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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.61%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$86.6M
Cap. Flow
-$633M
Cap. Flow %
-56.04%
Top 10 Hldgs %
23.38%
Holding
299
New
12
Increased
16
Reduced
102
Closed
5

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.13M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
+$6.76M
3
SWNC
Southwestern Energy Company
SWNC
+$4.16M
4
RYAM.PRA
Rayonier Advanced Materials Inc. 8.00% Series A Mandatory Convertible Preferred Stock
RYAM.PRA
+$3.84M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.63M

Top Sells

Rank Stock Value
1
NEE.PRP
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
+$6.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$4.59M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.04M
4
SRCLP
Stericycle, Inc
SRCLP
+$1.94M
5
WPXP
WPX Energy, Inc.
WPXP
+$1.66M

Sector Composition

Rank Sector Weight
1 Financials 0.62%
2 Healthcare 0.57%
3 Industrials 0.5%
4 Technology 0.49%
5 Communication Services 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXCU
26
DELISTED
Exelon Corporation
EXCU
$3.6M 0.32%
77,005
– –
TLT icon
27
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$3.44M 0.3%
25,013
-7,108
-22% -$986K
QUAL icon
28
iShares MSCI USA Quality Factor ETF
QUAL
$47.9B
$3.39M 0.3%
50,219
+991
+2% +$67.1K
CCI.PRA
29
DELISTED
Crown Castle International Corp.
CCI.PRA
$3.25M 0.29%
28,817
-40,078
-58% -$4.59M
SPY icon
30
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$3.24M 0.29%
+15,000
New +$3.24M
BKHU
31
DELISTED
Black Hills Corporation
BKHU
$2.98M 0.26%
43,370
-270
-0.6% -$18.4K
FCAM
32
DELISTED
Fiat Chrysler Automobiles N.V.
FCAM
$2.96M 0.26%
46,286
-20,050
-30% -$1.28M
AA.PRB
33
DELISTED
Alcoa Inc
AA.PRB
$2.85M 0.25%
87,020
-395
-0.5% -$13.6K
HBANP
34
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.71M 0.24%
1,885
-69
-4% -$99.7K
ARE.PRD
35
DELISTED
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
$2.67M 0.24%
75,000
– –
FPX icon
36
First Trust US Equity Opportunities ETF
FPX
$1.51B
$2.58M 0.23%
47,602
+7
+0% +$373
SWH
37
DELISTED
Stanley Black & Decker, Inc.
SWH
$2.51M 0.22%
19,889
-6,803
-25% -$846K
IBB icon
38
iShares Biotechnology ETF
IBB
$9.77B
$2.39M 0.21%
24,789
+441
+2% +$42K
AEUA
39
DELISTED
Anadarko Petroleum Corporation
AEUA
$2.34M 0.21%
56,245
-245
-0.4% -$9.3K
SRCLP
40
DELISTED
Stericycle, Inc
SRCLP
$1.98M 0.17%
30,000
-26,140
-47% -$1.94M
AAPL icon
41
Apple
AAPL
$4.57T
$1.87M 0.17%
66,148
-1,624
-2% -$43K
GOOGL icon
42
Alphabet (Google) Class A
GOOGL
$4.33T
$1.76M 0.16%
43,800
-420
-0.9% -$16.4K
XLU icon
43
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.62M 0.14%
66,294
-884
-1% -$22.4K
IWS icon
44
iShares Russell Mid-Cap Value ETF
IWS
$16B
$1.45M 0.13%
18,837
-168
-0.9% -$12.8K
IYR icon
45
iShares US Real Estate ETF
IYR
$4.65B
$1.41M 0.12%
17,435
+1,423
+9% +$118K
MSFT icon
46
Microsoft
MSFT
$3.71T
$1.15M 0.1%
19,957
-267
-1% -$15.1K
KMB icon
47
Kimberly-Clark
KMB
$36.5B
$1.1M 0.1%
8,685
– –
GLD icon
48
SPDR Gold Trust
GLD
$141B
$1.06M 0.09%
+8,491
New +$1.08M
C icon
49
Citigroup
C
$226B
$959K 0.08%
20,281
-264
-1% -$12K
JNJ icon
50
Johnson & Johnson
JNJ
$625B
$957K 0.08%
8,103
-111
-1% -$13.5K
1
2
3 4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2016 Portfolio in Review

As of Q3 2016, SSI Investment Management held 299 positions worth $1.13B, up 8.3% from $1.04B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $633M in Q3 2016, closing 5 positions and reducing 102 holdings. Its most notable exit was NEXTERA ENERGY INC EQUITY UNIT, an estimated $6.94M position sold in full.

By sector, the portfolio is most concentrated in Financials at 0.62% of assets, down from 0.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in NextEra Energy, Inc. worth $6.51M.

  • SSI Investment Management's largest Q3 2016 buy was NextEra Energy, Inc.: 110,070 shares worth $6.51M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q3 2016, an estimated $7.13M increase.
  • SSI Investment Management's biggest Q3 2016 reduction was Crown Castle International Corp., cutting an estimated $4.59M.
  • SSI Investment Management fully exited NEXTERA ENERGY INC EQUITY UNIT in Q3 2016, selling an estimated $6.94M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.13B portfolio in Q3 2016.
  • SSI Investment Management opened 12 new positions and closed 5 in Q3 2016.
  • SSI Investment Management's portfolio value rose 8.3% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q3 2016, filed 14 Nov 2016.