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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.5B
AUM Growth
+$129M
Cap. Flow
-$880M
Cap. Flow %
-58.61%
Top 10 Hldgs %
22.48%
Holding
298
New
20
Increased
24
Reduced
84
Closed
6

Top Buys

Rank Stock Value
1
AVGOP
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
+$23.2M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.6M
3
SWT
Stanley Black & Decker, Inc.
SWT
+$10.7M
4
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.61M
5
ACWX icon
iShares MSCI ACWI ex US ETF
ACWX
+$4.11M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.07M
2
SWP
Stanley Black & Decker, Inc. Corporate Units
SWP
+$5.38M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$1.65M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$1.58M
5
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$769K

Sector Composition

Rank Sector Weight
1 Utilities 0.87%
2 Technology 0.66%
3 Financials 0.62%
4 Healthcare 0.48%
5 Communication Services 0.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IFFT
26
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
$4.38M 0.29%
91,150
-425
-0.5% -$20.4K
ACWX icon
27
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$4.23M 0.28%
+86,165
New +$4.11M
IWD icon
28
iShares Russell 1000 Value ETF
IWD
$83.7B
$3.41M 0.23%
24,991
+19,824
+384% +$2.61M
NBR.PRA
29
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$3.04M 0.2%
135,000
+20,000
+17% +$346K
FTCS icon
30
First Trust Capital Strength ETF
FTCS
$7.95B
$2.81M 0.19%
46,561
-27,076
-37% -$1.58M
MSFT icon
31
Microsoft
MSFT
$3.71T
$2.69M 0.18%
17,019
-149
-0.9% -$21.9K
AAPL icon
32
Apple
AAPL
$4.57T
$2.58M 0.17%
35,188
-192
-0.5% -$12.4K
TBF icon
33
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2.18M 0.15%
111,150
-40,000
-26% -$769K
DTP
34
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$2.18M 0.15%
+42,500
New +$2.13M
SJIU
35
DELISTED
South Jersey Industries, Inc.
SJIU
$2.08M 0.14%
40,000
– –
SWP
36
DELISTED
Stanley Black & Decker, Inc. Corporate Units
SWP
$1.99M 0.13%
18,250
-51,364
-74% -$5.38M
TBT icon
37
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$1.65M 0.11%
62,275
+4,325
+7% +$110K
AMZN icon
38
Amazon
AMZN
$2.96T
$1.65M 0.11%
17,840
-80
-0.4% -$7.08K
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.33T
$1.62M 0.11%
24,160
-100
-0.4% -$6.45K
XLU icon
40
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.62M 0.11%
50,058
-11,754
-19% -$373K
JPM icon
41
JPMorgan Chase
JPM
$950B
$1.57M 0.1%
11,271
-65
-0.6% -$8.34K
IYR icon
42
iShares US Real Estate ETF
IYR
$4.65B
$1.27M 0.08%
13,689
-2,569
-16% -$238K
KMB icon
43
Kimberly-Clark
KMB
$36.5B
$1.2M 0.08%
8,685
– –
META icon
44
Meta Platforms (Facebook)
META
$1.51T
$1.18M 0.08%
5,774
-17
-0.3% -$3.29K
UNH icon
45
UnitedHealth
UNH
$370B
$1.02M 0.07%
3,462
-35
-1% -$9.16K
JNJ icon
46
Johnson & Johnson
JNJ
$625B
$922K 0.06%
6,326
-33
-0.5% -$4.48K
PG icon
47
Procter & Gamble
PG
$339B
$891K 0.06%
7,137
-22
-0.3% -$2.69K
BAC icon
48
Bank of America
BAC
$442B
$875K 0.06%
24,807
-100
-0.4% -$3.23K
L icon
49
Loews
L
$23.6B
$868K 0.06%
16,540
– –
BRK.B icon
50
Berkshire Hathaway Class B
BRK.B
$1.13T
$867K 0.06%
3,826
-43
-1% -$9.34K
1
2
3 4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2019 Portfolio in Review

As of Q4 2019, SSI Investment Management held 298 positions worth $1.5B, up 9.4% from $1.37B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $880M in Q4 2019, closing 6 positions and reducing 84 holdings. Its most notable exit was D.R. Horton, an estimated $318K position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.87% of assets, down from 0.95% a quarter earlier, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A worth $24.1M.

  • SSI Investment Management's largest Q4 2019 buy was Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A: 20,639 shares worth $24.1M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $15.6M increase.
  • SSI Investment Management's biggest Q4 2019 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $6.07M.
  • SSI Investment Management fully exited D.R. Horton in Q4 2019, selling an estimated $318K.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.5B portfolio in Q4 2019.
  • SSI Investment Management opened 20 new positions and closed 6 in Q4 2019.
  • SSI Investment Management's portfolio value rose 9.4% quarter-over-quarter to $1.5B.

Based on SSI Investment Management's 13F filing for Q4 2019, filed 12 Feb 2020.