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SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
-0.51%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
-$7.29M
Cap. Flow
-$442M
Cap. Flow %
-43.12%
Top 10 Hldgs %
23.03%
Holding
439
New
67
Increased
74
Reduced
84
Closed
48

Top Buys

Rank Stock Value
1
AA.PRB
Alcoa Inc
AA.PRB
+$7.93M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$4.84M
3
TSNU
Tyson Foods, Inc.
TSNU
+$3.9M
4
EXCU
Exelon Corporation
EXCU
+$2.51M
5
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.34M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.4M
2
ALR.PRB
Alere Inc
ALR.PRB
+$7.64M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$4.95M
4
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$4.33M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$2.46M

Sector Composition

Rank Sector Weight
1 Financials 1.74%
2 Healthcare 1.2%
3 Industrials 1.19%
4 Technology 1.11%
5 Communication Services 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTEM
226
DELISTED
Molecular Templates, Inc.
MTEM
$152K 0.01%
256
-457
-64% -$316K
MOBI
227
DELISTED
Sky-mobi Limited ADS
MOBI
$147K 0.01%
18,100
-12,260
-40% -$93.4K
CTRL
228
DELISTED
Control4 Corporation
CTRL
$146K 0.01%
+11,365
New +$179K
CDE icon
229
Coeur Mining
CDE
$17.9B
$143K 0.01%
+28,900
New +$222K
CPE
230
DELISTED
Callon Petroleum Company
CPE
$140K 0.01%
+1,590
New +$162K
DRTX
231
DELISTED
DURATA THERAPEUTICS INC COM STK (DE)
DRTX
$139K 0.01%
+10,935
New +$163K
KEY icon
232
KeyCorp
KEY
$24.4B
$120K 0.01%
+9,012
New +$123K
BGC
233
DELISTED
General Cable Corporation
BGC
$117K 0.01%
+7,754
New +$170K
SWH
234
DELISTED
Stanley Black & Decker, Inc.
SWH
$110K 0.01%
+975
New +$111K
OCLR
235
DELISTED
Oclaro Inc.
OCLR
$106K 0.01%
74,320
-5,200
-7% -$9.54K
MTG icon
236
MGIC Investment
MTG
$6.25B
$105K 0.01%
+13,513
New +$111K
CSOD
237
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$93K 0.01%
+2,695
New +$106K
CRM icon
238
Salesforce
CRM
$158B
$5K ﹤0.01%
+87
New +$4.9K
CIEN icon
239
Ciena
CIEN
$58.4B
$3K ﹤0.01%
+165
New +$3.23K
MTOR
240
DELISTED
MERITOR, Inc.
MTOR
$2K ﹤0.01%
+185
New +$2.41K
ALL icon
241
Allstate
ALL
$67.5B
– –
-11,351
Closed -$666K
BNY
242
Bank of New York Mellon
BNY
$107B
– –
-6,520
Closed -$242K
CAG icon
243
Conagra Brands
CAG
$7.23B
– –
-22,666
Closed -$524K
CHGG icon
244
Chegg
CHGG
$102M
– –
-64,910
Closed -$457K
CWST icon
245
Casella Waste Systems
CWST
$5.69B
– –
-101,220
Closed -$508K
DQ
246
Daqo New Energy
DQ
$996M
– –
-53,325
Closed -$341K
EMR icon
247
Emerson Electric
EMR
$88.3B
– –
-3,166
Closed -$211K
ESPR
248
DELISTED
Esperion Therapeutics
ESPR
– –
-17,858
Closed -$283K
EWT icon
249
iShares MSCI Taiwan ETF
EWT
$11.1B
– –
-10,050
Closed -$318K
EWY icon
250
iShares MSCI South Korea ETF
EWY
$25.7B
– –
-3,875
Closed -$252K
8 9
10
11 12

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q3 2014 Portfolio in Review

As of Q3 2014, SSI Investment Management held 439 positions worth $1.03B, down 0.71% from $1.03B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $442M in Q3 2014, closing 48 positions and reducing 84 holdings. Its most notable exit was Alere Inc, an estimated $7.64M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, up from 1.7% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, SSI Investment Management opened a new position in Alcoa Inc worth $7.96M.

  • SSI Investment Management's largest Q3 2014 buy was Alcoa Inc: 159,650 shares worth $7.96M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q3 2014, an estimated $4.84M increase.
  • SSI Investment Management's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $18.4M.
  • SSI Investment Management fully exited Alere Inc in Q3 2014, selling an estimated $7.64M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q3 2014.
  • SSI Investment Management opened 67 new positions and closed 48 in Q3 2014.
  • SSI Investment Management's portfolio value fell 0.71% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q3 2014, filed 12 Nov 2014.