RIA

Regal Investment Advisors Portfolio holdings

AUM $1.24B

This Quarter Return

-0.31%

1 Year Return

+8.06%

3 Year Return

+23.04%

5 Year Return

+95.63%

10 Year Return

+133.62%

AUM

$1.24B

AUM Growth

-$94.3M (-7%)

Cap. Flow

-$82.6M

Cap. Flow % of AUM

-6.68%

Top 10 Holdings %Top 10 Hldgs %

22.93%

Holding

498

New

Increased

165

Reduced

230

Closed

Top Buys

1	Vanguard International High Dividend Yield ETF VYMI	$5.31M
2	Schwab US Dividend Equity ETF SCHD	$5.03M
3	Quadratic Interest Rate Volatility and Inflation Hedge ETF IVOL	$3.36M
4	Vanguard Long-Term Corporate Bond ETF VCLT	$3.34M
5	VanEck IG Floating Rate ETF FLTR	$3.19M

Top Sells

1	AbbVie ABBV	$7.73M
2	JPMorgan Equity Premium Income ETF JEPI	$5.93M
3	Procter & Gamble PG	$4.18M
4	iShares MSCI EAFE Growth ETF EFG	$3.96M
5	Berkshire Hathaway Class B BRK.B	$3.9M

Sector Composition

1	Technology	8.28%
2	Healthcare	4.73%
3	Consumer Staples	4.4%
4	Financials	3.64%
5	Consumer Discretionary	2.97%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
351	351 Goldman Sachs Access US Aggregate Bond ETF GCOR $591M	$424K	0.03%	10,299 -3,661	-26%	-$151K
352	352 FlexShares High Yield Value-Scored Bond Index Fund HYGV $1.24B	$424K	0.03%	10,505 -981	-9%	-$39.6K
353	353 Vanguard Short-Term Corporate Bond ETF VCSH $34.3B	$424K	0.03%	5,373 -1,714	-24%	-$135K
354	354 Snap-on SNA $17.2B	$422K	0.03%	1,252 +4	+0.3%	+$1.35K
355	355 FIVE9 FIVN $2.2B	$412K	0.03%	+15,163	New	+$412K
356	356 Nuveen Municipal Credit Income Fund NZF $2.25B	$411K	0.03%	33,597 +38	+0.1%	+$465
357	357 iShares Convertible Bond ETF ICVT $2.77B	$410K	0.03%	4,902 +679	+16%	+$56.8K
358	358 Oneok OKE $50.9B	$397K	0.03%	4,001 -203	-5%	-$20.1K
359	359 Invesco S&P 500 Pure Value ETF RPV $1.34B	$396K	0.03%	4,293 -655	-13%	-$60.5K
360	360 SPDR Portfolio S&P 500 Value ETF SPYV $27.4B	$396K	0.03%	7,759 -545	-7%	-$27.8K
361	361 Vanguard Large-Cap ETF VV $43.7B	$389K	0.03%	1,515 +4	+0.3%	+$1.03K
362	362 iShares ESG Aware USD Corporate Bond ETF SUSC $1.18B	$385K	0.03%	16,692 +955	+6%	+$22K
363	363 Bristol-Myers Squibb BMY $98.6B	$377K	0.03%	6,185 -27	-0.4%	-$1.65K
364	364 Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF PDBC $4.53B	$376K	0.03%	27,553 -7,431	-21%	-$101K
365	365 Global X Russell 2000 Covered Call ETF RYLD $1.28B	$373K	0.03%	+24,725	New	+$373K
366	366 FedEx FDX $57.4B	$370K	0.03%	1,519 -85	-5%	-$20.7K
367	367 Fifth Third Bancorp FITB $28.6B	$369K	0.03%	9,402 -282	-3%	-$11.1K
368	368 Invesco S&P 500 Equal Weight Financials ETF RSPF $325M	$364K	0.03%	5,025	–	–
369	CGCV 369 Capital Group Conservative Equity ETF CGCV $457M	$361K	0.03%	+13,313	New	+$361K
370	370 First Trust Utilities AlphaDEX Fund FXU $1.68B	$358K	0.03%	8,737	–	–
371	371 iShares Interest Rate Hedged Corporate Bond ETF LQDH $493M	$356K	0.03%	+3,858	New	+$356K
372	372 Fidelity Enhanced Large Cap Core ETF FELC $4.79B	$353K	0.03%	11,320 +274	+2%	+$8.55K
373	373 iShares Russell Mid-Cap Growth ETF IWP $19.9B	$352K	0.03%	2,993 -50	-2%	-$5.87K
374	374 Strategy Shares Nasdaq 7HANDL Index ETF HNDL $689M	$352K	0.03%	+16,667	New	+$352K
375	375 iShares Interest Rate Hedged High Yield Bond ETF HYGH $428M	$351K	0.03%	4,121 -742	-15%	-$63.2K