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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HERO
276
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
– –
-66,300
Closed -$267K
HUB.B
277
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-2,140
Closed -$263K
HELI
278
DELISTED
CHC GROUP LTD SHS NEW (CYM)
HELI
– –
-2,185
Closed -$553K
LMNS
279
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
– –
-40,400
Closed -$394K
OCR.PRB
280
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
– –
-60,695
Closed -$4.95M
CYNI
281
DELISTED
CYAN INC COM
CYNI
– –
-106,430
Closed -$428K
KRFT
282
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-5,890
Closed -$354K
NCFT
283
DELISTED
NORCRAFT COS INC COM STK (DE)
NCFT
– –
-29,000
Closed -$415K
VITC
284
DELISTED
VITACOST COM INC COM STK (DE)
VITC
– –
-65,340
Closed -$409K
EOX
285
DELISTED
EMERALD OIL INC (MT)
EOX
– –
-575
Closed -$88K
CTIC
286
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-13,553
Closed -$382K
ESV
287
DELISTED
Ensco Rowan plc
ESV
– –
-1,450
Closed -$322K
VG
288
DELISTED
Vonage Holdings Corporation
VG
– –
-35,230
Closed -$133K
8 9 10 11
12

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HTI
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SIA
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L7C
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SWP
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WBC
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.