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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+4.18%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$98.7M
AUM Growth
-$786M
Cap. Flow
-$791M
Cap. Flow %
-802.06%
Top 10 Hldgs %
70.64%
Holding
468
New
–
Increased
–
Reduced
28
Closed
440

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$37.9M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$19.5M
3
AAPL icon
Apple
AAPL
+$17.8M
4
MSFT icon
Microsoft
MSFT
+$15.7M
5
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$15.4M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DD icon
101
DuPont de Nemours
DD
$19.2B
– –
-3,232
Closed -$288K
DDM icon
102
ProShares Ultra Dow30
DDM
$548M
– –
-13,166
Closed -$372K
DDOG icon
103
Datadog
DDOG
$84B
– –
-9,545
Closed -$940K
DEM icon
104
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
– –
-41,958
Closed -$1.73M
DEO icon
105
Diageo
DEO
$53.6B
– –
-5,122
Closed -$813K
DFEB icon
106
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
– –
-8,025
Closed -$260K
DFS
107
DELISTED
Discover Financial Services
DFS
– –
-12,251
Closed -$1.11M
DHR icon
108
Danaher
DHR
$144B
– –
-2,920
Closed -$575K
DIA icon
109
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
– –
-1,516
Closed -$464K
DIS icon
110
Walt Disney
DIS
$181B
– –
-31,110
Closed -$5.64M
DMO
111
Western Asset Mortgage Opportunity Fund
DMO
$120M
– –
-41,617
Closed -$590K
DOC icon
112
Healthpeak Properties
DOC
$14.8B
– –
-8,828
Closed -$267K
DOCU
113
DocuSign
DOCU
$11.5B
– –
-1,065
Closed -$237K
DON icon
114
WisdomTree US MidCap Dividend Fund
DON
$4.09B
– –
-8,374
Closed -$291K
DOW icon
115
Dow Inc
DOW
$21.2B
– –
-14,253
Closed -$791K
DPZ icon
116
Domino's
DPZ
$11.6B
– –
-683
Closed -$262K
DRI icon
117
Darden Restaurants
DRI
$24.4B
– –
-2,070
Closed -$247K
DSI icon
118
iShares MSCI KLD 400 Social ETF
DSI
$5.54B
– –
-7,573
Closed -$542K
DTE icon
119
DTE Energy
DTE
$29.1B
– –
-3,498
Closed -$361K
DUK icon
120
Duke Energy
DUK
$97.3B
– –
-37,131
Closed -$3.4M
DVY icon
121
iShares Select Dividend ETF
DVY
$23.6B
– –
-12,913
Closed -$1.24M
DXCM icon
122
DexCom
DXCM
$32B
– –
-2,236
Closed -$207K
ED icon
123
Consolidated Edison
ED
$39.9B
– –
-82,365
Closed -$5.95M
EEM icon
124
iShares MSCI Emerging Markets ETF
EEM
$30B
– –
-161,213
Closed -$8.33M
EEMV icon
125
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-5,058
Closed -$309K
3 4
5
6 7

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Regal Investment Advisors held 468 positions worth $98.7M, down 89% from $885M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Regal Investment Advisors withdrew a net $791M in Q1 2021, closing 440 positions and reducing 28 holdings. Its most notable exit was First Trust Capital Strength ETF, an estimated $19.5M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Regal Investment Advisors's biggest Q1 2021 reduction was iShares Core S&P 500 ETF, cutting an estimated $37.9M.
  • Regal Investment Advisors fully exited First Trust Capital Strength ETF in Q1 2021, selling an estimated $19.5M.
  • Regal Investment Advisors's ten largest holdings make up 71% of its $98.7M portfolio in Q1 2021.
  • Regal Investment Advisors opened 0 new positions and closed 440 in Q1 2021.
  • Regal Investment Advisors's portfolio value fell 89% quarter-over-quarter to $98.7M.

Based on Regal Investment Advisors's 13F filing for Q1 2021, filed 12 May 2021.