SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Return 4.23%
This Quarter Return
+1.24%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$463M
Cap. Flow %
47.02%
Top 10 Hldgs %
22.88%
Holding
456
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$19.9M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$8.05M
3
TSNU
Tyson Foods, Inc.
TSNU
$5.04M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
$2.55M
5
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$2.55M

Top Sells

1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
$3.12M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
$2.7M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.2M

Sector Composition

1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.31%
4 Industrials 1.03%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TIP icon
251
iShares TIPS Bond ETF
TIP
$13.6B
– –
-1,866
Closed -$210K
TT icon
252
Trane Technologies
TT
$92.1B
– –
-4,675
Closed -$264K
V icon
253
Visa
V
$666B
– –
-11,892
Closed -$635K
VLO icon
254
Valero Energy
VLO
$48.7B
– –
-9,983
Closed -$461K
XOMA icon
255
Xoma
XOMA
$426M
– –
-2,101
Closed -$177K
ZION icon
256
Zions Bancorporation
ZION
$8.34B
– –
-11,300
Closed -$328K
HA
257
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-13,800
Closed -$186K
CPE
258
DELISTED
Callon Petroleum Company
CPE
– –
-1,590
Closed -$140K
PGTI
259
DELISTED
PGT, Inc.
PGTI
– –
-25,211
Closed -$235K
MTOR
260
DELISTED
MERITOR, Inc.
MTOR
– –
-185
Closed -$2K
DRNA
261
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-15,110
Closed -$192K
CSOD
262
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-2,695
Closed -$93K
AGN
263
DELISTED
Allergan plc
AGN
– –
-905
Closed -$218K
CTRL
264
DELISTED
Control4 Corporation
CTRL
– –
-11,365
Closed -$146K
ARRY
265
DELISTED
Array Biopharma Inc
ARRY
– –
-96,590
Closed -$345K
BGC
266
DELISTED
General Cable Corporation
BGC
– –
-7,754
Closed -$117K
SSNI
267
DELISTED
Silver Spring Networks, Inc.
SSNI
– –
-31,640
Closed -$305K
CYNO
268
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-22,695
Closed -$477K
IOC
269
DELISTED
Interoil Corporation
IOC
– –
-5,335
Closed -$289K
COWN
270
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-49,198
Closed -$738K
MOBI
271
DELISTED
Sky-mobi Limited ADS
MOBI
– –
-18,100
Closed -$147K
SWH
272
DELISTED
Stanley Black & Decker, Inc.
SWH
– –
-975
Closed -$110K
SSE
273
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-9,907
Closed -$235K
NES
274
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-21,705
Closed -$320K
CIMT
275
DELISTED
CIMATRON LTD ORD SHS
CIMT
– –
-111,030
Closed -$672K
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