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SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.25%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$570M
Cap. Flow %
57.93%
Top 10 Hldgs %
22.88%
Holding
432
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.5M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
+$7.99M
3
TSNU
Tyson Foods, Inc.
TSNU
+$5.11M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$2.56M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$2.56M

Top Sells

Rank Stock Value
1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
+$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
+$3M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
+$2.71M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$1.15M

Sector Composition

Rank Sector Weight
1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.28%
4 Industrials 1.07%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOMA
251
DELISTED
Xoma
XOMA
– –
-2,101
Closed -$177K
ZION icon
252
Zions Bancorporation
ZION
$10.3B
– –
-11,300
Closed -$328K
HA
253
DELISTED
Hawaiian Holdings, Inc.
HA
– –
-13,800
Closed -$186K
CPE
254
DELISTED
Callon Petroleum Company
CPE
– –
-1,590
Closed -$140K
PGTI
255
DELISTED
PGT, Inc.
PGTI
– –
-25,211
Closed -$235K
MTOR
256
DELISTED
MERITOR, Inc.
MTOR
– –
-185
Closed -$2K
DRNA
257
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-15,110
Closed -$192K
CSOD
258
DELISTED
Cornerstone OnDemand, Inc.
CSOD
– –
-2,695
Closed -$93K
AGN
259
DELISTED
Allergan plc
AGN
– –
-905
Closed -$218K
CTRL
260
DELISTED
Control4 Corporation
CTRL
– –
-11,365
Closed -$146K
ARRY
261
DELISTED
Array Biopharma Inc
ARRY
– –
-96,590
Closed -$345K
BGC
262
DELISTED
General Cable Corporation
BGC
– –
-7,754
Closed -$117K
SSNI
263
DELISTED
Silver Spring Networks, Inc.
SSNI
– –
-31,640
Closed -$305K
CYNO
264
DELISTED
Cynosure, Inc. Class A
CYNO
– –
-22,695
Closed -$477K
IOC
265
DELISTED
Interoil Corporation
IOC
– –
-5,335
Closed -$289K
COWN
266
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-49,198
Closed -$738K
MOBI
267
DELISTED
Sky-mobi Limited ADS
MOBI
– –
-18,100
Closed -$147K
SWH
268
DELISTED
Stanley Black & Decker, Inc.
SWH
– –
-975
Closed -$110K
SSE
269
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
– –
-9,907
Closed -$235K
NES
270
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-21,705
Closed -$320K
PVA
271
DELISTED
PENN VIRGINIA CORP
PVA
– –
-17,404
Closed -$222K
MTCN
272
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
– –
-203,500
Closed -$4.31M
CIMT
273
DELISTED
CIMATRON LTD ORD SHS
CIMT
– –
-111,030
Closed -$672K
DRTX
274
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
– –
-10,935
Closed -$139K
MLU
275
DELISTED
METLIFE, INC. COM EQUITY UNIT
MLU
– –
-11,992
Closed -$368K
8 9 10
11
12

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2014 Portfolio in Review

As of Q4 2014, SSI Investment Management held 432 positions worth $985M, down 4% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management deployed $570M of net new capital in Q4 2014, opening 170 new positions and adding to 63 existing holdings. Its largest new stake was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.

By sector, the portfolio is most concentrated in Healthcare at 1.6% of assets, up from 1.2% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Welltower Inc., an estimated $3M trimmed.

  • SSI Investment Management's largest Q4 2014 buy was T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A: 153,992 shares worth $8.05M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $19.5M increase.
  • SSI Investment Management's biggest Q4 2014 reduction was Welltower Inc., cutting an estimated $3M.
  • SSI Investment Management fully exited ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX) in Q4 2014, selling an estimated $4.31M.
  • SSI Investment Management's ten largest holdings make up 23% of its $985M portfolio in Q4 2014.
  • SSI Investment Management opened 170 new positions and closed 70 in Q4 2014.
  • SSI Investment Management's portfolio value fell 4% quarter-over-quarter to $985M.

Based on SSI Investment Management's 13F filing for Q4 2014, filed 11 Feb 2015.