We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-2.01%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$929M
AUM Growth
-$91.8M
Cap. Flow
-$624M
Cap. Flow %
-67.1%
Top 10 Hldgs %
19.53%
Holding
290
New
16
Increased
14
Reduced
24
Closed
16

Top Buys

Rank Stock Value
1
SRCLP
Stericycle, Inc
SRCLP
+$9.77M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.98M
3
WPXP
WPX Energy, Inc.
WPXP
+$8.97M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.4M
5
SWNC
Southwestern Energy Company
SWNC
+$6.09M

Top Sells

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$8.75M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.25M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$4.22M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.6M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.15M

Sector Composition

Rank Sector Weight
1 Industrials 1.45%
2 Healthcare 0.98%
3 Financials 0.79%
4 Consumer Staples 0.68%
5 Technology 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IRDMB
26
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.29M 0.35%
13,500
+2,000
+17% +$558K
FTC icon
27
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$3.02M 0.33%
+66,109
New +$3.2M
IYF icon
28
iShares US Financials ETF
IYF
$4.61B
$2.95M 0.32%
70,202
+10
+0% +$446
SWU
29
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$2.94M 0.32%
22,049
-6
-0% -$847
HBANP
30
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.64M 0.28%
1,982
– –
AMT.PRA
31
DELISTED
American Tower Corporation
AMT.PRA
$2.5M 0.27%
25,102
-13,350
-35% -$1.38M
ITB icon
32
iShares US Home Construction ETF
ITB
$2.35B
$2.06M 0.22%
+79,095
New +$2.2M
CCI.PRA
33
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.04M 0.22%
19,946
-2,005
-9% -$207K
AAPL icon
34
Apple
AAPL
$4.57T
$1.9M 0.2%
68,856
-16
-0% -$469
TLT icon
35
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$1.58M 0.17%
+12,842
New +$1.56M
XLU icon
36
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.47M 0.16%
67,864
-10
-0% -$215
NEE.PRP
37
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$1.38M 0.15%
+25,675
New +$1.44M
GOOG icon
38
Alphabet (Google) Class C
GOOG
$4.32T
$1.29M 0.14%
40,620
-8,740
-18% -$269K
AA.PRB
39
DELISTED
Alcoa Inc
AA.PRB
$1.24M 0.13%
36,730
– –
JPM icon
40
JPMorgan Chase
JPM
$950B
$1.23M 0.13%
20,197
– –
IGHG icon
41
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$1.2M 0.13%
+16,298
New +$1.22M
IYR icon
42
iShares US Real Estate ETF
IYR
$4.65B
$1.03M 0.11%
14,471
– –
C icon
43
Citigroup
C
$226B
$1M 0.11%
20,187
– –
ALR.PRB
44
DELISTED
Alere Inc
ALR.PRB
$963K 0.1%
3,000
+2,000
+200% +$689K
GDX icon
45
VanEck Gold Miners ETF
GDX
$27.4B
$960K 0.1%
+69,950
New +$1.01M
MSFT icon
46
Microsoft
MSFT
$3.71T
$891K 0.1%
20,083
-4,741
-19% -$213K
XOM icon
47
ExxonMobil
XOM
$634B
$803K 0.09%
10,791
– –
PFE icon
48
Pfizer
PFE
$153B
$765K 0.08%
25,766
-5
-0% -$160
XRT icon
49
State Street SPDR S&P Retail ETF
XRT
$327M
$763K 0.08%
17,168
– –
JNJ icon
50
Johnson & Johnson
JNJ
$625B
$751K 0.08%
8,056
-670
-8% -$64.8K
1
2
3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q3 2015 Portfolio in Review

As of Q3 2015, SSI Investment Management held 290 positions worth $929M, down 9% from $1.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $624M in Q3 2015, closing 16 positions and reducing 24 holdings. Its most notable exit was iShares Russell 1000 Value ETF, an estimated $4.22M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 0.36% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Stericycle, Inc worth $9.78M.

  • SSI Investment Management's largest Q3 2015 buy was Stericycle, Inc: 96,320 shares worth $9.78M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $8.98M increase.
  • SSI Investment Management's biggest Q3 2015 reduction was Wells Fargo 7.5% Non Cumv Perp Conv, cutting an estimated $8.75M.
  • SSI Investment Management fully exited iShares Russell 1000 Value ETF in Q3 2015, selling an estimated $4.22M.
  • SSI Investment Management's ten largest holdings make up 20% of its $929M portfolio in Q3 2015.
  • SSI Investment Management opened 16 new positions and closed 16 in Q3 2015.
  • SSI Investment Management's portfolio value fell 9% quarter-over-quarter to $929M.

Based on SSI Investment Management's 13F filing for Q3 2015, filed 9 Nov 2015.