We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.93%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.35B
AUM Growth
+$152M
Cap. Flow
-$786M
Cap. Flow %
-58.36%
Top 10 Hldgs %
20.42%
Holding
298
New
12
Increased
19
Reduced
82
Closed
11

Top Buys

Rank Stock Value
1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$6.39M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.03M
3
CHNGU
Change Healthcare Inc. Tangible Equity Units
CHNGU
+$5.78M
4
WTRU
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
+$5.73M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$2.22M

Top Sells

Rank Stock Value
1
DYNC
Vistra Energy Corp.
DYNC
+$4.43M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$4.33M
3
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$2.93M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.59M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$2.49M

Sector Composition

Rank Sector Weight
1 Technology 0.6%
2 Financials 0.55%
3 Healthcare 0.47%
4 Communication Services 0.38%
5 Consumer Staples 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENR.PRA
26
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$3.46M 0.26%
40,000
+5,000
+14% +$488K
SJIU
27
DELISTED
South Jersey Industries, Inc.
SJIU
$2.76M 0.21%
52,000
-911
-2% -$47.5K
FLOT icon
28
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2.68M 0.2%
52,645
-17,764
-25% -$904K
NBR.PRA
29
DELISTED
Nabors Industries Ltd. 6.00% Mandatory Convertible Preferred Shares, Series A
NBR.PRA
$2.64M 0.2%
115,000
+5,194
+5% +$130K
TLT icon
30
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$2.45M 0.18%
18,416
+163
+0.9% +$20.7K
TBF icon
31
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2.45M 0.18%
120,000
+30,000
+33% +$642K
MSFT icon
32
Microsoft
MSFT
$3.71T
$2.3M 0.17%
17,179
-74
-0.4% -$9.39K
VRTSP
33
DELISTED
Virtus Investment Partners, Inc. 7.25% Series D Mandatory Convertible Preferred Stock
VRTSP
$2.2M 0.16%
23,250
-8,502
-27% -$828K
XLU icon
34
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.85M 0.14%
61,852
+4,746
+8% +$139K
AAPL icon
35
Apple
AAPL
$4.57T
$1.75M 0.13%
35,404
-156
-0.4% -$7.6K
AMZN icon
36
Amazon
AMZN
$2.96T
$1.7M 0.13%
17,920
-80
-0.4% -$7.45K
IYR icon
37
iShares US Real Estate ETF
IYR
$4.65B
$1.42M 0.11%
16,269
-72
-0.4% -$6.3K
GOOGL icon
38
Alphabet (Google) Class A
GOOGL
$4.33T
$1.31M 0.1%
24,260
-4,860
-17% -$281K
JPM icon
39
JPMorgan Chase
JPM
$950B
$1.27M 0.09%
11,342
-45
-0.4% -$4.96K
KMB icon
40
Kimberly-Clark
KMB
$36.5B
$1.16M 0.09%
8,685
– –
META icon
41
Meta Platforms (Facebook)
META
$1.51T
$1.12M 0.08%
5,794
-24
-0.4% -$4.38K
DCUE
42
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$1.03M 0.08%
+10,000
New +$1.04M
TBT icon
43
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$940K 0.07%
32,500
+12,495
+62% +$399K
L icon
44
Loews
L
$23.6B
$904K 0.07%
16,540
– –
JNJ icon
45
Johnson & Johnson
JNJ
$625B
$886K 0.07%
6,364
-27
-0.4% -$3.74K
PFE icon
46
Pfizer
PFE
$153B
$858K 0.06%
20,923
-84
-0.4% -$3.34K
UNH icon
47
UnitedHealth
UNH
$370B
$855K 0.06%
3,500
-13
-0.4% -$3.13K
BRK.B icon
48
Berkshire Hathaway Class B
BRK.B
$1.13T
$827K 0.06%
3,872
-15
-0.4% -$3.1K
HD icon
49
Home Depot
HD
$355B
$790K 0.06%
3,803
-13
-0.3% -$2.59K
PG icon
50
Procter & Gamble
PG
$339B
$786K 0.06%
7,163
-26
-0.4% -$2.77K
1
2
3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q2 2019 Portfolio in Review

As of Q2 2019, SSI Investment Management held 298 positions worth $1.35B, up 13% from $1.19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $786M in Q2 2019, closing 11 positions and reducing 82 holdings. Its most notable exit was Vistra Energy Corp., an estimated $4.43M position sold in full.

By sector, the portfolio is most concentrated in Technology at 0.6% of assets, down from 0.63% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Avantor, Inc. Series A Mandatory Convertible Preferred Stock worth $6.77M.

  • SSI Investment Management's largest Q2 2019 buy was Avantor, Inc. Series A Mandatory Convertible Preferred Stock: 102,785 shares worth $6.77M.
  • SSI Investment Management added most to iShares 1-3 Year Treasury Bond ETF in Q2 2019, an estimated $6.03M increase.
  • SSI Investment Management's biggest Q2 2019 reduction was NextEra Energy, Inc., cutting an estimated $2.93M.
  • SSI Investment Management fully exited Vistra Energy Corp. in Q2 2019, selling an estimated $4.43M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.35B portfolio in Q2 2019.
  • SSI Investment Management opened 12 new positions and closed 11 in Q2 2019.
  • SSI Investment Management's portfolio value rose 13% quarter-over-quarter to $1.35B.

Based on SSI Investment Management's 13F filing for Q2 2019, filed 12 Aug 2019.