RIA

Regal Investment Advisors Portfolio holdings

AUM $1.24B

This Quarter Return

-0.31%

1 Year Return

+8.06%

3 Year Return

+23.04%

5 Year Return

+95.63%

10 Year Return

+133.62%

AUM

$1.24B

AUM Growth

-$94.3M (-7%)

Cap. Flow

-$82.6M

Cap. Flow % of AUM

-6.68%

Top 10 Holdings %Top 10 Hldgs %

22.93%

Holding

498

New

Increased

165

Reduced

230

Closed

Top Buys

1	Vanguard International High Dividend Yield ETF VYMI	$5.31M
2	Schwab US Dividend Equity ETF SCHD	$5.03M
3	Quadratic Interest Rate Volatility and Inflation Hedge ETF IVOL	$3.36M
4	Vanguard Long-Term Corporate Bond ETF VCLT	$3.34M
5	VanEck IG Floating Rate ETF FLTR	$3.19M

Top Sells

1	AbbVie ABBV	$7.73M
2	JPMorgan Equity Premium Income ETF JEPI	$5.93M
3	Procter & Gamble PG	$4.18M
4	iShares MSCI EAFE Growth ETF EFG	$3.96M
5	Berkshire Hathaway Class B BRK.B	$3.9M

Sector Composition

1	Technology	8.28%
2	Healthcare	4.73%
3	Consumer Staples	4.4%
4	Financials	3.64%
5	Consumer Discretionary	2.97%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
301	301 First Trust North American Energy Infrastructure Fund EMLP $3.29B	$569K	0.05%	15,175	–	–
302	302 iShares ESG Advanced MSCI EAFE ETF DMXF $831M	$563K	0.05%	8,356 -3,658	-30%	-$246K
303	303 Casey's General Stores CASY $19.6B	$561K	0.05%	1,293 +111	+9%	+$48.2K
304	304 Tyler Technologies TYL $24B	$561K	0.05%	965 +106	+12%	+$61.6K
305	305 iShares Treasury Floating Rate Bond ETF TFLO $6.74B	$558K	0.05%	11,018 -7,307	-40%	-$370K
306	306 iShares TIPS Bond ETF TIP $13.8B	$552K	0.04%	4,966 +2,038	+70%	+$226K
307	307 Sherwin-Williams SHW $85.2B	$551K	0.04%	1,578 +148	+10%	+$51.7K
308	HPE.PRC 308 Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock HPE.PRC	$545K	0.04%	+11,415	New	+$545K
309	309 Goldman Sachs Access Ultra Short Bond ETF GSST $930M	$545K	0.04%	10,780 +1,301	+14%	+$65.8K
310	310 Caterpillar CAT $204B	$544K	0.04%	1,650 -1,302	-44%	-$429K
311	311 Union Pacific UNP $134B	$542K	0.04%	2,294 -97	-4%	-$22.9K
312	312 Qualcomm QCOM $174B	$541K	0.04%	3,524 -184	-5%	-$28.3K
313	DWAT 313 DELISTED Arrow Investments Trust Arrow DWA Tactical ETF DWAT	$539K	0.04%	46,900	–	–
314	314 Schwab Fundamental US Large Company Index ETF FNDX $19.1B	$535K	0.04%	22,641 +59	+0.3%	+$1.39K
315	315 Marathon Petroleum MPC $52.7B	$535K	0.04%	3,669 -5,725	-61%	-$834K
316	316 RTX Corp RTX $210B	$534K	0.04%	4,034 +39	+1%	+$5.17K
317	317 iShares Morningstar Mid-Cap Growth ETF IMCG $2.9B	$533K	0.04%	7,458 +169	+2%	+$12.1K
318	318 British American Tobacco BTI $114B	$525K	0.04%	12,701 -784	-6%	-$32.4K
319	319 First Trust Large Cap Core AlphaDEX Fund FEX $1.35B	$523K	0.04%	5,108 -189	-4%	-$19.4K
320	320 Vanguard Small-Cap Growth ETF VBK $19.7B	$519K	0.04%	2,062 -333	-14%	-$83.8K
321	321 Nike NKE $113B	$517K	0.04%	8,143 +1,675	+26%	+$106K
322	322 Palo Alto Networks PANW $136B	$515K	0.04%	3,021 -1,142	-27%	-$195K
323	323 Rivian RIVN $16.8B	$514K	0.04%	41,245 +22,960	+126%	+$286K
324	324 Fidelity High Dividend ETF FDVV $6.01B	$511K	0.04%	10,304 +4,041	+65%	+$200K
325	325 First Trust Technology AlphaDEX Fund FXL $1.39B	$502K	0.04%	3,797	–	–