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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMCSA icon
26
Comcast
CMCSA
$90B
$1.49M 0.15%
59,356
-89,636
-60% -$2.33M
IVZ icon
27
Invesco
IVZ
$13.9B
$1.35M 0.14%
36,522
-22,885
-39% -$793K
GWRU
28
DELISTED
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
$1.21M 0.12%
9,452
+97
+1% +$12.4K
XLU icon
29
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$1.2M 0.12%
+57,790
New +$1.14M
IYR icon
30
iShares US Real Estate ETF
IYR
$4.65B
$1.05M 0.11%
+15,630
New +$1.04M
PFE icon
31
Pfizer
PFE
$153B
$1.04M 0.11%
34,018
-53,030
-61% -$1.58M
JNJ icon
32
Johnson & Johnson
JNJ
$625B
$986K 0.1%
10,047
-15,744
-61% -$1.46M
EWY icon
33
iShares MSCI South Korea ETF
EWY
$24.1B
$961K 0.1%
+15,634
New +$937K
KMB icon
34
Kimberly-Clark
KMB
$36.5B
$958K 0.1%
9,058
– –
IP icon
35
International Paper
IP
$22B
$917K 0.09%
21,441
-9,025
-30% -$401K
PG icon
36
Procter & Gamble
PG
$339B
$912K 0.09%
11,324
-23,159
-67% -$1.82M
CVS icon
37
CVS Health
CVS
$122B
$858K 0.09%
11,477
-18,485
-62% -$1.31M
MA icon
38
Mastercard
MA
$493B
$851K 0.09%
11,403
-5,697
-33% -$445K
OXY icon
39
Occidental Petroleum
OXY
$55.9B
$849K 0.09%
9,317
-12,082
-56% -$1.08M
MSFT icon
40
Microsoft
MSFT
$3.71T
$824K 0.08%
20,077
-51,502
-72% -$1.93M
LYB icon
41
LyondellBasell Industries
LYB
$19.2B
$807K 0.08%
9,071
-10,289
-53% -$866K
SLB icon
42
SLB Ltd
SLB
$75B
$807K 0.08%
8,281
-14,969
-64% -$1.35M
VZ icon
43
Verizon
VZ
$196B
$793K 0.08%
16,695
-24,245
-59% -$1.15M
UNH icon
44
UnitedHealth
UNH
$370B
$758K 0.08%
9,247
-13,346
-59% -$1M
FL
45
DELISTED
Foot Locker
FL
$749K 0.08%
15,969
-38,018
-70% -$1.58M
MET icon
46
MetLife
MET
$62.1B
$747K 0.08%
15,862
-15,866
-50% -$729K
PXD
47
DELISTED
Pioneer Natural Resource Co.
PXD
$741K 0.08%
3,962
+453
+13% +$82.8K
CELG
48
DELISTED
Celgene Corp
CELG
$735K 0.08%
10,550
-9,418
-47% -$746K
L icon
49
Loews
L
$23.6B
$729K 0.07%
16,540
– –
EWU icon
50
iShares MSCI United Kingdom ETF
EWU
$4.16B
$723K 0.07%
+17,571
New +$724K
1
2
3 4 5

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.