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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.62%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.37B
AUM Growth
+$27.2M
Cap. Flow
-$893M
Cap. Flow %
-65.05%
Top 10 Hldgs %
21.59%
Holding
299
New
11
Increased
14
Reduced
65
Closed
12

Top Buys

Rank Stock Value
1
SOLN
The Southern Company
SOLN
+$12.8M
2
NEE.PRO
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
+$9.16M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$8.18M
4
FTCS icon
First Trust Capital Strength ETF
FTCS
+$4.19M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$3.83M

Top Sells

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$10.8M
2
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.07M
3
DTV
DTE Energy Company 2016 Corporate Units
DTV
+$4.89M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$3.58M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.25M

Sector Composition

Rank Sector Weight
1 Utilities 0.95%
2 Technology 0.61%
3 Financials 0.59%
4 Healthcare 0.4%
5 Communication Services 0.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENR.PRA
26
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$3.79M 0.28%
40,000
– –
IYW icon
27
iShares US Technology ETF
IYW
$25.2B
$3.76M 0.27%
73,692
– –
TBF icon
28
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2.84M 0.21%
151,150
+31,150
+26% +$606K
MSFT icon
29
Microsoft
MSFT
$3.71T
$2.39M 0.17%
17,168
-11
-0.1% -$1.51K
SJIU
30
DELISTED
South Jersey Industries, Inc.
SJIU
$2.08M 0.15%
40,000
-12,000
-23% -$628K
XLU icon
31
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$2M 0.15%
61,812
-40
-0.1% -$1.23K
AAPL icon
32
Apple
AAPL
$4.57T
$1.98M 0.14%
35,380
-24
-0.1% -$1.25K
NBR.PRA
33
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$1.86M 0.14%
115,000
– –
AMZN icon
34
Amazon
AMZN
$2.96T
$1.55M 0.11%
17,920
– –
IYR icon
35
iShares US Real Estate ETF
IYR
$4.65B
$1.52M 0.11%
16,258
-11
-0.1% -$1K
GOOGL icon
36
Alphabet (Google) Class A
GOOGL
$4.33T
$1.48M 0.11%
24,260
– –
TBT icon
37
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$1.41M 0.1%
57,950
+25,450
+78% +$670K
JPM icon
38
JPMorgan Chase
JPM
$950B
$1.33M 0.1%
11,336
-6
-0.1% -$679
KMB icon
39
Kimberly-Clark
KMB
$36.5B
$1.23M 0.09%
8,685
– –
META icon
40
Meta Platforms (Facebook)
META
$1.51T
$1.03M 0.08%
5,791
-3
-0.1% -$570
PG icon
41
Procter & Gamble
PG
$339B
$890K 0.06%
7,159
-4
-0.1% -$473
HD icon
42
Home Depot
HD
$355B
$882K 0.06%
3,800
-3
-0.1% -$656
L icon
43
Loews
L
$23.6B
$851K 0.06%
16,540
– –
JNJ icon
44
Johnson & Johnson
JNJ
$625B
$823K 0.06%
6,359
-5
-0.1% -$659
BRK.B icon
45
Berkshire Hathaway Class B
BRK.B
$1.13T
$805K 0.06%
3,869
-3
-0.1% -$618
MA icon
46
Mastercard
MA
$493B
$767K 0.06%
2,825
-2
-0.1% -$551
UNH icon
47
UnitedHealth
UNH
$370B
$760K 0.06%
3,497
-3
-0.1% -$724
BAC icon
48
Bank of America
BAC
$442B
$727K 0.05%
24,907
-14
-0.1% -$403
VZ icon
49
Verizon
VZ
$196B
$717K 0.05%
11,873
-6
-0.1% -$346
PFE icon
50
Pfizer
PFE
$153B
$713K 0.05%
20,911
-12
-0.1% -$436
1
2
3 4 5

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SSI Investment Management's Q3 2019 Portfolio in Review

As of Q3 2019, SSI Investment Management held 299 positions worth $1.37B, up 2% from $1.35B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $893M in Q3 2019, closing 12 positions and reducing 65 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $10.8M position sold in full.

By sector, the portfolio is most concentrated in Utilities at 0.95% of assets, followed by Technology and Financials.

Against the trend, SSI Investment Management opened a new position in The Southern Company worth $13M.

  • SSI Investment Management's largest Q3 2019 buy was The Southern Company: 243,255 shares worth $13M.
  • SSI Investment Management added most to Dominion Energy, Inc. 2019 Series A Corporate Units in Q3 2019, an estimated $8.18M increase.
  • SSI Investment Management's biggest Q3 2019 reduction was International Flavors & Fragrances Inc. 6.00% Tangible Equity Units, cutting an estimated $3.58M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2019, selling an estimated $10.8M.
  • SSI Investment Management's ten largest holdings make up 22% of its $1.37B portfolio in Q3 2019.
  • SSI Investment Management opened 11 new positions and closed 12 in Q3 2019.
  • SSI Investment Management's portfolio value rose 2% quarter-over-quarter to $1.37B.

Based on SSI Investment Management's 13F filing for Q3 2019, filed 12 Nov 2019.