SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
1-Year Return 4.23%
This Quarter Return
+1.24%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$985M
AUM Growth
-$40.5M
Cap. Flow
+$463M
Cap. Flow %
47.02%
Top 10 Hldgs %
22.88%
Holding
456
New
170
Increased
63
Reduced
93
Closed
70

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$19.9M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$8.05M
3
TSNU
Tyson Foods, Inc.
TSNU
$5.04M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
$2.55M
5
SPSB icon
SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$2.55M

Top Sells

1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$4.31M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
$4.06M
3
WELL.PRI
Welltower Inc.
WELL.PRI
$3.12M
4
KEY.PRG
KeyCorp Pfd
KEY.PRG
$2.7M
5
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
$1.2M

Sector Composition

1 Healthcare 1.63%
2 Financials 1.52%
3 Technology 1.31%
4 Industrials 1.03%
5 Communication Services 0.93%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BANC icon
226
Banc of California
BANC
$2.65B
– –
-46,600
Closed -$541K
BCS icon
227
Barclays
BCS
$69.1B
– –
-41,816
Closed -$574K
BKNG icon
228
Booking.com
BKNG
$178B
– –
-336
Closed -$387K
BMRN icon
229
BioMarin Pharmaceuticals
BMRN
$11.1B
– –
-3,750
Closed -$271K
BUD icon
230
AB InBev
BUD
$118B
– –
-2,996
Closed -$332K
CDE icon
231
Coeur Mining
CDE
$9.43B
– –
-28,900
Closed -$143K
CIEN icon
232
Ciena
CIEN
$16.5B
– –
-165
Closed -$3K
CRM icon
233
Salesforce
CRM
$239B
– –
-87
Closed -$5K
CSTM icon
234
Constellium
CSTM
$2.04B
– –
-15,475
Closed -$380K
DFS
235
DELISTED
Discover Financial Services
DFS
– –
-4,860
Closed -$314K
DHI icon
236
D.R. Horton
DHI
$54.2B
– –
-33,765
Closed -$693K
DHR icon
237
Danaher
DHR
$143B
– –
-3,235
Closed -$166K
EOG icon
238
EOG Resources
EOG
$64.4B
– –
-2,162
Closed -$216K
EVC icon
239
Entravision Communication
EVC
$226M
– –
-147,341
Closed -$585K
EWU icon
240
iShares MSCI United Kingdom ETF
EWU
$2.9B
– –
-20,275
Closed -$793K
F icon
241
Ford
F
$46.7B
– –
-13,256
Closed -$195K
FCX icon
242
Freeport-McMoran
FCX
$66.5B
– –
-7,879
Closed -$257K
FLOT icon
243
iShares Floating Rate Bond ETF
FLOT
$9.12B
– –
-79,812
Closed -$4.06M
GM icon
244
General Motors
GM
$55.5B
– –
-12,637
Closed -$404K
MWA icon
245
Mueller Water Products
MWA
$4.19B
– –
-59,868
Closed -$493K
OII icon
246
Oceaneering
OII
$2.41B
– –
-4,050
Closed -$264K
PTEN icon
247
Patterson-UTI
PTEN
$2.18B
– –
-8,400
Closed -$274K
REGN icon
248
Regeneron Pharmaceuticals
REGN
$60.8B
– –
-627
Closed -$225K
REXR icon
249
Rexford Industrial Realty
REXR
$10.2B
– –
-26,000
Closed -$360K
SNDA icon
250
Sonida Senior Living
SNDA
$486M
– –
-1,005
Closed -$321K
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