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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.94%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$405M
AUM Growth
+$31.8M
Cap. Flow
+$24.7M
Cap. Flow %
6.1%
Top 10 Hldgs %
19.08%
Holding
1,097
New
155
Increased
327
Reduced
249
Closed
92

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$4.18M
2
MON
Monsanto Co
MON
+$3.12M
3
WDR
Waddell & Reed Financial, Inc.
WDR
+$2.92M
4
GILD icon
Gilead Sciences
GILD
+$2.89M
5
PII icon
Polaris
PII
+$2.87M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$7.6M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.57M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.32M
4
RGR icon
Sturm, Ruger & Co
RGR
+$3.2M
5
PETM
PETSMART INC
PETM
+$3.16M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.15%
2 Financials 6.33%
3 Healthcare 6.27%
4 Consumer Staples 4.44%
5 Energy 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
151
State Street Technology Select Sector SPDR ETF
XLK
$124B
$542K 0.13%
26,164
+586
+2% +$12.2K
ADP icon
152
Automatic Data Processing
ADP
$108B
$526K 0.13%
6,140
-600
-9% -$51.7K
IVW icon
153
iShares S&P 500 Growth ETF
IVW
$77.6B
$515K 0.13%
18,080
-11,608
-39% -$330K
SHW icon
154
Sherwin-Williams
SHW
$89.8B
$515K 0.13%
5,433
+4,245
+357% +$396K
PEP icon
155
PepsiCo
PEP
$190B
$513K 0.13%
5,363
+2,336
+77% +$226K
FXO icon
156
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$500K 0.12%
21,164
+14
+0.1% +$325
VIG icon
157
Vanguard Dividend Appreciation ETF
VIG
$114B
$487K 0.12%
6,049
+2,918
+93% +$237K
BAC icon
158
Bank of America
BAC
$442B
$484K 0.12%
31,446
+3,388
+12% +$54.4K
IBB icon
159
iShares Biotechnology ETF
IBB
$9.77B
$477K 0.12%
4,167
+747
+22% +$82.4K
VOE icon
160
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$473K 0.12%
5,150
+803
+18% +$72.5K
KMI icon
161
Kinder Morgan
KMI
$68.7B
$472K 0.12%
11,215
+2,162
+24% +$89.5K
VOT icon
162
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$469K 0.12%
4,345
+496
+13% +$51.7K
LEG icon
163
Leggett & Platt
LEG
$1.31B
$463K 0.11%
10,047
+380
+4% +$16.9K
MAIN icon
164
Main Street Capital
MAIN
$5.48B
$458K 0.11%
14,832
-904
-6% -$27.2K
UDF
165
DELISTED
UNITED DEV FDG IV COM SHS OF BENE INT (TX)
UDF
$450K 0.11%
25,670
-5,837
-19% -$99.6K
IEI icon
166
iShares 3-7 Year Treasury Bond ETF
IEI
$17.8B
$437K 0.11%
3,517
-79
-2% -$9.76K
FEX icon
167
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$436K 0.11%
9,363
-100
-1% -$4.61K
FLRN icon
168
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$415K 0.1%
13,582
-736
-5% -$22.5K
VCSH icon
169
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$412K 0.1%
5,134
-194
-4% -$15.5K
CWB icon
170
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$410K 0.1%
+8,575
New +$405K
VWOB icon
171
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.18B
$408K 0.1%
5,245
+263
+5% +$20.2K
WBA
172
DELISTED
Walgreens Boots Alliance
WBA
$407K 0.1%
4,805
-397
-8% -$31.6K
FCX icon
173
Freeport-McMoran
FCX
$97.5B
$402K 0.1%
21,236
+1,278
+6% +$25.3K
MHR
174
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$402K 0.1%
150,438
-500
-0.3% -$1.23K
IWV icon
175
iShares Russell 3000 ETF
IWV
$20.3B
$395K 0.1%
3,193
+94
+3% +$11.6K
5 6
7
8 9

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q1 2015 Portfolio in Review

As of Q1 2015, Regal Investment Advisors held 1,097 positions worth $405M, up 8.5% from $373M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $24.7M of net new capital in Q1 2015, opening 155 new positions and adding to 327 existing holdings. Its largest new stake was Monsanto Co: 26,275 shares worth $2.96M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.1% of assets, down from 8.6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was La-Z-Boy, an estimated $7.6M trimmed.

  • Regal Investment Advisors's largest Q1 2015 buy was Monsanto Co: 26,275 shares worth $2.96M.
  • Regal Investment Advisors added most to iShares Core S&P Mid-Cap ETF in Q1 2015, an estimated $4.18M increase.
  • Regal Investment Advisors's biggest Q1 2015 reduction was La-Z-Boy, cutting an estimated $7.6M.
  • Regal Investment Advisors fully exited PETSMART INC in Q1 2015, selling an estimated $3.16M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $405M portfolio in Q1 2015.
  • Regal Investment Advisors opened 155 new positions and closed 92 in Q1 2015.
  • Regal Investment Advisors's portfolio value rose 8.5% quarter-over-quarter to $405M.

Based on Regal Investment Advisors's 13F filing for Q1 2015, filed 30 Apr 2015.