RIA

Regal Investment Advisors Portfolio holdings

AUM $1.24B

This Quarter Return

-0.31%

1 Year Return

+8.06%

3 Year Return

+23.04%

5 Year Return

+95.63%

10 Year Return

+133.62%

AUM

$1.24B

AUM Growth

-$94.3M (-7%)

Cap. Flow

-$82.6M

Cap. Flow % of AUM

-6.68%

Top 10 Holdings %Top 10 Hldgs %

22.93%

Holding

498

New

Increased

165

Reduced

230

Closed

Top Buys

1	Vanguard International High Dividend Yield ETF VYMI	$5.31M
2	Schwab US Dividend Equity ETF SCHD	$5.03M
3	Quadratic Interest Rate Volatility and Inflation Hedge ETF IVOL	$3.36M
4	Vanguard Long-Term Corporate Bond ETF VCLT	$3.34M
5	VanEck IG Floating Rate ETF FLTR	$3.19M

Top Sells

1	AbbVie ABBV	$7.73M
2	JPMorgan Equity Premium Income ETF JEPI	$5.93M
3	Procter & Gamble PG	$4.18M
4	iShares MSCI EAFE Growth ETF EFG	$3.96M
5	Berkshire Hathaway Class B BRK.B	$3.9M

Sector Composition

1	Technology	8.28%
2	Healthcare	4.73%
3	Consumer Staples	4.4%
4	Financials	3.64%
5	Consumer Discretionary	2.97%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
401	401 iShares US Financials ETF IYF $4.19B	$298K	0.02%	2,640	–	–
402	402 VanEck Morningstar Wide Moat ETF MOAT $13.1B	$298K	0.02%	3,383 +406	+14%	+$35.7K
403	403 Vanguard Intermediate-Term Treasury ETF VGIT $31.6B	$297K	0.02%	+4,996	New	+$297K
404	404 WisdomTree US Value Fund WTV $1.53B	$296K	0.02%	3,602 -225	-6%	-$18.5K
405	405 Uber UBER $190B	$296K	0.02%	+4,062	New	+$296K
406	406 First Trust Managed Municipal ETF FMB $1.87B	$295K	0.02%	5,848 +432	+8%	+$21.8K
407	407 iShares iBoxx $ High Yield Corporate Bond ETF HYG $16.9B	$290K	0.02%	3,675 -632	-15%	-$49.9K
408	408 BlackRock World ex US Carbon Transition Readiness ETF LCTD $241M	$290K	0.02%	6,268 +121	+2%	+$5.59K
409	409 Schwab U.S Small- Cap ETF SCHA $17.8B	$289K	0.02%	12,349 -446	-3%	-$10.5K
410	410 Fidelity Enhanced International ETF FENI $3.43B	$288K	0.02%	9,689 -700	-7%	-$20.8K
411	411 SPDR Portfolio Long Term Treasury ETF SPTL $11.1B	$285K	0.02%	10,468 -2,080	-17%	-$56.7K
412	412 Franklin High Yield Corporate ETF FLHY $650M	$284K	0.02%	11,921 -1,197	-9%	-$28.5K
413	413 Fidelity MSCI Health Care Index ETF FHLC $2.44B	$284K	0.02%	4,150	–	–
414	414 Wells Fargo WFC $270B	$282K	0.02%	3,930 -149	-4%	-$10.7K
415	415 Vanguard S&P 500 Growth ETF VOOG $18.4B	$280K	0.02%	837 +3	+0.4%	+$1K
416	416 Vanguard Ultra-Short Bond ETF VUSB $5.35B	$279K	0.02%	+5,602	New	+$279K
417	417 Exelon EXC $43.9B	$279K	0.02%	6,058 -6,672	-52%	-$307K
418	418 Delta Air Lines DAL $35.7B	$278K	0.02%	6,366 -4	-0.1%	-$174
419	419 Franklin Senior Loan ETF FLBL $1.13B	$273K	0.02%	+11,340	New	+$273K
420	420 Cambria Foreign Shareholder Yield ETF FYLD $420M	$271K	0.02%	+10,050	New	+$271K
421	421 Deere & Co DE $140B	$268K	0.02%	572 -28	-5%	-$13.1K
422	422 Citigroup C $176B	$268K	0.02%	3,773 +87	+2%	+$6.18K
423	423 Huntington Bancshares HBAN $24.4B	$267K	0.02%	17,814 +75	+0.4%	+$1.13K
424	424 Dow Inc DOW $17.7B	$265K	0.02%	7,583 -5,669	-43%	-$198K
425	425 FT Vest Fund of Deep Buffer ETFs BUFD $1.36B	$263K	0.02%	10,549	–	–