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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.04%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.3B
AUM Growth
+$75.6M
Cap. Flow
-$857M
Cap. Flow %
-65.99%
Top 10 Hldgs %
21.26%
Holding
305
New
16
Increased
8
Reduced
89
Closed
5

Top Buys

Rank Stock Value
1
NEE.PRR
NextEra Energy, Inc.
NEE.PRR
+$13.1M
2
SRE.PRA
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
+$12.3M
3
FTV.PRA
Fortive Corporation 5.00% Mandatory Convertible Preferred Stock, Series A
FTV.PRA
+$11.8M
4
IFFT
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
+$5.63M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.14M

Top Sells

Rank Stock Value
1
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$12M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$6.23M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.39M
4
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.3M
5
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$577K

Sector Composition

Rank Sector Weight
1 Financials 0.66%
2 Technology 0.62%
3 Healthcare 0.54%
4 Communication Services 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$4.33T
$2.19M 0.17%
36,260
-160
-0.4% -$9.69K
MSFT icon
27
Microsoft
MSFT
$3.71T
$1.91M 0.15%
16,737
-59
-0.4% -$6.4K
AMZN icon
28
Amazon
AMZN
$2.96T
$1.81M 0.14%
18,120
-80
-0.4% -$7.52K
XLU icon
29
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.51M 0.12%
57,488
-294
-0.5% -$7.81K
FPE icon
30
First Trust Preferred Securities and Income ETF
FPE
$6.36B
$1.49M 0.11%
77,735
-30,046
-28% -$577K
TBT icon
31
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$1.44M 0.11%
37,632
– –
JPM icon
32
JPMorgan Chase
JPM
$950B
$1.29M 0.1%
11,499
-61
-0.5% -$6.92K
IYR icon
33
iShares US Real Estate ETF
IYR
$4.65B
$1.17M 0.09%
14,607
-67
-0.5% -$5.46K
FDN icon
34
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$1.02M 0.08%
7,205
– –
RPT.PRD
35
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.01M 0.08%
18,912
– –
KMB icon
36
Kimberly-Clark
KMB
$36.5B
$987K 0.08%
8,685
– –
META icon
37
Meta Platforms (Facebook)
META
$1.51T
$963K 0.07%
5,857
-27
-0.5% -$4.89K
UNH icon
38
UnitedHealth
UNH
$370B
$953K 0.07%
3,586
-19
-0.5% -$4.94K
PFE icon
39
Pfizer
PFE
$153B
$904K 0.07%
21,566
-138
-0.6% -$5.31K
JNJ icon
40
Johnson & Johnson
JNJ
$625B
$900K 0.07%
6,521
-36
-0.5% -$4.78K
BRK.B icon
41
Berkshire Hathaway Class B
BRK.B
$1.13T
$844K 0.07%
3,937
-19
-0.5% -$3.9K
C icon
42
Citigroup
C
$226B
$840K 0.06%
11,718
-53
-0.5% -$3.75K
SJIU
43
DELISTED
South Jersey Industries, Inc.
SJIU
$839K 0.06%
15,000
– –
L icon
44
Loews
L
$23.6B
$831K 0.06%
16,540
– –
HD icon
45
Home Depot
HD
$355B
$800K 0.06%
3,868
-29
-0.7% -$5.84K
AIZP
46
DELISTED
Assurant, Inc. 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 par value
AIZP
$778K 0.06%
+6,805
New +$772K
BAC icon
47
Bank of America
BAC
$442B
$744K 0.06%
25,273
-131
-0.5% -$3.99K
INTC icon
48
Intel
INTC
$513B
$659K 0.05%
13,907
-58
-0.4% -$2.82K
EEMV icon
49
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$656K 0.05%
11,030
-46
-0.4% -$2.7K
IWD icon
50
iShares Russell 1000 Value ETF
IWD
$83.7B
$654K 0.05%
5,167
– –
1
2
3 4 5

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2018 Portfolio in Review

As of Q3 2018, SSI Investment Management held 305 positions worth $1.3B, up 6.2% from $1.22B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $857M in Q3 2018, closing 5 positions and reducing 89 holdings. Its most notable exit was NextEra Energy, Inc., an estimated $12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.66% of assets, down from 0.68% a quarter earlier, followed by Technology and Healthcare.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. worth $13M.

  • SSI Investment Management's largest Q3 2018 buy was NextEra Energy, Inc.: 226,595 shares worth $13M.
  • SSI Investment Management added most to iShares Floating Rate Bond ETF in Q3 2018, an estimated $5.14M increase.
  • SSI Investment Management's biggest Q3 2018 reduction was iShares Core S&P 500 ETF, cutting an estimated $4.39M.
  • SSI Investment Management fully exited NextEra Energy, Inc. in Q3 2018, selling an estimated $12M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.3B portfolio in Q3 2018.
  • SSI Investment Management opened 16 new positions and closed 5 in Q3 2018.
  • SSI Investment Management's portfolio value rose 6.2% quarter-over-quarter to $1.3B.

Based on SSI Investment Management's 13F filing for Q3 2018, filed 13 Nov 2018.