We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+0.53%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+182.67%
AUM
$1.73B
AUM Growth
+$59.7M
Cap. Flow
+$70.9M
Cap. Flow %
4.09%
Top 10 Hldgs %
19.14%
Holding
681
New
97
Increased
307
Reduced
220
Closed
28

Top Buys

Rank Stock Value
1
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$8.76M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.55M
3
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.1M
4
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.9M
5
BLCR icon
BlackRock Large Cap Core ETF
BLCR
+$5.82M

Top Sells

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$13M
2
MU icon
Micron Technology
MU
+$4.84M
3
ITA icon
iShares US Aerospace & Defense ETF
ITA
+$3.72M
4
IAU icon
iShares Gold Trust
IAU
+$3M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.52M

Sector Composition

Rank Sector Weight
1 Technology 7.77%
2 Healthcare 4.93%
3 Consumer Staples 3.89%
4 Financials 3.12%
5 Energy 2.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
126
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$3.64M 0.21%
30,518
+2
+0% +$241
DRSK icon
127
Aptus Defined Risk ETF
DRSK
$1.51B
$3.63M 0.21%
132,649
+6,413
+5% +$180K
RSP icon
128
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$3.55M 0.2%
18,478
+1,349
+8% +$267K
LZB icon
129
La-Z-Boy
LZB
$1.58B
$3.53M 0.2%
109,856
– –
IWC icon
130
iShares Micro-Cap ETF
IWC
$1.44B
$3.46M 0.2%
21,664
+1
+0% +$166
ED icon
131
Consolidated Edison
ED
$40.1B
$3.44M 0.2%
30,422
-869
-3% -$94.1K
VB icon
132
Vanguard Morningstar Small-Cap ETF
VB
$79.5B
$3.42M 0.2%
13,071
+2,754
+27% +$745K
VXF icon
133
Vanguard Extended Market ETF
VXF
$30.3B
$3.42M 0.2%
16,607
-398
-2% -$85.2K
LLY icon
134
Eli Lilly
LLY
$1.02T
$3.41M 0.2%
3,710
+324
+10% +$328K
GNR icon
135
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.79B
$3.4M 0.2%
45,494
-2,791
-6% -$197K
META icon
136
Meta Platforms (Facebook)
META
$1.42T
$3.37M 0.19%
5,897
+675
+13% +$433K
ELV icon
137
Elevance Health
ELV
$81.5B
$3.3M 0.19%
11,276
+37
+0.3% +$12.2K
MRK icon
138
Merck
MRK
$322B
$3.23M 0.19%
26,860
+443
+2% +$51.1K
IDUB icon
139
Aptus International Enhanced Yield ETF
IDUB
$495M
$3.18M 0.18%
128,969
+2,882
+2% +$73.9K
VYM icon
140
Vanguard High Dividend Yield ETF
VYM
$80.9B
$3.13M 0.18%
21,117
+5,745
+37% +$864K
XLP icon
141
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$3.07M 0.18%
37,491
+2,391
+7% +$201K
ULTA icon
142
Ulta Beauty
ULTA
$22B
$3.03M 0.17%
5,792
-631
-10% -$401K
IAU icon
143
iShares Gold Trust
IAU
$62.9B
$3M 0.17%
33,976
-32,652
-49% -$3M
AMLP icon
144
Alerian MLP ETF
AMLP
$13B
$2.99M 0.17%
56,780
-1,808
-3% -$92.1K
XLI icon
145
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$2.96M 0.17%
18,319
+645
+4% +$108K
XLV icon
146
State Street Health Care Select Sector SPDR ETF
XLV
$41.9B
$2.96M 0.17%
20,206
+791
+4% +$122K
CEG icon
147
Constellation Energy
CEG
$93.8B
$2.92M 0.17%
10,454
+4,625
+79% +$1.41M
GDX icon
148
VanEck Gold Miners ETF
GDX
$22.7B
$2.91M 0.17%
31,702
-3,725
-11% -$367K
FIS icon
149
Fidelity National Information Services
FIS
$23.1B
$2.82M 0.16%
60,205
+3,394
+6% +$183K
LRCX icon
150
Lam Research
LRCX
$367B
$2.82M 0.16%
13,192
+545
+4% +$122K
4 5
6
7 8

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
GAM
GuardCap Asset Management London, United Kingdom $1.75B AUM 7.74% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return

Regal Investment Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Regal Investment Advisors held 681 positions worth $1.73B, up 3.6% from $1.67B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $70.9M of net new capital in Q1 2026, opening 97 new positions and adding to 307 existing holdings. Its largest new stake was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.9% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares S&P 100 ETF, an estimated $13M trimmed.

  • Regal Investment Advisors's largest Q1 2026 buy was iShares Defense Industrials Active ETF: 175,232 shares worth $5.73M.
  • Regal Investment Advisors added most to iShares MSCI EAFE Growth ETF in Q1 2026, an estimated $8.76M increase.
  • Regal Investment Advisors's biggest Q1 2026 reduction was iShares S&P 100 ETF, cutting an estimated $13M.
  • Regal Investment Advisors fully exited Global X S&P 500 Covered Call ETF in Q1 2026, selling an estimated $1.59M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.73B portfolio in Q1 2026.
  • Regal Investment Advisors opened 97 new positions and closed 28 in Q1 2026.
  • Regal Investment Advisors's portfolio value rose 3.6% quarter-over-quarter to $1.73B.

Based on Regal Investment Advisors's 13F filing for Q1 2026, filed 14 May 2026.