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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
26
Citigroup
C
$226B
$1.42M 0.14%
27,305
-2,821
-9% -$142K
JNJ icon
27
Johnson & Johnson
JNJ
$625B
$1.33M 0.13%
12,442
+2,554
+26% +$265K
XOM icon
28
ExxonMobil
XOM
$634B
$1.28M 0.13%
13,669
-2,125
-13% -$212K
CMCSA icon
29
Comcast
CMCSA
$90B
$1.24M 0.12%
45,972
-12,500
-21% -$342K
XLU icon
30
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.19M 0.12%
56,488
-60
-0.1% -$1.27K
COF icon
31
Capital One
COF
$134B
$1.17M 0.11%
14,379
+3,739
+35% +$306K
PFE icon
32
Pfizer
PFE
$153B
$1.05M 0.1%
37,522
-949
-2% -$26.6K
AAL icon
33
American Airlines Group
AAL
$10.6B
$1.04M 0.1%
29,158
+10,079
+53% +$397K
PARA
34
DELISTED
Paramount Global Class B
PARA
$936K 0.09%
17,508
+3,200
+22% +$188K
KMB icon
35
Kimberly-Clark
KMB
$36.5B
$934K 0.09%
9,058
– –
MSFT icon
36
Microsoft
MSFT
$3.71T
$914K 0.09%
19,719
– –
IVZ icon
37
Invesco
IVZ
$13.9B
$879K 0.09%
22,232
-975
-4% -$38.3K
IYR icon
38
iShares US Real Estate ETF
IYR
$4.65B
$813K 0.08%
11,751
-3,615
-24% -$262K
IP icon
39
International Paper
IP
$22B
$808K 0.08%
17,906
-1,010
-5% -$46.5K
EWU icon
40
iShares MSCI United Kingdom ETF
EWU
$4.16B
$793K 0.08%
20,275
+7,550
+59% +$308K
LYB icon
41
LyondellBasell Industries
LYB
$19.2B
$776K 0.08%
7,154
-455
-6% -$49.2K
CELG
42
DELISTED
Celgene Corp
CELG
$747K 0.07%
7,887
-1,465
-16% -$132K
COWN
43
DELISTED
Cowen Inc. Class A Common Stock
COWN
$738K 0.07%
49,198
+32,652
+197% +$535K
BA icon
44
Boeing
BA
$185B
$733K 0.07%
5,741
+520
+10% +$65.5K
MCK icon
45
McKesson
MCK
$101B
$728K 0.07%
3,747
+1,775
+90% +$342K
ECOM
46
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$728K 0.07%
+44,350
New +$843K
MA icon
47
Mastercard
MA
$493B
$723K 0.07%
9,781
-350
-3% -$26.7K
OXY icon
48
Occidental Petroleum
OXY
$55.9B
$715K 0.07%
7,796
-261
-3% -$25K
VZ icon
49
Verizon
VZ
$196B
$706K 0.07%
14,174
+1,630
+13% +$81K
CVX icon
50
Chevron
CVX
$366B
$704K 0.07%
5,896
– –
1
2
3 4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.