SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.94%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.2B
AUM Growth
+$1.2B
Cap. Flow
-$17.3M
Cap. Flow %
-1.44%
Top 10 Hldgs %
20.48%
Holding
339
New
12
Increased
21
Reduced
96
Closed
8

Top Buys

1
DYNC
Vistra Energy Corp.
DYNC
$3.54M
2
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
$3.48M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$2.37M
4
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
$1.56M
5
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$1.13M

Top Sells

1
AGN.PRA
Allergan plc.
AGN.PRA
$9.45M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$6.64M
3
BKHU
Black Hills Corporation
BKHU
$3.73M
4
WPXP
WPX Energy, Inc.
WPXP
$2.66M
5
HEZU icon
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$2.59M

Sector Composition

1 Financials 0.86%
2 Healthcare 0.6%
3 Technology 0.59%
4 Communication Services 0.5%
5 Industrials 0.43%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FLG.PRU
26
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$2.57M 0.21%
51,281
– –
TBF icon
27
ProShares Short 20+ Year Treasury ETF
TBF
$71.6M
$2.41M 0.2%
110,000
– –
KMI.PRA
28
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$2.34M 0.2%
62,295
-32,400
-34% -$1.22M
IYW icon
29
iShares US Technology ETF
IYW
$22.9B
$2.32M 0.19%
56,992
+644
+1% +$26.2K
GOOGL icon
30
Alphabet (Google) Class A
GOOGL
$2.79T
$2.25M 0.19%
42,660
-3,740
-8% -$197K
IEFA icon
31
iShares Core MSCI EAFE ETF
IEFA
$149B
$2.02M 0.17%
30,547
+3,387
+12% +$224K
AAPL icon
32
Apple
AAPL
$3.54T
$2M 0.17%
47,268
-4,072
-8% -$172K
XLU icon
33
Utilities Select Sector SPDR Fund
XLU
$20.8B
$1.77M 0.15%
33,649
+1,752
+5% +$92.3K
MSFT icon
34
Microsoft
MSFT
$3.76T
$1.64M 0.14%
19,174
-2,318
-11% -$198K
FTSL icon
35
First Trust Senior Loan Fund ETF
FTSL
$2.4B
$1.56M 0.13%
+32,458
New +$1.56M
JPM icon
36
JPMorgan Chase
JPM
$824B
$1.45M 0.12%
13,571
-28
-0.2% -$3K
IYR icon
37
iShares US Real Estate ETF
IYR
$3.7B
$1.38M 0.12%
17,025
-24
-0.1% -$1.95K
META icon
38
Meta Platforms (Facebook)
META
$1.85T
$1.21M 0.1%
6,836
-493
-7% -$87.1K
AMZN icon
39
Amazon
AMZN
$2.41T
$1.15M 0.1%
19,680
-340
-2% -$19.9K
RPT.PRD
40
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.09M 0.09%
18,912
– –
JNJ icon
41
Johnson & Johnson
JNJ
$429B
$1.07M 0.09%
7,701
-954
-11% -$133K
C icon
42
Citigroup
C
$175B
$1.05M 0.09%
14,078
-7,086
-33% -$528K
KMB icon
43
Kimberly-Clark
KMB
$42.5B
$1.05M 0.09%
8,685
– –
BAC icon
44
Bank of America
BAC
$371B
$926K 0.08%
31,348
-43
-0.1% -$1.27K
UNH icon
45
UnitedHealth
UNH
$279B
$908K 0.08%
4,127
-539
-12% -$119K
SWNC
46
DELISTED
Southwestern Energy Company
SWNC
$908K 0.08%
75,000
– –
BRK.B icon
47
Berkshire Hathaway Class B
BRK.B
$1.08T
$882K 0.07%
4,448
-14
-0.3% -$2.78K
FXH icon
48
First Trust Health Care AlphaDEX Fund
FXH
$919M
$873K 0.07%
12,517
+146
+1% +$10.2K
PFE icon
49
Pfizer
PFE
$141B
$854K 0.07%
24,858
-1,698
-6% -$58.3K
HD icon
50
Home Depot
HD
$406B
$839K 0.07%
4,426
-627
-12% -$119K
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