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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.07B
AUM Growth
-$229M
Cap. Flow
-$848M
Cap. Flow %
-79.3%
Top 10 Hldgs %
22.62%
Holding
289
New
5
Increased
13
Reduced
75
Closed
32

Top Buys

Rank Stock Value
1
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$7.08M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.93M
3
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$6.59M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.83M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$5.04M

Top Sells

Rank Stock Value
1
HES.PRA
Hess Corporation
HES.PRA
+$5.59M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
3
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$2.77M
4
FTXO icon
First Trust Nasdaq Bank ETF
FTXO
+$2.67M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.49M

Sector Composition

Rank Sector Weight
1 Financials 0.63%
2 Technology 0.56%
3 Healthcare 0.53%
4 Communication Services 0.41%
5 Consumer Staples 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.33T
$1.88M 0.18%
36,040
-220
-0.6% -$11.9K
FXH icon
27
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$1.86M 0.17%
26,940
-150
-0.6% -$11.4K
MSFT icon
28
Microsoft
MSFT
$3.71T
$1.76M 0.16%
17,296
+559
+3% +$59.9K
AAPL icon
29
Apple
AAPL
$4.57T
$1.64M 0.15%
41,464
-172
-0.4% -$8.34K
XLU icon
30
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.51M 0.14%
57,304
-184
-0.3% -$5K
AMZN icon
31
Amazon
AMZN
$2.96T
$1.36M 0.13%
18,080
-40
-0.2% -$3.33K
IYR icon
32
iShares US Real Estate ETF
IYR
$4.65B
$1.23M 0.12%
16,385
+1,778
+12% +$140K
JPM icon
33
JPMorgan Chase
JPM
$950B
$1.11M 0.1%
11,428
-71
-0.6% -$7.57K
KMB icon
34
Kimberly-Clark
KMB
$36.5B
$990K 0.09%
8,685
– –
UNH icon
35
UnitedHealth
UNH
$370B
$875K 0.08%
3,521
-65
-2% -$17.2K
PFE icon
36
Pfizer
PFE
$153B
$873K 0.08%
21,055
-511
-2% -$21.2K
TBT icon
37
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$843K 0.08%
24,000
-13,632
-36% -$533K
JNJ icon
38
Johnson & Johnson
JNJ
$625B
$825K 0.08%
6,406
-115
-2% -$16K
BRK.B icon
39
Berkshire Hathaway Class B
BRK.B
$1.13T
$795K 0.07%
3,896
-41
-1% -$8.56K
META icon
40
Meta Platforms (Facebook)
META
$1.51T
$766K 0.07%
5,838
-19
-0.3% -$2.75K
L icon
41
Loews
L
$23.6B
$753K 0.07%
16,540
– –
SJIU
42
DELISTED
South Jersey Industries, Inc.
SJIU
$699K 0.07%
15,000
– –
VZ icon
43
Verizon
VZ
$196B
$674K 0.06%
11,960
-38
-0.3% -$2.16K
PG icon
44
Procter & Gamble
PG
$339B
$664K 0.06%
7,222
-27
-0.4% -$2.41K
HD icon
45
Home Depot
HD
$355B
$656K 0.06%
3,828
-40
-1% -$7.17K
INTC icon
46
Intel
INTC
$513B
$650K 0.06%
13,866
-41
-0.3% -$1.92K
BAC icon
47
Bank of America
BAC
$442B
$617K 0.06%
25,084
-189
-0.7% -$5.13K
EEMV icon
48
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$615K 0.06%
10,998
-32
-0.3% -$1.8K
C icon
49
Citigroup
C
$226B
$608K 0.06%
11,672
-46
-0.4% -$2.91K
AIZP
50
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$589K 0.06%
6,020
-785
-12% -$83K
1
2
3 4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2018 Portfolio in Review

As of Q4 2018, SSI Investment Management held 289 positions worth $1.07B, down 18% from $1.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $848M in Q4 2018, closing 32 positions and reducing 75 holdings. Its most notable exit was First Trust Senior Loan Fund ETF, an estimated $2.77M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.63% of assets, down from 0.66% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc 2016 Series A Corporate Units worth $7M.

  • SSI Investment Management's largest Q4 2018 buy was Dominion Energy, Inc 2016 Series A Corporate Units: 146,230 shares worth $7M.
  • SSI Investment Management added most to iShares Core US Aggregate Bond ETF in Q4 2018, an estimated $5.83M increase.
  • SSI Investment Management's biggest Q4 2018 reduction was Hess Corporation, cutting an estimated $5.59M.
  • SSI Investment Management fully exited First Trust Senior Loan Fund ETF in Q4 2018, selling an estimated $2.77M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.07B portfolio in Q4 2018.
  • SSI Investment Management opened 5 new positions and closed 32 in Q4 2018.
  • SSI Investment Management's portfolio value fell 18% quarter-over-quarter to $1.07B.

Based on SSI Investment Management's 13F filing for Q4 2018, filed 8 Feb 2019.