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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.11B
AUM Growth
+$88.6M
Cap. Flow
-$614M
Cap. Flow %
-55.33%
Top 10 Hldgs %
18.88%
Holding
446
New
65
Increased
51
Reduced
104
Closed
64

Top Buys

Rank Stock Value
1
WELL.PRI
Welltower Inc.
WELL.PRI
+$15.1M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$3.77M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.6M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$1.53M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.18M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.87M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$2.79M

Sector Composition

Rank Sector Weight
1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
26
Johnson & Johnson
JNJ
$625B
$2.45M 0.22%
28,216
-275
-1% -$24.7K
FL
27
DELISTED
Foot Locker
FL
$2.44M 0.22%
71,866
+40,023
+126% +$1.39M
MSFT icon
28
Microsoft
MSFT
$3.71T
$2.38M 0.21%
71,579
-429
-0.6% -$14.1K
PFE icon
29
Pfizer
PFE
$153B
$2.37M 0.21%
87,085
-12,885
-13% -$351K
CVX icon
30
Chevron
CVX
$366B
$2.34M 0.21%
19,288
-161
-0.8% -$19.8K
PG icon
31
Procter & Gamble
PG
$339B
$2.07M 0.19%
27,347
-9,543
-26% -$759K
SWU
32
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$2.06M 0.19%
15,110
+220
+1% +$29.6K
SLB icon
33
SLB Ltd
SLB
$75B
$2.06M 0.19%
23,275
-247
-1% -$20.3K
MRK icon
34
Merck
MRK
$318B
$1.95M 0.18%
42,886
+8,957
+26% +$409K
OXY icon
35
Occidental Petroleum
OXY
$55.9B
$1.92M 0.17%
21,451
+1,581
+8% +$136K
UNH icon
36
UnitedHealth
UNH
$370B
$1.9M 0.17%
26,556
-2,979
-10% -$213K
T icon
37
AT&T
T
$163B
$1.85M 0.17%
72,212
-558
-0.8% -$14.7K
IBM icon
38
IBM
IBM
$224B
$1.81M 0.16%
10,222
+2,394
+31% +$435K
ORCL icon
39
Oracle
ORCL
$423B
$1.77M 0.16%
53,367
+5,810
+12% +$188K
BRK.B icon
40
Berkshire Hathaway Class B
BRK.B
$1.13T
$1.74M 0.16%
15,265
-188
-1% -$21.7K
SPG icon
41
Simon Property Group
SPG
$72.3B
$1.72M 0.15%
12,323
+2,210
+22% +$321K
EMC
42
DELISTED
EMC CORPORATION
EMC
$1.71M 0.15%
67,050
-11,583
-15% -$301K
VGK icon
43
Vanguard FTSE Europe ETF
VGK
$31.4B
$1.66M 0.15%
+30,545
New +$1.6M
RTX icon
44
RTX Corp
RTX
$301B
$1.65M 0.15%
24,272
-593
-2% -$38.8K
WFC icon
45
Wells Fargo
WFC
$264B
$1.64M 0.15%
39,604
-326
-0.8% -$13.9K
TFCFA
46
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.63M 0.15%
+48,698
New +$1.53M
COF icon
47
Capital One
COF
$134B
$1.56M 0.14%
22,762
-86
-0.4% -$5.79K
CELG
48
DELISTED
Celgene Corp
CELG
$1.54M 0.14%
19,984
-4,716
-19% -$330K
CVS icon
49
CVS Health
CVS
$122B
$1.52M 0.14%
26,758
-144
-0.5% -$8.58K
KO icon
50
Coca-Cola
KO
$375B
$1.52M 0.14%
40,075
-305
-0.8% -$12.1K
1
2
3 4 5

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SWP
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SSI Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, SSI Investment Management held 446 positions worth $1.11B, up 8.7% from $1.02B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SSI Investment Management withdrew a net $614M in Q3 2013, closing 64 positions and reducing 104 holdings. Its most notable exit was Huntington Bancshars Inc. Pfd Ser A, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Welltower Inc. worth $14.7M.

  • SSI Investment Management's largest Q3 2013 buy was Welltower Inc.: 254,750 shares worth $14.7M.
  • SSI Investment Management added most to Foot Locker in Q3 2013, an estimated $1.39M increase.
  • SSI Investment Management's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.4M.
  • SSI Investment Management fully exited Huntington Bancshars Inc. Pfd Ser A in Q3 2013, selling an estimated $3.65M.
  • SSI Investment Management's ten largest holdings make up 19% of its $1.11B portfolio in Q3 2013.
  • SSI Investment Management opened 65 new positions and closed 64 in Q3 2013.
  • SSI Investment Management's portfolio value rose 8.7% quarter-over-quarter to $1.11B.

Based on SSI Investment Management's 13F filing for Q3 2013, filed 12 Nov 2013.