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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.11B
AUM Growth
+$88.6M
Cap. Flow
-$614M
Cap. Flow %
-55.33%
Top 10 Hldgs %
18.88%
Holding
446
New
65
Increased
51
Reduced
104
Closed
64

Top Buys

Rank Stock Value
1
WELL.PRI
Welltower Inc.
WELL.PRI
+$15.1M
2
WY.PRA
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
+$3.87M
3
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
+$3.77M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$1.6M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$1.53M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$16.4M
2
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.65M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$3.18M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$2.87M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$2.79M

Sector Composition

Rank Sector Weight
1 Healthcare 2.71%
2 Financials 2.68%
3 Technology 2.61%
4 Consumer Discretionary 2.04%
5 Industrials 1.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEE icon
226
NextEra Energy
NEE
$177B
$331K 0.03%
16,512
-1,060
-6% -$21.9K
KEM
227
DELISTED
KEMET Corporation
KEM
$313K 0.03%
+74,760
New +$323K
FCX icon
228
Freeport-McMoran
FCX
$97.5B
$311K 0.03%
9,390
-15,363
-62% -$469K
RRC icon
229
Range Resources
RRC
$8.95B
$311K 0.03%
4,105
-10,416
-72% -$813K
HPQ icon
230
HP
HPQ
$27.5B
$305K 0.03%
32,072
– –
CZR
231
DELISTED
Caesars Entertainment Corporation
CZR
$302K 0.03%
+15,360
New +$289K
CRM icon
232
Salesforce
CRM
$158B
$263K 0.02%
+5,059
New +$230K
AMG icon
233
Affiliated Managers Group
AMG
$9.76B
$262K 0.02%
1,430
-70
-5% -$12.4K
CSX icon
234
CSX Corp
CSX
$93.1B
$257K 0.02%
30,003
-71,145
-70% -$597K
MS icon
235
Morgan Stanley
MS
$340B
$217K 0.02%
8,055
-365
-4% -$9.79K
TIP icon
236
iShares TIPS Bond ETF
TIP
$14.7B
$211K 0.02%
1,869
– –
QIHU
237
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$211K 0.02%
+2,528
New +$178K
RNA
238
DELISTED
PROSENSA HLDGS N V ORD SHS (NLD)
RNA
$170K 0.02%
+26,211
New +$616K
MTG icon
239
MGIC Investment
MTG
$6.25B
$121K 0.01%
16,648
– –
INSG icon
240
Inseego
INSG
$90.5M
$75K 0.01%
2,880
-7,537
-72% -$263K
AEO icon
241
American Eagle Outfitters
AEO
$3.01B
– –
-40,070
Closed -$732K
AMT icon
242
American Tower
AMT
$80.4B
– –
-8,987
Closed -$658K
AMWD
243
DELISTED
American Woodmark
AMWD
– –
-11,140
Closed -$386K
ARR
244
Armour Residential REIT
ARR
$2.36B
– –
-3,586
Closed -$677K
CAG icon
245
Conagra Brands
CAG
$7.23B
– –
-23,487
Closed -$639K
CL icon
246
Colgate-Palmolive
CL
$74.4B
– –
-5,056
Closed -$289K
COST icon
247
Costco
COST
$420B
– –
-4,503
Closed -$498K
DAN icon
248
Dana Inc
DAN
$3.06B
– –
-17,091
Closed -$329K
DVN icon
249
Devon Energy
DVN
$47.3B
– –
-12,242
Closed -$636K
FTNT icon
250
Fortinet
FTNT
$117B
– –
-199,605
Closed -$699K
8 9
10
11 12

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q3 2013 Portfolio in Review

As of Q3 2013, SSI Investment Management held 446 positions worth $1.11B, up 8.7% from $1.02B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

SSI Investment Management withdrew a net $614M in Q3 2013, closing 64 positions and reducing 104 holdings. Its most notable exit was Huntington Bancshars Inc. Pfd Ser A, an estimated $3.65M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 2.7% of assets, up from 2.4% a quarter earlier, followed by Financials and Technology.

Against the trend, SSI Investment Management opened a new position in Welltower Inc. worth $14.7M.

  • SSI Investment Management's largest Q3 2013 buy was Welltower Inc.: 254,750 shares worth $14.7M.
  • SSI Investment Management added most to Foot Locker in Q3 2013, an estimated $1.39M increase.
  • SSI Investment Management's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $16.4M.
  • SSI Investment Management fully exited Huntington Bancshars Inc. Pfd Ser A in Q3 2013, selling an estimated $3.65M.
  • SSI Investment Management's ten largest holdings make up 19% of its $1.11B portfolio in Q3 2013.
  • SSI Investment Management opened 65 new positions and closed 64 in Q3 2013.
  • SSI Investment Management's portfolio value rose 8.7% quarter-over-quarter to $1.11B.

Based on SSI Investment Management's 13F filing for Q3 2013, filed 12 Nov 2013.