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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Technology 7.77%
2 Healthcare 4.93%
3 Consumer Staples 3.89%
4 Financials 3.12%
5 Energy 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
226
Amgen
AMGN
$208B
$1.56M 0.09%
4,430
-579
-12% -$206K
SPYI icon
227
NEOS S&P 500 High Income ETF
SPYI
$10.8B
$1.55M 0.09%
+31,462
New +$1.63M
DVY icon
228
iShares Select Dividend ETF
DVY
$23.5B
$1.55M 0.09%
10,232
-897
-8% -$135K
LCTU icon
229
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.21B
$1.54M 0.09%
21,975
-2,515
-10% -$185K
OKE icon
230
Oneok
OKE
$57.2B
$1.52M 0.09%
16,833
+3,010
+22% +$248K
GE icon
231
GE Aerospace
GE
$374B
$1.5M 0.09%
5,288
+1,646
+45% +$517K
MS icon
232
Morgan Stanley
MS
$331B
$1.47M 0.08%
8,941
+224
+3% +$38.8K
AAAU icon
233
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
$1.45M 0.08%
31,417
-15,657
-33% -$753K
IWM icon
234
iShares Russell 2000 ETF
IWM
$79.8B
$1.44M 0.08%
5,809
+365
+7% +$94.2K
VGT icon
235
Vanguard Information Technology ETF
VGT
$139B
$1.44M 0.08%
16,512
-480
-3% -$44.2K
CAT icon
236
Caterpillar
CAT
$375B
$1.43M 0.08%
2,019
-23
-1% -$15.9K
ORCL icon
237
Oracle
ORCL
$374B
$1.41M 0.08%
9,553
+857
+10% +$139K
VOOV icon
238
Vanguard S&P 500 Value ETF
VOOV
$6.59B
$1.4M 0.08%
6,855
+839
+14% +$176K
MAR icon
239
Marriott International
MAR
$98.3B
$1.38M 0.08%
+4,227
New +$1.39M
FTHI icon
240
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.39B
$1.36M 0.08%
59,224
+3,543
+6% +$83.6K
IGIB icon
241
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$1.36M 0.08%
25,479
+11,424
+81% +$615K
CRWD icon
242
CrowdStrike
CRWD
$194B
$1.34M 0.08%
13,688
-2,620
-16% -$278K
DIS icon
243
Walt Disney
DIS
$167B
$1.33M 0.08%
13,814
-295
-2% -$31.2K
VBK icon
244
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.1B
$1.31M 0.08%
4,350
+310
+8% +$97.4K
EQWL icon
245
Invesco S&P 100 Equal Weight ETF
EQWL
$2.7B
$1.31M 0.08%
11,365
-136
-1% -$16.3K
EXPE icon
246
Expedia Group
EXPE
$35.4B
$1.3M 0.08%
5,632
+456
+9% +$112K
SPSM icon
247
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.1B
$1.29M 0.07%
26,670
+164
+0.6% +$8.12K
APH icon
248
Amphenol
APH
$198B
$1.28M 0.07%
10,110
+177
+2% +$24.9K
UPSD
249
Aptus Large Cap Upside ETF
UPSD
$116M
$1.27M 0.07%
49,992
+1,659
+3% +$44.9K
PRU icon
250
Prudential Financial
PRU
$42.4B
$1.24M 0.07%
12,734
-250
-2% -$25.9K
8 9
10
11 12

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
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DF
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Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.9% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.