SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
-2.01%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$929M
AUM Growth
+$929M
Cap. Flow
+$19.8M
Cap. Flow %
2.13%
Top 10 Hldgs %
19.53%
Holding
320
New
16
Increased
16
Reduced
24
Closed
16

Top Buys

1
SRCLP
Stericycle, Inc
SRCLP
$9.78M
2
SPY icon
SPDR S&P 500 ETF Trust
SPY
$8.48M
3
WPXP
WPX Energy, Inc.
WPXP
$8.02M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
$7.43M
5
FTRPR
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$5.08M

Top Sells

1
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$8.65M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
$4.22M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$4.14M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$3.6M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
$3.15M

Sector Composition

1 Industrials 1.43%
2 Healthcare 0.98%
3 Financials 0.79%
4 Consumer Staples 0.68%
5 Technology 0.54%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IRDMB
26
DELISTED
Iridium Communications Inc - 6.75% Series B
IRDMB
$3.29M 0.35% 13,500 +2,000 +17% +$487K
FTC icon
27
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.22B
$3.02M 0.33% +66,109 New +$3.02M
IYF icon
28
iShares US Financials ETF
IYF
$4.06B
$2.95M 0.32% 35,101 +5 +0% +$420
SWU
29
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$2.94M 0.32% 22,049 -6 -0% -$799
HBANP
30
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$2.64M 0.28% 1,982 – –
AMT.PRA
31
DELISTED
American Tower Corporation
AMT.PRA
$2.5M 0.27% 25,102 -13,350 -35% -$1.33M
ITB icon
32
iShares US Home Construction ETF
ITB
$3.18B
$2.06M 0.22% +79,095 New +$2.06M
CCI.PRA
33
DELISTED
Crown Castle International Corp.
CCI.PRA
$2.04M 0.22% 19,946 -2,005 -9% -$205K
AAPL icon
34
Apple
AAPL
$3.45T
$1.9M 0.2% 17,214 -4 -0% -$441
TLT icon
35
iShares 20+ Year Treasury Bond ETF
TLT
$47.8B
$1.59M 0.17% +12,842 New +$1.59M
XLU icon
36
Utilities Select Sector SPDR Fund
XLU
$20.9B
$1.47M 0.16% 33,932 -5 -0% -$217
NEE.PRP
37
DELISTED
NEXTERA ENERGY INC EQUITY UNIT
NEE.PRP
$1.38M 0.15% +25,675 New +$1.38M
GOOG icon
38
Alphabet (Google) Class C
GOOG
$2.58T
$1.29M 0.14% 2,031 -437 -18% -$278K
AA.PRB
39
DELISTED
Alcoa Inc.
AA.PRB
$1.24M 0.13% 36,730 – –
JPM icon
40
JPMorgan Chase
JPM
$829B
$1.23M 0.13% 20,197 – –
IGHG icon
41
ProShares Investment Grade-Interest Rate Hedged
IGHG
$263M
$1.2M 0.13% +16,298 New +$1.2M
IYR icon
42
iShares US Real Estate ETF
IYR
$3.76B
$1.03M 0.11% 14,471 – –
C icon
43
Citigroup
C
$178B
$1M 0.11% 20,187 – –
ALR.PRB
44
DELISTED
Alere Inc
ALR.PRB
$963K 0.1% 3,000 +2,000 +200% +$642K
GDX icon
45
VanEck Gold Miners ETF
GDX
$19B
$960K 0.1% +69,950 New +$960K
MSFT icon
46
Microsoft
MSFT
$3.77T
$891K 0.1% 20,083 -4,741 -19% -$210K
XOM icon
47
Exxon Mobil
XOM
$487B
$803K 0.09% 10,791 – –
PFE icon
48
Pfizer
PFE
$141B
$765K 0.08% 24,446 -5 -0% -$156
XRT icon
49
SPDR S&P Retail ETF
XRT
$425M
$763K 0.08% 17,168 +8,584 +100% +$382K
JNJ icon
50
Johnson & Johnson
JNJ
$427B
$751K 0.08% 8,056 -670 -8% -$62.5K
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