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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$980M
AUM Growth
-$148M
Cap. Flow
-$820M
Cap. Flow %
-83.67%
Top 10 Hldgs %
22.39%
Holding
465
New
62
Increased
25
Reduced
152
Closed
69

Top Buys

Rank Stock Value
1
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$5.91M
2
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.59M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.47M
4
ALR.PRB
Alere Inc
ALR.PRB
+$1.81M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.14M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$3.58M
2
XOM icon
ExxonMobil
XOM
+$2.96M
3
GE icon
GE Aerospace
GE
+$2.82M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.63M
5
JPM icon
JPMorgan Chase
JPM
+$2.34M

Sector Composition

Rank Sector Weight
1 Financials 2.03%
2 Industrials 1.49%
3 Healthcare 1.33%
4 Energy 1.14%
5 Consumer Discretionary 1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAV
226
DELISTED
Navistar International
NAV
$224K 0.02%
6,588
-2,087
-24% -$73.8K
EMC
227
DELISTED
EMC CORPORATION
EMC
$224K 0.02%
8,135
-19,049
-70% -$495K
MMM icon
228
3M
MMM
$94.3B
$223K 0.02%
1,972
-8,394
-81% -$932K
LRCX icon
229
Lam Research
LRCX
$390B
$221K 0.02%
39,900
-34,930
-47% -$186K
BONT
230
DELISTED
Bon-Ton Stores Inc/The
BONT
$220K 0.02%
20,103
+1,973
+11% +$22.4K
STX icon
231
Seagate
STX
$184B
$218K 0.02%
+3,891
New +$209K
EMR icon
232
Emerson Electric
EMR
$88.3B
$215K 0.02%
3,231
-5,500
-63% -$362K
F icon
233
Ford
F
$55.7B
$213K 0.02%
13,562
-22,000
-62% -$340K
GME icon
234
GameStop
GME
$8.6B
$213K 0.02%
+20,812
New +$200K
LEA icon
235
Lear
LEA
$8.18B
$213K 0.02%
2,540
-5,739
-69% -$457K
IWN icon
236
iShares Russell 2000 Value ETF
IWN
$14.6B
$207K 0.02%
+2,055
New +$203K
STT icon
237
State Street
STT
$50.7B
$207K 0.02%
+2,982
New +$206K
KBIO
238
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$200K 0.02%
+9,234
New +$268K
MXL icon
239
MaxLinear
MXL
$6.8B
$198K 0.02%
+20,917
New +$209K
STLD icon
240
Steel Dynamics
STLD
$37.6B
$197K 0.02%
11,117
-18,174
-62% -$318K
EDMC
241
DELISTED
EDUCATION MGMT CORP NEW COM STK (PA)
EDMC
$179K 0.02%
+36,800
New +$256K
LDK
242
DELISTED
LDK SOLAR CO LTD.
LDK
$175K 0.02%
350,630
+112,980
+48% +$132K
MTG icon
243
MGIC Investment
MTG
$6.25B
$94K 0.01%
11,044
-2,038
-16% -$17.7K
EOX
244
DELISTED
EMERALD OIL INC (MT)
EOX
$77K 0.01%
+574
New +$84.4K
ACN icon
245
Accenture
ACN
$108B
– –
-6,079
Closed -$498K
AEP icon
246
American Electric Power
AEP
$68.4B
– –
-21,372
Closed -$998K
BDN
247
Brandywine Realty Trust
BDN
$554M
– –
-63,755
Closed -$897K
BKNG icon
248
Booking.com
BKNG
$161B
– –
-14,050
Closed -$651K
BMRN icon
249
BioMarin Pharmaceuticals
BMRN
$12.4B
– –
-4,953
Closed -$348K
BMY icon
250
Bristol-Myers Squibb
BMY
$132B
– –
-12,240
Closed -$650K
8 9
10
11 12

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q1 2014 Portfolio in Review

As of Q1 2014, SSI Investment Management held 465 positions worth $980M, down 13% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

SSI Investment Management withdrew a net $820M in Q1 2014, closing 69 positions and reducing 152 holdings. Its most notable exit was GOODYEAR TIRE & RUBR CO PFD CONV (OH), an estimated $2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2% of assets, down from 3.5% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in State Street Utilities Select Sector SPDR ETF worth $1.2M.

  • SSI Investment Management's largest Q1 2014 buy was State Street Utilities Select Sector SPDR ETF: 57,790 shares worth $1.2M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2014, an estimated $5.91M increase.
  • SSI Investment Management's biggest Q1 2014 reduction was Apple, cutting an estimated $3.58M.
  • SSI Investment Management fully exited GOODYEAR TIRE & RUBR CO PFD CONV (OH) in Q1 2014, selling an estimated $2M.
  • SSI Investment Management's ten largest holdings make up 22% of its $980M portfolio in Q1 2014.
  • SSI Investment Management opened 62 new positions and closed 69 in Q1 2014.
  • SSI Investment Management's portfolio value fell 13% quarter-over-quarter to $980M.

Based on SSI Investment Management's 13F filing for Q1 2014, filed 9 May 2014.