We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.94%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.2B
AUM Growth
+$27.1M
Cap. Flow
-$793M
Cap. Flow %
-66.13%
Top 10 Hldgs %
20.48%
Holding
319
New
12
Increased
21
Reduced
96
Closed
8

Top Buys

Rank Stock Value
1
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$3.49M
2
DYNC
Vistra Energy Corp.
DYNC
+$3.39M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.31M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$1.56M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$1.15M

Top Sells

Rank Stock Value
1
AGN.PRA
Allergan plc
AGN.PRA
+$10.4M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$6.64M
3
BKHU
Black Hills Corporation
BKHU
+$3.73M
4
WPXP
WPX Energy, Inc.
WPXP
+$2.66M
5
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
+$2.59M

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.6%
3 Technology 0.59%
4 Communication Services 0.5%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLG.PRU
26
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$117M
$2.57M 0.21%
51,281
– –
TBF icon
27
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2.41M 0.2%
110,000
– –
KMI.PRA
28
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$2.34M 0.2%
62,295
-32,400
-34% -$1.23M
IYW icon
29
iShares US Technology ETF
IYW
$24.9B
$2.32M 0.19%
56,992
+644
+1% +$25.8K
GOOGL icon
30
Alphabet (Google) Class A
GOOGL
$4.39T
$2.25M 0.19%
42,660
-3,740
-8% -$193K
IEFA icon
31
iShares Core MSCI EAFE ETF
IEFA
$194B
$2.02M 0.17%
30,547
+3,387
+12% +$221K
AAPL icon
32
Apple
AAPL
$4.56T
$2M 0.17%
47,268
-4,072
-8% -$170K
XLU icon
33
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.77M 0.15%
67,298
+3,504
+5% +$96.1K
MSFT icon
34
Microsoft
MSFT
$3.69T
$1.64M 0.14%
19,174
-2,318
-11% -$190K
FTSL icon
35
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$1.56M 0.13%
+32,458
New +$1.56M
JPM icon
36
JPMorgan Chase
JPM
$947B
$1.45M 0.12%
13,571
-28
-0.2% -$2.83K
IYR icon
37
iShares US Real Estate ETF
IYR
$4.64B
$1.38M 0.12%
17,025
-24
-0.1% -$1.95K
META icon
38
Meta Platforms (Facebook)
META
$1.5T
$1.21M 0.1%
6,836
-493
-7% -$87.1K
AMZN icon
39
Amazon
AMZN
$2.95T
$1.15M 0.1%
19,680
-340
-2% -$18.7K
RPT.PRD
40
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.09M 0.09%
18,912
– –
JNJ icon
41
Johnson & Johnson
JNJ
$619B
$1.07M 0.09%
7,701
-954
-11% -$133K
C icon
42
Citigroup
C
$226B
$1.05M 0.09%
14,078
-7,086
-33% -$524K
KMB icon
43
Kimberly-Clark
KMB
$36.3B
$1.05M 0.09%
8,685
– –
BAC icon
44
Bank of America
BAC
$441B
$926K 0.08%
31,348
-43
-0.1% -$1.19K
UNH icon
45
UnitedHealth
UNH
$369B
$908K 0.08%
4,127
-539
-12% -$114K
SWNC
46
DELISTED
Southwestern Energy Company
SWNC
$908K 0.08%
75,000
– –
BRK.B icon
47
Berkshire Hathaway Class B
BRK.B
$1.12T
$882K 0.07%
4,448
-14
-0.3% -$2.66K
FXH icon
48
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$873K 0.07%
12,517
+146
+1% +$9.97K
PFE icon
49
Pfizer
PFE
$148B
$854K 0.07%
24,858
-1,698
-6% -$57.9K
HD icon
50
Home Depot
HD
$350B
$839K 0.07%
4,426
-627
-12% -$108K
1
2
3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
CIM
Corda Investment Management Houston, Texas $1.45B AUM 22.99% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return

SSI Investment Management's Q4 2017 Portfolio in Review

As of Q4 2017, SSI Investment Management held 319 positions worth $1.2B, up 2.3% from $1.17B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $793M in Q4 2017, closing 8 positions and reducing 96 holdings. Its most notable exit was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, an estimated $6.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, down from 0.86% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in First Trust Senior Loan Fund ETF worth $1.56M.

  • SSI Investment Management's largest Q4 2017 buy was First Trust Senior Loan Fund ETF: 32,458 shares worth $1.56M.
  • SSI Investment Management added most to Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6 in Q4 2017, an estimated $3.49M increase.
  • SSI Investment Management's biggest Q4 2017 reduction was Allergan plc, cutting an estimated $10.4M.
  • SSI Investment Management fully exited T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A in Q4 2017, selling an estimated $6.64M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.2B portfolio in Q4 2017.
  • SSI Investment Management opened 12 new positions and closed 8 in Q4 2017.
  • SSI Investment Management's portfolio value rose 2.3% quarter-over-quarter to $1.2B.

Based on SSI Investment Management's 13F filing for Q4 2017, filed 9 Feb 2018.