SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+1.97%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$1.11B
AUM Growth
+$1.11B
Cap. Flow
-$9.76M
Cap. Flow %
-0.88%
Top 10 Hldgs %
18.88%
Holding
466
New
65
Increased
52
Reduced
103
Closed
64

Top Buys

1
WELL.PRI
Welltower Inc.
WELL.PRI
$14.7M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$3.67M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
$1.66M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
$1.63M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$3.29M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
$2.83M
5
APA.PRD
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
$2.25M

Sector Composition

1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SPWR
276
DELISTED
SunPower Corporation Common Stock
SPWR
– – -20,700 Closed -$429K
RAD
277
DELISTED
Rite Aid Corporation
RAD
– – -129,150 Closed -$369K
AJRD
278
DELISTED
Aerojet Rocketdyne Holdings, Inc.
AJRD
– – -24,450 Closed -$398K
FOE
279
DELISTED
Ferro Corporation
FOE
– – -55,920 Closed -$388K
MXIM
280
DELISTED
Maxim Integrated Products
MXIM
– – -29,421 Closed -$817K
TUES
281
DELISTED
Tuesday Morning Corp
TUES
– – -32,930 Closed -$341K
JCP
282
DELISTED
J.C. Penney Company, Inc.
JCP
– – -16,930 Closed -$289K
USG
283
DELISTED
Usg
USG
– – -18,300 Closed -$422K
ELLI
284
DELISTED
Ellie Mae Inc
ELLI
– – -47,724 Closed -$1.1M
SNDK
285
DELISTED
SANDISK CORP
SNDK
– – -8,193 Closed -$501K
MTSN
286
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– – -181,490 Closed -$398K
DMND
287
DELISTED
DIAMOND FOODS, INC.
DMND
– – -18,870 Closed -$391K
BMR
288
DELISTED
BIOMED REALTY TRUST INC
BMR
– – -27,015 Closed -$546K
DYAX
289
DELISTED
DYAX CORPORATION
DYAX
– – -125,110 Closed -$434K
HME
290
DELISTED
HOME PROPERTIES, INC
HME
– – -20,782 Closed -$1.36M
DTV
291
DELISTED
DIRECTV COM STK (DE)
DTV
– – -7,099 Closed -$437K
KRFT
292
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– – -18,003 Closed -$1.01M
GTAT
293
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
– – -70,030 Closed -$290K
SPRD
294
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
– – -29,244 Closed -$768K
VELT
295
DELISTED
VELTI PLC, ST HELIER ORDINARY SHARES (JERSEY)
VELT
– – -271,130 Closed -$379K
TSRX
296
DELISTED
TRIUS THERAPEUTICS INC COM STK (DE)
TSRX
– – -46,840 Closed -$379K
APA.PRD
297
DELISTED
APACHE CORP DEP SHS REPSTG 1/20TH PFD CONV (DE)
APA.PRD
– – -47,068 Closed -$2.25M
HBANP
298
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
– – -3,000 Closed -$3.65M
ESV
299
DELISTED
Ensco Rowan plc
ESV
– – -12,807 Closed -$746K
STEC
300
DELISTED
STEC INC COM STK
STEC
– – -60,090 Closed -$404K
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