SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Return 4.23%
This Quarter Return
+0.95%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.35B
AUM Growth
+$152M
Cap. Flow
-$826M
Cap. Flow %
-61.39%
Top 10 Hldgs %
20.42%
Holding
311
New
12
Increased
19
Reduced
82
Closed
11

Top Buys

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$6.77M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.07M
3
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$5.9M
4
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
$5.78M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$2.26M

Top Sells

1
DYNC
Vistra Energy Corp.
DYNC
$4.43M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$4.33M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
$3.03M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$2.68M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$2.6M

Sector Composition

1 Technology 0.6%
2 Financials 0.55%
3 Healthcare 0.47%
4 Communication Services 0.38%
5 Consumer Staples 0.28%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ENR.PRA
26
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$3.46M 0.26%
40,000
+5,000
+14% +$432K
SJIU
27
DELISTED
South Jersey Industries, Inc.
SJIU
$2.76M 0.21%
52,000
-911
-2% -$48.4K
FLOT icon
28
iShares Floating Rate Bond ETF
FLOT
$9.12B
$2.68M 0.2%
52,645
-17,764
-25% -$905K
NBR.PRA
29
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$2.64M 0.2%
115,000
+5,194
+5% +$119K
TLT icon
30
iShares 20+ Year Treasury Bond ETF
TLT
$48.1B
$2.45M 0.18%
18,416
+163
+0.9% +$21.7K
TBF icon
31
ProShares Short 20+ Year Treasury ETF
TBF
$71.1M
$2.45M 0.18%
120,000
+30,000
+33% +$612K
MSFT icon
32
Microsoft
MSFT
$3.78T
$2.3M 0.17%
17,179
-74
-0.4% -$9.91K
VRTSP
33
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.2M 0.16%
23,250
-8,502
-27% -$803K
XLU icon
34
Utilities Select Sector SPDR Fund
XLU
$20.8B
$1.85M 0.14%
30,926
+2,373
+8% +$142K
AAPL icon
35
Apple
AAPL
$3.56T
$1.75M 0.13%
35,404
-156
-0.4% -$7.72K
AMZN icon
36
Amazon
AMZN
$2.51T
$1.7M 0.13%
17,920
-80
-0.4% -$7.58K
IYR icon
37
iShares US Real Estate ETF
IYR
$3.72B
$1.42M 0.11%
16,269
-72
-0.4% -$6.28K
GOOGL icon
38
Alphabet (Google) Class A
GOOGL
$2.81T
$1.31M 0.1%
24,260
-4,860
-17% -$263K
JPM icon
39
JPMorgan Chase
JPM
$835B
$1.27M 0.09%
11,342
-45
-0.4% -$5.03K
KMB icon
40
Kimberly-Clark
KMB
$42.9B
$1.16M 0.09%
8,685
– –
META icon
41
Meta Platforms (Facebook)
META
$1.88T
$1.12M 0.08%
5,794
-24
-0.4% -$4.63K
DCUE
42
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.04M 0.08%
+10,000
New +$1.04M
TBT icon
43
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$300M
$940K 0.07%
32,500
+12,495
+62% +$361K
L icon
44
Loews
L
$20.2B
$904K 0.07%
16,540
– –
JNJ icon
45
Johnson & Johnson
JNJ
$431B
$886K 0.07%
6,364
-27
-0.4% -$3.76K
PFE icon
46
Pfizer
PFE
$140B
$858K 0.06%
20,923
-84
-0.4% -$3.45K
UNH icon
47
UnitedHealth
UNH
$281B
$855K 0.06%
3,500
-13
-0.4% -$3.18K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.09T
$827K 0.06%
3,872
-15
-0.4% -$3.2K
HD icon
49
Home Depot
HD
$410B
$790K 0.06%
3,803
-13
-0.3% -$2.7K
PG icon
50
Procter & Gamble
PG
$373B
$786K 0.06%
7,163
-26
-0.4% -$2.85K
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