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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNC icon
276
PNC Financial Services
PNC
$101B
– –
-8,230
Closed -$640K
PNW icon
277
Pinnacle West Capital
PNW
$12.2B
– –
-15,983
Closed -$846K
SPG icon
278
Simon Property Group
SPG
$72.3B
– –
-9,864
Closed -$1.41M
TEX icon
279
Terex
TEX
$7.74B
– –
-17,771
Closed -$748K
TTMI icon
280
TTM Technologies
TTMI
$14.5B
– –
-41,755
Closed -$358K
WELL icon
281
Welltower
WELL
$171B
– –
-7,989
Closed -$428K
TRAW icon
282
Traws Pharma
TRAW
$8.1M
– –
0
– -$247K
CMRX
283
DELISTED
Chimerix, Inc.
CMRX
– –
-20,440
Closed -$308K
SLCA
284
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
– –
-15,729
Closed -$537K
MODN
285
DELISTED
MODEL N, INC.
MODN
– –
-29,565
Closed -$349K
CONE
286
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-15,030
Closed -$336K
CSOD
287
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-14,963
Closed -$798K
FRAN
288
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-2,457
Closed -$541K
GPOR
289
DELISTED
Gulfport Energy Corp.
GPOR
– –
-15,944
Closed -$1.01M
AGN
290
DELISTED
Allergan plc
AGN
– –
-7,202
Closed -$1.21M
CARB
291
DELISTED
Carbonite Inc
CARB
– –
-29,410
Closed -$349K
KEYW
292
DELISTED
The KEYW Holding Corporation
KEYW
– –
-54,638
Closed -$734K
ESRX
293
DELISTED
Express Scripts Holding Company
ESRX
– –
-9,683
Closed -$680K
WEB
294
DELISTED
Web.com Group, Inc.
WEB
– –
-20,590
Closed -$654K
MON
295
DELISTED
Monsanto Co
MON
– –
-4,240
Closed -$495K
HSNI
296
DELISTED
HSN, Inc.
HSNI
– –
-9,203
Closed -$574K
RT
297
DELISTED
Ruby Tuesday Georgia
RT
– –
-48,685
Closed -$337K
MACK
298
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-8,696
Closed -$365K
SUNE
299
DELISTED
SUNEDISON, INC COM
SUNE
– –
-25,855
Closed -$337K
PSUN
300
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
– –
-203,490
Closed -$680K
9 10 11
12
13

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VIP
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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.