SSI Investment Management's ten largest holdings make up 24% of its $1.13B portfolio in Q1 2020.
  • SSI Investment Management opened 4 new positions and closed 39 in Q1 2020.
  • SSI Investment Management's portfolio value fell 24% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q1 2020, filed 13 May 2020.