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SSI Investment Management Portfolio holdings
AUM
$1.45B
1-Year Est. Return
5.8%
This Fund
S&P 500
This Quarter
Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
(-13%)
Cap. Flow
-$820M
Cap. Flow
% of AUM
-83.67%
Top 10 Holdings %
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
|
+$5.91M |
| 2 |
Bank of America Series L
BAC.PRL
|
+$4.59M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$4.47M |
| 4 |
ALR.PRB
Alere Inc
ALR.PRB
|
+$1.81M |
| 5 |
State Street Utilities Select Sector SPDR ETF
XLU
|
+$1.14M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$3.58M |
| 2 |
ExxonMobil
XOM
|
+$2.96M |
| 3 |
GE Aerospace
GE
|
+$2.82M |
| 4 |
Alphabet (Google) Class C
GOOG
|
+$2.63M |
| 5 |
JPMorgan Chase
JPM
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 2.03% |
| 2 | Industrials | 1.49% |
| 3 | Healthcare | 1.33% |
| 4 | Energy | 1.14% |
| 5 | Consumer Discretionary | 1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Caterpillar
CAT
$387B
| – | – |
-6,028
| Closed | -$546K |
|
252
Cadence Design Systems
CDNS
$93.4B
| – | – |
-58,670
| Closed | -$822K |
|
|
CIVI
253
DELISTED
Civitas Resources
CIVI
| – | – |
-136
| Closed | -$659K |
|
254
CMS Energy
CMS
$22.3B
| – | – |
-52,786
| Closed | -$1.41M |
|
255
Camden Property Trust
CPT
$11.3B
| – | – |
-14,942
| Closed | -$849K |
|
256
Salesforce
CRM
$158B
| – | – |
-7,687
| Closed | -$424K |
|
257
CSX Corp
CSX
$93.1B
| – | – |
-30,003
| Closed | -$287K |
|
|
CTRA
258
DELISTED
Coterra Energy
CTRA
| – | – |
-24,905
| Closed | -$966K |
|
259
Cognizant
CTSH
$26B
| – | – |
-9,706
| Closed | -$491K |
|
260
DTE Energy
DTE
$29.1B
| – | – |
-19,862
| Closed | -$1.12M |
|
261
Duke Energy
DUK
$97.3B
| – | – |
-16,572
| Closed | -$1.15M |
|
|
ESPR
262
DELISTED
Esperion Therapeutics
ESPR
| – | – |
-23,585
| Closed | -$325K |
|
263
First Bancorp
FBP
$4.38B
| – | – |
-100,845
| Closed | -$624K |
|
264
F5
FFIV
$22.7B
| – | – |
-8,805
| Closed | -$799K |
|
265
General Mills
GIS
$19.7B
| – | – |
-7,179
| Closed | -$358K |
|
266
Goldman Sachs
GS
$303B
| – | – |
-3,440
| Closed | -$610K |
|
267
Honeywell
HON
$78B
| – | – |
-8,667
| Closed | -$712K |
|
268
Jakks Pacific
JAKK
$293M
| – | – |
-4,805
| Closed | -$323K |
|
269
McDonald's
MCD
$195B
| – | – |
-10,522
| Closed | -$1.02M |
|
270
M/I Homes
MHO
$3.84B
| – | – |
-30,893
| Closed | -$785K |
|
271
Altria Group
MO
$114B
| – | – |
-32,641
| Closed | -$1.25M |
|
272
Modine Manufacturing
MOD
$10.4B
| – | – |
-25,710
| Closed | -$329K |
|
273
Morgan Stanley
MS
$340B
| – | – |
-8,055
| Closed | -$253K |
|
274
NextEra Energy
NEE
$177B
| – | – |
-16,512
| Closed | -$353K |
|
275
Nike
NKE
$61.9B
| – | – |
-16,906
| Closed | -$666K |
|
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SSI Investment Management's Q1 2014 Portfolio in Review
As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.
By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.
Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.
- SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
- SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
- SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
- SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
- SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
- SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
- SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.
Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.