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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.15%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.09B
AUM Growth
-$38.4M
Cap. Flow
-$748M
Cap. Flow %
-68.49%
Top 10 Hldgs %
21.3%
Holding
319
New
17
Increased
22
Reduced
88
Closed
17

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$3.52M
2
ARNC.PRB
Arconic Inc.
ARNC.PRB
+$2.84M
3
TBF icon
ProShares Short 20+ Year Treasury ETF
TBF
+$2.53M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.36M
5
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.33M

Top Sells

Rank Stock Value
1
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
+$6.97M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.44M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.25M
4
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
+$2.96M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.89M

Sector Composition

Rank Sector Weight
1 Financials 0.81%
2 Industrials 0.55%
3 Healthcare 0.53%
4 Technology 0.52%
5 Communication Services 0.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QUAL icon
26
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$3.47M 0.32%
50,180
-39
-0.1% -$2.64K
BKHU
27
DELISTED
Black Hills Corporation
BKHU
$3.04M 0.28%
44,482
+1,112
+3% +$74K
HBANP
28
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.72M 0.25%
1,925
+40
+2% +$56.3K
ARNC.PRB
29
DELISTED
Arconic Inc.
ARNC.PRB
$2.69M 0.25%
+89,245
New +$2.84M
TSNU
30
DELISTED
Tyson Foods, Inc.
TSNU
$2.64M 0.24%
38,945
-29,630
-43% -$2.13M
TBF icon
31
ProShares Short 20+ Year Treasury ETF
TBF
$104M
$2.63M 0.24%
+110,000
New +$2.53M
AEUA
32
DELISTED
Anadarko Petroleum Corporation
AEUA
$2.41M 0.22%
58,345
+2,100
+4% +$88.2K
BKLN icon
33
Invesco Senior Loan ETF
BKLN
$6.81B
$2.35M 0.22%
+100,595
New +$2.33M
XLE icon
34
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$2.32M 0.21%
+61,554
New +$2.23M
IBB icon
35
iShares Biotechnology ETF
IBB
$9.77B
$2.19M 0.2%
24,789
– –
SRCLP
36
DELISTED
Stericycle, Inc
SRCLP
$1.9M 0.17%
30,000
– –
GOOGL icon
37
Alphabet (Google) Class A
GOOGL
$4.33T
$1.73M 0.16%
43,720
-80
-0.2% -$3.2K
AAPL icon
38
Apple
AAPL
$4.57T
$1.63M 0.15%
56,360
-9,788
-15% -$278K
XLU icon
39
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.58M 0.15%
65,154
-1,140
-2% -$27.2K
IYR icon
40
iShares US Real Estate ETF
IYR
$4.65B
$1.34M 0.12%
17,405
-30
-0.2% -$2.28K
IWS icon
41
iShares Russell Mid-Cap Value ETF
IWS
$16B
$1.31M 0.12%
16,290
-2,547
-14% -$198K
MSFT icon
42
Microsoft
MSFT
$3.71T
$1.22M 0.11%
19,627
-330
-2% -$19.8K
JPM icon
43
JPMorgan Chase
JPM
$950B
$1.2M 0.11%
13,867
-24
-0.2% -$1.83K
C icon
44
Citigroup
C
$226B
$1.18M 0.11%
19,856
-425
-2% -$22.9K
KMB icon
45
Kimberly-Clark
KMB
$36.5B
$991K 0.09%
8,685
– –
JNJ icon
46
Johnson & Johnson
JNJ
$625B
$907K 0.08%
7,904
-199
-2% -$23K
TBT icon
47
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$898K 0.08%
+22,000
New +$831K
GE icon
48
GE Aerospace
GE
$384B
$893K 0.08%
5,902
+398
+7% +$57.8K
META icon
49
Meta Platforms (Facebook)
META
$1.51T
$803K 0.07%
6,988
-12
-0.2% -$1.47K
PFE icon
50
Pfizer
PFE
$153B
$789K 0.07%
25,608
-445
-2% -$13.6K
1
2
3 4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2016 Portfolio in Review

As of Q4 2016, SSI Investment Management held 319 positions worth $1.09B, down 3.4% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $748M in Q4 2016, closing 17 positions and reducing 88 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $3.44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.81% of assets, up from 0.62% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF worth $3.49M.

  • SSI Investment Management's largest Q4 2016 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 66,971 shares worth $3.49M.
  • SSI Investment Management added most to KeyCorp Pfd in Q4 2016, an estimated $2.36M increase.
  • SSI Investment Management's biggest Q4 2016 reduction was Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock, cutting an estimated $6.97M.
  • SSI Investment Management fully exited iShares 20+ Year Treasury Bond ETF in Q4 2016, selling an estimated $3.44M.
  • SSI Investment Management's ten largest holdings make up 21% of its $1.09B portfolio in Q4 2016.
  • SSI Investment Management opened 17 new positions and closed 17 in Q4 2016.
  • SSI Investment Management's portfolio value fell 3.4% quarter-over-quarter to $1.09B.

Based on SSI Investment Management's 13F filing for Q4 2016, filed 10 Feb 2017.