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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLD
301
DELISTED
REALD INC COM STK
RLD
– –
-38,830
Closed -$331K
COCO
302
DELISTED
CORINTHIAN COLLEGES INC
COCO
– –
-184,710
Closed -$329K
RSH
303
DELISTED
RADIOSHACK CORP
RSH
– –
-113,160
Closed -$294K
AUXL
304
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
– –
-33,289
Closed -$690K
WTSL
305
DELISTED
WET SEAL INC CL-A
WTSL
– –
-313,985
Closed -$858K
END
306
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
– –
-148,190
Closed -$780K
LEAP
307
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
– –
-20,105
Closed -$349K
GT.PRA
308
DELISTED
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
– –
-30,210
Closed -$2M
PEI
309
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
– –
-1,149
Closed -$327K
CCIH
310
DELISTED
Chinacache International Holdings Ltd
CCIH
– –
-36,780
Closed -$328K
REN
311
DELISTED
Resolute Energy Corporaton
REN
– –
-14,597
Closed -$659K
QUNR
312
DELISTED
Qunar Cayman Islands Limited
QUNR
– –
-11,545
Closed -$306K
QIHU
313
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
– –
-4,888
Closed -$401K
AGN
314
DELISTED
Allergan Inc
AGN
– –
-5,699
Closed -$634K
9 10 11 12
13

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.