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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.1%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.17B
AUM Growth
+$36.8M
Cap. Flow
-$765M
Cap. Flow %
-65.32%
Top 10 Hldgs %
20.04%
Holding
315
New
6
Increased
55
Reduced
64
Closed
5

Top Buys

Rank Stock Value
1
CCI.PRA
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
+$7.39M
2
FLG.PRU
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
+$2.23M
3
ANTX
Anthem, Inc.
ANTX
+$1.59M
4
AMT.PRB
American Tower Corporation
AMT.PRB
+$1.38M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.29M

Top Sells

Rank Stock Value
1
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$1.92M
2
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$1.34M
3
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$290K
4
DCUD
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
+$246K
5
DD
Du Pont De Nemours E I
DD
+$243K

Sector Composition

Rank Sector Weight
1 Financials 0.86%
2 Healthcare 0.63%
3 Technology 0.59%
4 Communication Services 0.52%
5 Industrials 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPE icon
26
First Trust Preferred Securities and Income ETF
FPE
$6.34B
$2.95M 0.25%
146,910
+48,115
+49% +$967K
WPXP
27
DELISTED
WPX Energy, Inc.
WPXP
$2.66M 0.23%
50,000
– –
HEZU icon
28
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$584M
$2.59M 0.22%
86,043
-8
-0% -$234
FLG.PRU
29
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$2.58M 0.22%
51,281
+43,781
+584% +$2.23M
TBF icon
30
ProShares Short 20+ Year Treasury ETF
TBF
$105M
$2.46M 0.21%
110,000
– –
AEUA
31
DELISTED
Anadarko Petroleum Corporation
AEUA
$2.34M 0.2%
61,365
– –
GOOGL icon
32
Alphabet (Google) Class A
GOOGL
$4.38T
$2.26M 0.19%
46,400
+3,340
+8% +$158K
IYW icon
33
iShares US Technology ETF
IYW
$24.8B
$2.11M 0.18%
56,348
+132
+0.2% +$4.84K
BKLN icon
34
Invesco Senior Loan ETF
BKLN
$6.81B
$2.04M 0.17%
88,028
+2,428
+3% +$56.2K
AAPL icon
35
Apple
AAPL
$4.56T
$1.98M 0.17%
51,340
+2,396
+5% +$93K
IEMG icon
36
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$1.9M 0.16%
35,187
+84
+0.2% +$4.46K
IEFA icon
37
iShares Core MSCI EAFE ETF
IEFA
$194B
$1.74M 0.15%
27,160
+65
+0.2% +$4.07K
XLU icon
38
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$1.69M 0.14%
63,794
-350
-0.5% -$9.39K
MSFT icon
39
Microsoft
MSFT
$3.71T
$1.6M 0.14%
21,492
+2,195
+11% +$160K
C icon
40
Citigroup
C
$224B
$1.54M 0.13%
21,164
+1,628
+8% +$111K
IYR icon
41
iShares US Real Estate ETF
IYR
$4.63B
$1.36M 0.12%
17,049
-100
-0.6% -$8.03K
DYNC
42
DELISTED
Vistra Energy Corp.
DYNC
$1.35M 0.12%
20,000
– –
JPM icon
43
JPMorgan Chase
JPM
$947B
$1.3M 0.11%
13,599
-79
-0.6% -$7.29K
META icon
44
Meta Platforms (Facebook)
META
$1.5T
$1.25M 0.11%
7,329
+435
+6% +$72.6K
JNJ icon
45
Johnson & Johnson
JNJ
$619B
$1.13M 0.1%
8,655
+881
+11% +$117K
SWNC
46
DELISTED
Southwestern Energy Company
SWNC
$1.04M 0.09%
75,000
– –
KMB icon
47
Kimberly-Clark
KMB
$36.1B
$1.02M 0.09%
8,685
– –
RPT.PRD
48
DELISTED
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.02M 0.09%
18,912
– –
AMZN icon
49
Amazon
AMZN
$2.94T
$963K 0.08%
20,020
+140
+0.7% +$6.88K
UNH icon
50
UnitedHealth
UNH
$367B
$916K 0.08%
4,666
+502
+12% +$97K
1
2
3 4 5

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SSI Investment Management's Q3 2017 Portfolio in Review

As of Q3 2017, SSI Investment Management held 315 positions worth $1.17B, up 3.2% from $1.13B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $765M in Q3 2017, closing 5 positions and reducing 64 holdings. Its most notable exit was Arconic Inc., an estimated $1.92M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.86% of assets, up from 0.82% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A worth $7.24M.

  • SSI Investment Management's largest Q3 2017 buy was Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A: 6,827 shares worth $7.24M.
  • SSI Investment Management added most to Flagstar Bank National Association Bifurcated Option Note Unit Securities in Q3 2017, an estimated $2.23M increase.
  • SSI Investment Management's biggest Q3 2017 reduction was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A, cutting an estimated $290K.
  • SSI Investment Management fully exited Arconic Inc. in Q3 2017, selling an estimated $1.92M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.17B portfolio in Q3 2017.
  • SSI Investment Management opened 6 new positions and closed 5 in Q3 2017.
  • SSI Investment Management's portfolio value rose 3.2% quarter-over-quarter to $1.17B.

Based on SSI Investment Management's 13F filing for Q3 2017, filed 14 Nov 2017.