We are live on ! Find out more
SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$570M
Cap. Flow %
57.93%
Top 10 Hldgs %
22.88%
Holding
432
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$7.99M
3
TSNU
Tyson Foods, Inc.
TSNU
+$5.11M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.56M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.56M

Top Sells

Rank Stock Value
1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
+$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.71M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.15M

Sector Composition

Rank Sector Weight
1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.28%
4 Industrials 1.07%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT.PRA
26
DELISTED
American Tower Corporation
AMT.PRA
$1.86M 0.19%
16,489
+714
+5% +$78.8K
JPM icon
27
JPMorgan Chase
JPM
$950B
$1.85M 0.19%
29,701
– –
MSFT icon
28
Microsoft
MSFT
$3.71T
$1.68M 0.17%
36,023
+16,304
+83% +$765K
C icon
29
Citigroup
C
$226B
$1.63M 0.17%
30,173
+2,868
+11% +$152K
XRT icon
30
State Street SPDR S&P Retail ETF
XRT
$327M
$1.53M 0.16%
+31,846
New +$1.43M
JNJ icon
31
Johnson & Johnson
JNJ
$625B
$1.48M 0.15%
14,144
+1,702
+14% +$179K
KMB icon
32
Kimberly-Clark
KMB
$36.5B
$1.43M 0.14%
12,353
+3,295
+36% +$366K
XLU icon
33
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.33M 0.14%
56,232
-256
-0.5% -$5.79K
XOM icon
34
ExxonMobil
XOM
$634B
$1.26M 0.13%
13,621
-48
-0.4% -$4.48K
PFE icon
35
Pfizer
PFE
$153B
$1.21M 0.12%
40,779
+3,257
+9% +$93.4K
GE icon
36
GE Aerospace
GE
$384B
$1.18M 0.12%
9,715
-4,123
-30% -$507K
WFC icon
37
Wells Fargo
WFC
$264B
$1.13M 0.12%
20,712
+9,222
+80% +$488K
AGG icon
38
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.12M 0.11%
10,185
+4,175
+69% +$459K
IYR icon
39
iShares US Real Estate ETF
IYR
$4.65B
$1.12M 0.11%
14,516
+2,765
+24% +$207K
VZ icon
40
Verizon
VZ
$196B
$1.04M 0.11%
22,285
+8,111
+57% +$397K
DYN.PRA
41
DELISTED
Dynegy Inc.
DYN.PRA
$994K 0.1%
+9,780
New +$1.01M
CMCSA icon
42
Comcast
CMCSA
$90B
$957K 0.1%
33,000
-12,972
-28% -$355K
CELG
43
DELISTED
Celgene Corp
CELG
$910K 0.09%
8,132
+245
+3% +$25.8K
ABBV icon
44
AbbVie
ABBV
$435B
$896K 0.09%
13,675
+1,521
+13% +$95.9K
PARA
45
DELISTED
Paramount Global Class B
PARA
$888K 0.09%
16,049
-1,459
-8% -$77.7K
PG icon
46
Procter & Gamble
PG
$339B
$886K 0.09%
9,723
+2,290
+31% +$201K
IVZ icon
47
Invesco
IVZ
$13.9B
$878K 0.09%
22,200
-32
-0.1% -$1.26K
MRK icon
48
Merck
MRK
$318B
$862K 0.09%
15,913
+6,131
+63% +$342K
COF icon
49
Capital One
COF
$134B
$845K 0.09%
10,259
-4,120
-29% -$335K
DAL icon
50
Delta Air Lines
DAL
$60.1B
$836K 0.08%
17,014
– –
1
2
3 4 5

Similar funds

VIP
Vantage Investment Partners Kansas City, Missouri $1.45B AUM 18.96% 1-Year Est. Return
CHAM
Clear Harbor Asset Management Stamford, Connecticut $1.45B AUM 23.7% 1-Year Est. Return
HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
Liberty 77 Capital Washington, District of Columbia $1.46B AUM 33.32% 1-Year Est. Return
SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
Lynrock Lake LP Rye Brook, New York $1.46B AUM 17.55% 1-Year Est. Return

SSI Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, SSI Investment Management held 432 positions worth $985M, down 4% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management deployed $570M of net new capital in Q4 2014, opening 170 new positions and adding to 63 existing holdings. Its largest new stake was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.

By sector, the portfolio is most concentrated in Healthcare at 1.6% of assets, up from 1.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Welltower Inc., an estimated $3M trimmed.

  • SSI Investment Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $19.5M increase.
  • SSI Investment Management's biggest Q4 2014 reduction was Welltower Inc., cutting an estimated $3M.
  • SSI Investment Management fully exited ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) in Q4 2014, selling an estimated $4.31M.
  • SSI Investment Management's ten largest holdings make up 23% of its $985M portfolio in Q4 2014.
  • SSI Investment Management opened 170 new positions and closed 70 in Q4 2014.
  • SSI Investment Management's portfolio value fell 4% quarter-over-quarter to $985M.

Based on SSI Investment Management's 13F filing for Q4 2014, filed 11 Feb 2015.