SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.11%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.17B
AUM Growth
+$1.17B
Cap. Flow
+$16.4M
Cap. Flow %
1.4%
Top 10 Hldgs %
20.04%
Holding
331
New
6
Increased
56
Reduced
63
Closed
5

Top Buys

1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$7.24M
2
FLG.PRU
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$2.2M
3
ANTX
Anthem, Inc.
ANTX
$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
$1.36M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$1.29M

Top Sells

1
ARNC.PRB
Arconic Inc.
ARNC.PRB
$1.92M
2
XLE icon
Energy Select Sector SPDR Fund
XLE
$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$284K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
$244K
5
DD
Du Pont De Nemours E I
DD
$243K

Sector Composition

1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FPE icon
26
First Trust Preferred Securities and Income ETF
FPE
$6.09B
$2.95M 0.25%
146,910
+48,115
+49% +$966K
WPXP
27
DELISTED
WPX Energy, Inc.
WPXP
$2.66M 0.23%
50,000
– –
HEZU icon
28
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$720M
$2.59M 0.22%
86,043
-8
-0% -$241
FLG.PRU
29
Flagstar Financial, Inc. Bifurcated Option Note Unit SecuritiES
FLG.PRU
$116M
$2.58M 0.22%
51,281
+43,781
+584% +$2.2M
TBF icon
30
ProShares Short 20+ Year Treasury ETF
TBF
$71.6M
$2.47M 0.21%
110,000
– –
AEUA
31
DELISTED
Anadarko Petroleum Corporation
AEUA
$2.34M 0.2%
61,365
– –
GOOGL icon
32
Alphabet (Google) Class A
GOOGL
$2.79T
$2.26M 0.19%
2,320
+167
+8% +$163K
IYW icon
33
iShares US Technology ETF
IYW
$22.9B
$2.11M 0.18%
14,087
+33
+0.2% +$4.95K
BKLN icon
34
Invesco Senior Loan ETF
BKLN
$6.97B
$2.04M 0.17%
88,028
+2,428
+3% +$56.2K
AAPL icon
35
Apple
AAPL
$3.54T
$1.98M 0.17%
12,835
+599
+5% +$92.3K
IEMG icon
36
iShares Core MSCI Emerging Markets ETF
IEMG
$102B
$1.9M 0.16%
35,187
+84
+0.2% +$4.54K
IEFA icon
37
iShares Core MSCI EAFE ETF
IEFA
$149B
$1.74M 0.15%
27,160
+65
+0.2% +$4.17K
XLU icon
38
Utilities Select Sector SPDR Fund
XLU
$20.8B
$1.69M 0.14%
31,897
-175
-0.5% -$9.28K
MSFT icon
39
Microsoft
MSFT
$3.76T
$1.6M 0.14%
21,492
+2,195
+11% +$163K
C icon
40
Citigroup
C
$175B
$1.54M 0.13%
21,164
+1,628
+8% +$119K
IYR icon
41
iShares US Real Estate ETF
IYR
$3.7B
$1.36M 0.12%
17,049
-100
-0.6% -$7.98K
DYNC
42
DELISTED
Vistra Energy Corp.
DYNC
$1.35M 0.12%
20,000
– –
JPM icon
43
JPMorgan Chase
JPM
$824B
$1.3M 0.11%
13,599
-79
-0.6% -$7.55K
META icon
44
Meta Platforms (Facebook)
META
$1.85T
$1.25M 0.11%
7,329
+435
+6% +$74.4K
JNJ icon
45
Johnson & Johnson
JNJ
$429B
$1.13M 0.1%
8,655
+881
+11% +$115K
SWNC
46
DELISTED
Southwestern Energy Company
SWNC
$1.05M 0.09%
75,000
– –
KMB icon
47
Kimberly-Clark
KMB
$42.5B
$1.02M 0.09%
8,685
– –
RPT.PRD
48
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.02M 0.09%
18,912
– –
AMZN icon
49
Amazon
AMZN
$2.41T
$963K 0.08%
1,001
+7
+0.7% +$6.73K
UNH icon
50
UnitedHealth
UNH
$279B
$916K 0.08%
4,666
+502
+12% +$98.6K
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