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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Technology 7.77%
2 Healthcare 4.93%
3 Consumer Staples 3.89%
4 Financials 3.12%
5 Energy 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJS icon
276
iShares S&P Small-Cap 600 Value ETF
IJS
$8.12B
$1.09M 0.06%
9,196
+267
+3% +$32.3K
CMCSA icon
277
Comcast
CMCSA
$85B
$1.09M 0.06%
37,887
+27,847
+277% +$833K
FXO icon
278
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$1.08M 0.06%
19,155
– –
NOW icon
279
ServiceNow
NOW
$115B
$1.08M 0.06%
10,286
+3,660
+55% +$431K
LVHI icon
280
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.35B
$1.07M 0.06%
26,366
-1,877
-7% -$73.8K
IGE icon
281
iShares North American Natural Resources ETF
IGE
$741M
$1.05M 0.06%
+16,635
New +$976K
KRYS icon
282
Krystal Biotech
KRYS
$10.1B
$1.05M 0.06%
4,050
-310
-7% -$82.5K
CEF icon
283
Sprott Physical Gold and Silver Trust
CEF
$7.4B
$1.05M 0.06%
21,914
+1,968
+10% +$101K
ACN icon
284
Accenture
ACN
$102B
$1.04M 0.06%
5,258
+68
+1% +$15.8K
BMY icon
285
Bristol-Myers Squibb
BMY
$133B
$1.03M 0.06%
16,975
+4,701
+38% +$274K
HPE.PRC
286
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$3.74B
$1.02M 0.06%
15,810
+1,689
+12% +$104K
NFG icon
287
National Fuel Gas
NFG
$7.82B
$1.02M 0.06%
10,839
+3,365
+45% +$294K
QMAR icon
288
FT Vest Growth-100 Buffer ETF March
QMAR
$563M
$1.02M 0.06%
30,200
-2,525
-8% -$84K
IWB icon
289
iShares Russell 1000 ETF
IWB
$48.2B
$1.01M 0.06%
2,837
+50
+2% +$18.6K
FMDE icon
290
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.72B
$1M 0.06%
27,925
-804
-3% -$29.8K
XTL icon
291
State Street SPDR S&P Telecom ETF
XTL
$567M
$996K 0.06%
+5,298
New +$929K
MP icon
292
MP Materials
MP
$7.36B
$994K 0.06%
20,596
-248
-1% -$14.8K
HEI icon
293
HEICO Corp
HEI
$49.8B
$978K 0.06%
3,567
+450
+14% +$145K
JUCY icon
294
Aptus Enhanced Yield ETF
JUCY
$316M
$976K 0.06%
44,054
+1,462
+3% +$32.5K
DHR icon
295
Danaher
DHR
$137B
$971K 0.06%
5,119
+222
+5% +$47.3K
KKR.PRD
296
KKR & Co 6.25% Series D Preferred Stock
KKR.PRD
$2.25B
$958K 0.06%
23,822
+6,673
+39% +$301K
NFLX icon
297
Netflix
NFLX
$299B
$958K 0.06%
9,963
-571
-5% -$50.3K
FDVV icon
298
Fidelity High Dividend ETF
FDVV
$10.1B
$946K 0.05%
17,121
+1,463
+9% +$84.1K
AJG icon
299
Arthur J. Gallagher & Co
AJG
$64.1B
$942K 0.05%
4,347
+1,218
+39% +$281K
FTSM icon
300
First Trust Enhanced Short Maturity ETF
FTSM
$6.49B
$941K 0.05%
+15,749
New +$945K
10 11
12
13 14

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.9% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.