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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Technology 7.77%
2 Healthcare 4.93%
3 Consumer Staples 3.89%
4 Financials 3.12%
5 Energy 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHYB icon
176
Goldman Sachs Access High Yield Corporate Bond ETF
GHYB
$134M
$2.43M 0.14%
54,569
-15,541
-22% -$702K
ZTS icon
177
Zoetis
ZTS
$32.4B
$2.41M 0.14%
20,426
+328
+2% +$40.6K
FXR icon
178
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$728M
$2.41M 0.14%
29,514
-3,744
-11% -$322K
QQQE icon
179
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.33B
$2.37M 0.14%
24,003
+602
+3% +$61.8K
FFEB icon
180
FT Vest US Equity Buffer ETF February
FFEB
$1.38B
$2.34M 0.14%
41,911
-989
-2% -$56.4K
VTIP icon
181
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$2.33M 0.13%
46,577
-11,709
-20% -$582K
OSCV icon
182
Opus Small Cap Value ETF
OSCV
$708M
$2.3M 0.13%
58,204
+2,352
+4% +$93.1K
ESGU icon
183
iShares ESG Aware MSCI USA ETF
ESGU
$17.9B
$2.23M 0.13%
15,784
-137
-0.9% -$20.3K
ZM icon
184
Zoom
ZM
$28.2B
$2.23M 0.13%
+27,762
New +$2.33M
SHM icon
185
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$2.21M 0.13%
46,307
+1,023
+2% +$49.3K
VTV icon
186
Vanguard Morningstar Value ETF
VTV
$188B
$2.21M 0.13%
11,266
-569
-5% -$114K
SPYD icon
187
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.62B
$2.2M 0.13%
48,361
-1,268
-3% -$58.3K
TSLA icon
188
Tesla
TSLA
$1.23T
$2.2M 0.13%
5,913
+151
+3% +$62.2K
SO icon
189
Southern Company
SO
$109B
$2.19M 0.13%
22,707
+615
+3% +$56.9K
EFA icon
190
iShares MSCI EAFE ETF
EFA
$78B
$2.15M 0.12%
22,126
+1,382
+7% +$138K
IWD icon
191
iShares Russell 1000 Value ETF
IWD
$82.2B
$2.12M 0.12%
9,911
-251
-2% -$55K
KMB icon
192
Kimberly-Clark
KMB
$36.3B
$2.11M 0.12%
21,822
-73
-0.3% -$7.47K
QTEC icon
193
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.52B
$2.1M 0.12%
9,740
-544
-5% -$124K
SCZ icon
194
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$2.1M 0.12%
26,788
+1,705
+7% +$139K
BAC icon
195
Bank of America
BAC
$435B
$2.1M 0.12%
43,078
-938
-2% -$48.4K
IDV icon
196
iShares International Select Dividend ETF
IDV
$8.45B
$2.07M 0.12%
48,531
+18,761
+63% +$788K
BND icon
197
Vanguard Total Bond Market
BND
$157B
$2.03M 0.12%
27,588
+13,071
+90% +$970K
GPIQ icon
198
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$4.96B
$2.02M 0.12%
40,758
+6,405
+19% +$332K
XLY icon
199
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.6B
$1.96M 0.11%
18,005
+2,409
+15% +$282K
ADME icon
200
Aptus Behavioral Momentum ETF
ADME
$289M
$1.96M 0.11%
39,615
+1,235
+3% +$63.4K
6 7
8
9 10

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
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DF
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Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.9% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.